CEF ADVISERS INC
CRD #104962 SEC #801-28329 NEW YORK, NY 212-344-6310
SEC Registered
Total AUM
$40.3M
Discretionary
$40.3M
Employees
6
Clients
--
Accounts
2
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MORRIS, MARION, ELLEN | I | SENIOR VICE PRESIDENT | NA | Control |
| MORRIS, MARION, ELLEN | I | SENIOR VICE PRESIDENT | NA | Control |
| MORRIS, MARION, ELLEN | I | SENIOR VICE PRESIDENT | NA | Control |
| MORRIS, MARION, ELLEN | I | SENIOR VICE PRESIDENT | NA | Control |
| OMALLEY, THOMAS | I | CHIEF FINANCIAL OFFICER, CHIEF ACCOUNTING OFFICER, TREASURER | NA | Control |
| OMALLEY, THOMAS | I | CHIEF FINANCIAL OFFICER, CHIEF ACCOUNTING OFFICER, TREASURER | NA | Control |
| OMALLEY, THOMAS | I | CHIEF FINANCIAL OFFICER, CHIEF ACCOUNTING OFFICER, TREASURER | NA | Control |
| OMALLEY, THOMAS | I | CHIEF FINANCIAL OFFICER, CHIEF ACCOUNTING OFFICER, TREASURER, AND DIRECTOR | NA | Control |
| OMALLEY, THOMAS | I | CHIEF FINANCIAL OFFICER, CHIEF ACCOUNTING OFFICER | NA | Control |
| OMALLEY, THOMAS | I | CHIEF FINANCIAL OFFICER, CHIEF ACCOUNTING OFFICER, TREASURER, AND DIRECTOR | NA | Control |
| OMALLEY, THOMAS | I | CHIEF FINANCIAL OFFICER, CHIEF ACCOUNTING OFFICER, TREASURER, AND DIRECTOR | NA | Control |
| OMALLEY, THOMAS | I | CHIEF FINANCIAL OFFICER, CHIEF ACCOUNTING OFFICER, TREASURER, AND DIRECTOR | NA | Control |
| OMALLEY, THOMAS | I | CHIEF FINANCIAL OFFICER, CHIEF ACCOUNTING OFFICER | NA | Control |
| OMALLEY, THOMAS | I | CHIEF FINANCIAL OFFICER, CHIEF ACCOUNTING OFFICER, TREASURER, AND DIRECTOR | NA | Control |
| OMALLEY, THOMAS | I | CHIEF FINANCIAL OFFICER, CHIEF ACCOUNTING OFFICER, TREASURER, AND DIRECTOR | NA | Control |
| OMALLEY, THOMAS | I | CHIEF FINANCIAL OFFICER, CHIEF ACCOUNTING OFFICER, TREASURER, AND DIRECTOR | NA | Control |
| OMALLEY, THOMAS | I | CHIEF FINANCIAL OFFICER, CHIEF ACCOUNTING OFFICER, TREASURER, AND DIRECTOR | NA | Control |
| OMALLEY, THOMAS | I | CHIEF FINANCIAL OFFICER, CHIEF ACCOUNTING OFFICER, TREASURER, AND DIRECTOR | NA | Control |
| RAMIREZ, JOHN, FELIPE | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, SECRETARY | NA | Control |
| RAMIREZ, JOHN, FELIPE | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, SECRETARY | NA | Control |
| RAMIREZ, JOHN, FELIPE | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, SECRETARY | NA | Control |
| RAMIREZ, JOHN, FELIPE | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, SECRETARY | NA | Control |
| RAMIREZ, JOHN, FELIPE | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, SECRETARY | NA | Control |
| RAMIREZ, JOHN, FELIPE | I | CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, VICE PRESIDENT, SECRETARY | NA | Control |
| RAMIREZ, JOHN, FELIPE | I | CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, VICE PRESIDENT, SECRETARY | NA | Control |
