QA3 FINANCIAL LLC
CRD #104957 SEC #801-50648 OMAHA, NE 402-964-3702
SEC Registered
Total AUM
$725.7M
Discretionary
$725.7M
Employees
51
Clients
251
Accounts
7,142
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Nebraska
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 12, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOLTON, GREGORY, PAUL | I | SECRETARY | NA | Control |
| BOLTON, GREGORY, PAUL | I | SECRETARY | NA | Control |
| BOLTON, GREGORY, PAUL | I | SECRETARY | NA | Control |
| BOLTON, GREGORY, PAUL | I | SECRETARY | NA | Control |
| BOLTON, GREGORY, PAUL | I | SECRETARY | NA | Control |
| BOLTON, GREGORY, PAUL | I | SECRETARY | NA | Control |
| BOLTON, GREGORY, PAUL | I | SECRETARY | NA | Control |
| BOLTON, GREGORY, PAUL | I | SECRETARY | NA | Control |
| BOLTON, GREGORY, PAUL | I | SECRETARY | NA | Control |
| DRENNEN, NANCY, S | I | VICE PRESIDENT | NA | Control |
| GRENNAN, TED, ROBERT | I | CONTROLLER | NA | |
| GRENNAN, TED, ROBERT | I | CONTROLLER | NA | |
| GRENNAN, TED, ROBERT | I | CONTROLLER | NA | |
| GRENNAN, TED, ROBERT | I | CONTROLLER | NA | |
| GRENNAN, TED, ROBERT | I | CONTROLLER | NA | |
| GRENNAN, TED, ROBERT | I | CFO | NA | |
| GRENNAN, TED, ROBERT | I | CFO | NA | |
| GRENNAN, TED, ROBERT | I | CFO | NA | |
| GRENNAN, TED, ROBERT | I | CFO | NA | |
| GRENNAN, TED, ROBERT | I | CFO | NA | |
| GRENNAN, TED, ROBERT | I | CFO | NA | |
| GRENNAN, TED, ROBERT | I | CFO | NA | |
| JANSEN, HEATHER, JILL | I | VP - TREASURER | NA | Control |
| LANGE, THEODORE, AARON | I | CEO | NA | Control |
| LANGE, THEODORE, AARRON | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/CFO | NA | Control |
| LANGE, THEODORE, AARRON | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/CFO | NA | Control |
| LANGE, THEODORE, AARRON | I | PRESIDENT | NA | Control |
| LANGE, THEODORE, AARRON | I | PRESIDENT | NA | Control |
| LANGE, THEODORE, AARRON | I | PRESIDENT | NA | Control |
| LANGE, THEODORE, AARRON | I | PRESIDENT | NA | Control |
| LANGE, THEODORE, AARRON | I | PRESIDENT | NA | Control |
| LANGE, THEODORE, AARRON | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/CFO | NA | Control |
| LANGE, THEODORE, AARRON | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| LANGE, THEODORE, AARRON | I | PRESIDENT | NA | Control |
| LANGE, THEODORE, AARRON | I | PRESIDENT | NA | Control |
| LANGE, THEODORE, AARRON | I | PRESIDENT | NA | Control |
| LANGE, THEODORE, AARRON | I | PRESIDENT | NA | Control |
| LANGE, THEODORE, AARRON | I | PRESIDENT | NA | Control |
| LANGE, THEODORE, AARRON | I | PRESIDENT | NA | Control |
| MEYER, HEIDI, ANN | I | VICE PRESIDENT | NA | Control |
| MEYER, HEIDI, ANN | I | VICE PRESIDENT | NA | Control |
| MEYER, HEIDI, ANN | I | VICE PRESIDENT | NA | Control |
| MEYER, HEIDI, ANN | I | VICE PRESIDENT | NA | Control |
| MEYER, HEIDI, ANN | I | VICE PRESIDENT | NA | Control |
| SHEPHERD, TERI, SUE | I | TREASURER | NA | Control |
| SHEPHERD, TERI, SUE | I | TREASURER | NA | Control |
| SHEPHERD, TERI, SUE | I | TREASURER | NA | Control |
| SHEPHERD, TERI, SUE | I | TREASURER | NA | Control |
| SHEPHERD, TERI, SUE | I | TREASURER | NA | Control |
| SHEPHERD, TERI, SUE | I | TREASURER | NA | Control |