| RAMIREZ, JOHN, FELIPE | I | CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, VICE PRESIDENT, SECRETARY | NA | Control |
| RAMIREZ, JOHN, FELIPE | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, SECRETARY | NA | Control |
| RAMIREZ, JOHN, FELIPE | I | CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, VICE PRESIDENT, SECRETARY | NA | Control |
| RAMIREZ, JOHN, FELIPE | I | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, SECRETARY | NA | Control |
| RAMIREZ, JOHN, FELIPE | I | CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, VICE PRESIDENT, AND SECRETARY | NA | Control |
| RAMIREZ, JOHN, FELIPE | I | CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, VICE PRESIDENT, AND SECRETARY | NA | Control |
| RAMIREZ, JOHN, FELIPE | I | CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL, VICE PRESIDENT, AND SECRETARY | NA | Control |
| VOHRER, WILLIAM, GEORGE | I | TREASURER | NA | Control |
| VOHRER, WILLIAM, GEORGE | I | TREASURER | NA | Control |
| WINMILL, BASSETT, STARR | I | CHAIRMAN AND DIRECTOR | NA | Control |
| WINMILL, BASSETT, STARR | I | CHAIRMAN AND DIRECTOR | NA | Control |
| WINMILL, BASSETT, STARR | I | CHAIRMAN AND DIRECTOR | NA | Control |
| WINMILL, BASSETT, STARR | I | CHAIRMAN | NA | Control |
| WINMILL, BASSETT, STARR | I | CHAIRMAN AND DIRECTOR | NA | Control |
| WINMILL, BASSETT, STARR | I | CHAIRMAN | NA | Control |
| WINMILL, BASSETT, STARR | I | CHAIRMAN | NA | Control |
| WINMILL, BASSETT, STARR | I | CHAIRMAN | NA | Control |
| WINMILL, BASSETT, STARR | I | CHAIRMAN AND DIRECTOR | NA | Control |
| WINMILL, BASSETT, STARR | I | CHAIRMAN | NA | Control |
| WINMILL, BASSETT, STARR | I | CHAIRMAN | NA | Control |
| WINMILL, BASSETT, STARR | I | CHIEF INVESTMENT STRATEGIST | NA | Control |
| WINMILL, BASSETT, STARR | I | CHIEF INVESTMENT STRATEGIST | NA | Control |
| WINMILL, MARK, CAMPBELL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WINMILL, MARK, CAMPBELL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WINMILL, THOMAS, BASSETT | I | CEO, GENERAL COUNSEL, DIRECTOR, AND PRESIDENT | NA | Control |
| WINMILL, THOMAS, BASSETT | I | CEO, GENERAL COUNSEL, DIRECTOR, AND PRESIDENT | NA | Control |
| WINMILL, THOMAS, BASSETT | I | CEO, GENERAL COUNSEL, DIRECTOR, AND PRESIDENT | NA | Control |
| WINMILL, THOMAS, BASSETT | I | CEO, GENERAL COUNSEL, DIRECTOR, AND PRESIDENT | NA | Control |
| WINMILL, THOMAS, BASSETT | I | CEO, GENERAL COUNSEL, AND PRESIDENT | NA | Control |
| WINMILL, THOMAS, BASSETT | I | CEO, GENERAL COUNSEL, DIRECTOR, AND PRESIDENT | NA | Control |
| WINMILL, THOMAS, BASSETT | I | CEO, GENERAL COUNSEL, DIRECTOR, AND PRESIDENT | NA | Control |
| WINMILL, THOMAS, BASSETT | I | CEO, GENERAL COUNSEL, DIRECTOR, AND PRESIDENT | NA | Control |
| WINMILL, THOMAS, BASSETT | I | CEO, GENERAL COUNSEL, AND PRESIDENT | NA | Control |
| WINMILL, THOMAS, BASSETT | I | CEO, GENERAL COUNSEL, DIRECTOR, AND PRESIDENT | NA | Control |
| WINMILL, THOMAS, BASSETT | I | CEO, GENERAL COUNSEL, DIRECTOR, AND PRESIDENT | NA | Control |
| WINMILL, THOMAS, BASSETT | I | CEO, GENERAL COUNSEL, DIRECTOR, AND PRESIDENT | NA | Control |
| WINMILL, THOMAS, BASSETT | I | CEO, GENERAL COUNSEL, DIRECTOR, AND PRESIDENT | NA | Control |
| WINMILL & CO. INCORPORATED | DE | PARENT COMPANY | E | Control |
| WINMILL & CO. INCORPORATED | DE | PARENT COMPANY | E | Control |
| WINMILL & CO. INCORPORATED | DE | PARENT COMPANY | E | Control |
| WINMILL & CO. INCORPORATED | DE | PARENT COMPANY | E | Control |
| WINMILL & CO. INCORPORATED | DE | PARENT COMPANY | E | Control |
| WINMILL & CO. INCORPORATED | DE | PARENT COMPANY | E | Control |
| WINMILL & CO. INCORPORATED | DE | PARENT COMPANY | E | Control |
| WINMILL & CO. INCORPORATED | DE | PARENT COMPANY | E | Control |
| WINMILL & CO. INCORPORATED | DE | PARENT COMPANY | E | Control |
| WINMILL & CO. INCORPORATED | DE | PARENT COMPANY | E | Control |
| WINMILL & CO. INCORPORATED | DE | PARENT COMPANY | E | Control |
| WINMILL & CO. INCORPORATED | DE | PARENT COMPANY | E | Control |
| WINMILL & CO. INCORPORATED | DE | PARENT COMPANY | E | Control |
| WINMILL & CO. INCORPORATED | DE | PARENT COMPANY | E | Control |
| WINMILL, MARK, CAMPBELL | I | EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT STRATEGIST | E | Control |
| WINMILL, THOMAS, BASSETT | I | CEO, GENERAL COUNSEL, DIRECTOR, AND PRESIDENT | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| WINMILL FAMILY TRUST | DE | WINMILL & CO. INCORPORATED | E | Control |
| WINMILL, BASSETT, STARR | I | WINMILL & CO. INCORPORATED | E | Control |
| WINMILL, BASSETT, STARR | I | WINMILL & CO. INCORPORATED | E | Control |
| WINMILL, BASSETT, STARR | I | WINMILL & CO. INCORPORATED | E | Control |
| WINMILL, BASSETT, STARR | I | WINMILL & CO. INCORPORATED | E | Control |
| WINMILL, BASSETT, STARR | I | WINMILL & CO. INCORPORATED | E | Control |
| WINMILL, BASSETT, STARR | I | WINMILL & CO. INCORPORATED | E | Control |
| WINMILL, BASSETT, STARR | I | WINMILL & CO. INCORPORATED | E | Control |
| WINMILL, BASSETT, STARR | I | WINMILL & CO. INCORPORATED | E | Control |
| WINMILL, BASSETT, STARR | I | WINMILL & CO. INCORPORATED | E | Control |
| WINMILL, BASSETT, STARR | I | WINMILL & CO. INCORPORATED | E | Control |
| WINMILL, BASSETT, STARR | I | WINMILL & CO. INCORPORATED | E | Control |
| WINMILL, BASSETT, STARR | I | WINMILL & CO. INCORPORATED | E | Control |
| WINMILL, BASSETT, STARR | I | WINMILL & CO. INCORPORATED | E | Control |
| WINMILL, MARK, CAMPBELL | I | WINMILL FAMILY TRUST | D | Control |
| WINMILL, THOMAS, BASSETT | I | WINMILL FAMILY TRUST | D | Control |
Registrations
Federal
IA
Mar 30, 2012 REGISTERED
Address
11 HANOVER SQNEW YORK, NY 10005
United States
Phone: 212-344-6310