| SHEPHERD, TERI, SUE | I | TREASURER | NA | Control |
| SHEPHERD, TERI, SUE | I | TREASURER | NA | Control |
| TOBIN, DANIEL, PATRICK | I | VICE PRESIDENT | NA | |
| WILD, DERIC, JUSTIN | I | VICE PRESIDENT ADVISORY SERVICES | NA | Control |
| WILD, STEPHEN, KENT | I | CEO AND CCO | NA | Control |
| WILD, STEPHEN, KENT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILD, STEPHEN, KENT | I | MANAGER/100% OWNER OF FINANCIAL CONTINUUM | NA | Control |
| WILD, STEPHEN, KENT | I | MANAGER/100% OWNER OF FINANCIAL CONTINUUM | NA | Control |
| WILD, STEPHEN, KENT | I | MANAGER/100% OWNER OF FINANCIAL CONTINUUM | NA | Control |
| WILD, STEPHEN, KENT | I | MANAGER/100% OWNER OF FINANCIAL CONTINUUM | NA | Control |
| WILD, STEPHEN, KENT | I | MANAGER/100% OWNER OF FINANCIAL CONTINUUM | NA | Control |
| WILD, STEPHEN, KENT | I | CHAIRMAN, CEO/CFO | NA | Control |
| WILD, STEPHEN, KENT | I | CHAIRMAN, CEO/CFO | NA | Control |
| WILD, STEPHEN, KENT | I | CHAIRMAN, CEO/CFO | NA | Control |
| WILD, STEPHEN, KENT | I | CHAIRMAN, CEO | NA | Control |
| ZIELINSKI, THOMAS, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZIELINSKI, THOMAS, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZIELINSKI, THOMAS, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZIELINSKI, THOMAS, GERARD | I | CCO | NA | Control |
| ZIELINSKI, THOMAS, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZIELINSKI, THOMAS, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZIELINSKI, THOMAS, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZIELINSKI, THOMAS, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZIELINSKI, THOMAS, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| ZIELINSKI, THOMAS, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| ZIELINSKI, THOMAS, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| ZIELINSKI, THOMAS, GERARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FINANCIAL CONTINUUM, LLC | DE | 100% OWNER OF QA3 FINANCIAL, LLC | E | |
| FINANCIAL CONTINUUM, LLC | DE | 100% OWNER OF QA3 FINANCIAL, LLC | E | |
| FINANCIAL CONTINUUM, LLC | DE | 100% OWNER OF QA3 FINANCIAL, LLC | E | |
| FINANCIAL CONTINUUM, LLC | DE | 100% OWNER OF QA3 FINANCIAL, LLC | E | |
| FINANCIAL CONTINUUM, LLC | DE | 100% OWNER OF QA3 FINANCIAL, LLC | E | |
| QA3, LLC | DE | 100% OWNER OF QA3 FINANCIAL, LLC | E | |
| QA3, LLC | DE | 100% OWNER OF QA3 FINANCIAL, LLC | E | |
| QA3, LLC | DE | 100% OWNER OF QA3 FINANCIAL, LLC | E | |
| QA3, LLC | DE | 100% OWNER OF QA3 FINANCIAL, LLC | E | |
| QA3, LLC | DE | 100% OWNER OF QA3 FINANCIAL, LLC | E | |
| QA3, LLC | DE | 100% OWNER OF QA3 FINANCIAL, LLC | E | |
| QA3, LLC | DE | 100% OWNER OF QA3 FINANCIAL, LLC | E | |
| QA3, LLC | DE | 100% OWNER OF QA3 FINANCIAL, LLC | E | |
| QA3, LLC | DE | 100% OWNER OF QA3 FINANCIAL, LLC | E | |
| QA3, LLC | DE | 100% OWNER OF QA3 FINANCIAL, LLC | E | |
| QA3, LLC | DE | 100% OWNER OF QA3 FINANCIAL, LLC | E | |
| QA3, LLC | DE | 100% OWNER OF QA3 FINANCIAL, LLC | E | |
| QA3, LLC | DE | 100% OWNER OF QA3 FINANCIAL, LLC | E | |
| QA3, LLC | DE | 100% OWNER OF QA3 FINANCIAL, LLC | E | |
| QA3, LLC | DE | 100% OWNER OF QA3 FINANCIAL, LLC | E | |
| QA3, LLC | DE | 100% OWNER OF QA3 FINANCIAL, LLC | E | |
| QA3, LLC | DE | 100% OWNER OF QA3 FINANCIAL, LLC | E | |
| QA3, LLC | DE | 100% OWNER OF QA3 FINANCIAL, LLC | E | |
| QA3, LLC | DE | 100% OWNER OF QA3 FINANCIAL, LLC | E | |
| QA3, LLC | DE | 100% OWNER OF QA3 FINANCIAL, LLC | E | |
| QA3, LLC | DE | 100% OWNER OF QA3 FINANCIAL, LLC | E | |
| QA3, LLC | DE | 100% OWNER OF QA3 FINANCIAL, LLC | E | |
| QA3, LLC | DE | 100% OWNER OF QA3 FINANCIAL, LLC | E | |
| WILD, STEPHEN, KENT | I | CHAIRMAN, CEO | E | Control |
| WILD, STEPHEN, KENT | I | CHAIRMAN, CEO | E | Control |
| WILD, STEPHEN, KENT | I | CHAIRMAN, CEO | E | Control |
| WILD, STEPHEN, KENT | I | CHAIRMAN | E | Control |
| WILD, STEPHEN, KENT | I | CHAIRMAN, CEO | E | Control |
| WILD, STEPHEN, KENT | I | MANAGER/OWNER | E | Control |
| WILD, STEPHEN, KENT | I | MANAGER/OWNER | E | Control |
| WILD, STEPHEN, KENT | I | CHAIRMAN, CEO | E | Control |
| WILD, STEPHEN, KENT | I | CHAIRMAN, CEO | E | Control |
| WILD, STEPHEN, KENT | I | CHAIRMAN, CEO | E | Control |
| WILD, STEPHEN, KENT | I | MANAGER/OWNER | E | Control |
| WILD, STEPHEN, KENT | I | MANAGER/OWNER | E | Control |
| WILD, STEPHEN, KENT | I | MANAGER/100% OWNER OF QA3, LLC | E | Control |
| WILD, STEPHEN, KENT | I | MANAGER/OWNER | E | Control |
| WILD, STEPHEN, KENT | I | MANAGER/OWNER | E | Control |
| WILD, STEPHEN, KENT | I | MANAGER/OWNER | E | Control |
| WILD, STEPHEN, KENT | I | MANAGER/OWNER | E | Control |
| WILD, STEPHEN, KENT | I | MANAGER/OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| WILD, STEPHEN, KENT | I | QA3, LLC & QA3 FINANCIAL CORP. | E | Control |
| WILD, STEPHEN, KENT | I | QA3, LLC & QA3 FINANCIAL CORP. | E | Control |
| WILD, STEPHEN, KENT | I | QA3, LLC & QA3 FINANCIAL CORP. | E | Control |
| WILD, STEPHEN, KENT | I | QA3, LLC & QA3 FINANCIAL CORP. | E | Control |
| WILD, STEPHEN, KENT | I | QA3, LLC & QA3 FINANCIAL CORP. | E | Control |
| WILD, STEPHEN, KENT | I | QA3, LLC | E | Control |
| WILD, STEPHEN, KENT | I | QA3, LLC | E | Control |
| WILD, STEPHEN, KENT | I | QA3, LLC & QA3 FINANCIAL CORP. | E | Control |
| WILD, STEPHEN, KENT | I | QA3, LLC & QA3 FINANCIAL CORP. | E | Control |
| WILD, STEPHEN, KENT | I | QA3, LLC & QA3 FINANCIAL CORP. | E | Control |
| WILD, STEPHEN, KENT | I | QA3, LLC & QA3 FINANCIAL CORP. | E | Control |
| WILD, STEPHEN, KENT | I | QA3, LLC | E | Control |
| WILD, STEPHEN, KENT | I | QA3, LLC | E | Control |
| WILD, STEPHEN, KENT | I | QA3, LLC & QA3 FINANCIAL CORP. | E | Control |
| WILD, STEPHEN, KENT | I | QA3, LLC & QA3 FINANCIAL CORP. | E | Control |
| WILD, STEPHEN, KENT | I | QA3, LLC & QA3 FINANCIAL CORP. | E | Control |
| WILD, STEPHEN, KENT | I | QA3, LLC | E | Control |
| WILD, STEPHEN, KENT | I | QA3, LLC | E | Control |
| WILD, STEPHEN, KENT | I | QA3, LLC | E | Control |
| WILD, STEPHEN, KENT | I | QA3, LLC | E | Control |
| WILD, STEPHEN, KENT | I | QA3, LLC | E | Control |
| WILD, STEPHEN, KENT | I | QA3, LLC | E | Control |
| WILD, STEPHEN, KENT | I | QA3, LLC & QA3 FINANCIAL CORP. | E | Control |
Registrations
Federal
IA
Feb 12, 2007 REGISTERED
Notice Filings (50)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV
Address
ONE VALMONT PLAZA4TH FLOOR
OMAHA, NE 68154-5203
USA
Phone: 402-964-3702