TRINITY INVESTMENT MANAGEMENT CORPORATION
Legal name: OFI INSTITUTIONAL ASSET MANAGEMENT, INC.
CRD #104967 SEC #801-11312 BELLEFONTE, PA 814-355-1000
SEC Registered
Total AUM
$615.6M
Discretionary
$615.6M
Employees
--
Clients
--
Accounts
23
Firm Details
- Organization Type
- Corporation
- State of Formation
- Pennsylvania
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BISBEY, PATRICK, MARTIN | I | VICE PRESIDENT | NA | Control |
| BISBEY, PATRICK, MARTIN | I | VICE PRESIDENT | NA | Control |
| BISBEY, PATRICK, MARTIN | I | VICE PRESIDENT | NA | Control |
| BISBEY, PATRICK, MARTIN | I | VICE PRESIDENT | NA | Control |
| BISBEY, PATRICK, MARTIN | I | VICE PRESIDENT | NA | Control |
| BISBEY, PATRICK, MARTIN | I | VICE PRESIDENT | NA | Control |
| BISBEY, PATRICK, MARTIN | I | MANAGING DIRECTOR | NA | Control |
| BISBEY, PATRICK, MARTIN | I | VICE PRESIDENT | NA | Control |
| BISBEY, PATRICK, MARTIN | I | VICE PRESIDENT | NA | Control |
| BISBEY, PATRICK, MARTIN | I | MANAGING DIRECTOR | NA | Control |
| BISBEY, PATRICK, MARTIN | I | VICE PRESIDENT | NA | Control |
| BISBEY, PATRICK, MARTIN | I | MANAGING DIRECTOR | NA | Control |
| BISBEY, PATRICK, MARTIN | I | VICE PRESIDENT | NA | Control |
| BISBEY, PATRICK, MARTIN | I | MANAGING DIRECTOR | NA | Control |
| BISBEY, PATRICK, MARTIN | I | VICE PRESIDENT | NA | Control |
| BISBEY, PATRICK, MARTIN | I | VICE PRESIDENT | NA | Control |
| BISBEY, PATRICK, MARTIN | I | MANAGING DIRECTOR | NA | Control |
| DONOHUE, ANDREW, JOHN | I | CLO, CCO, DIRECTOR | NA | Control |
| DONOHUE, ANDREW, JOHN | I | CLO, CCO, DIRECTOR | NA | Control |
| GALL, BLAKE, DOUGLA | I | PRESIDENT & MANAGING DIRECTOR | NA | Control |
| GALL, BLAKE, DOUGLA | I | DIRECTOR & VICE CHAIRMAN | NA | Control |
| GALL, BLAKE, DOUGLA | I | PRESIDENT & MANAGING DIRECTOR | NA | Control |
| GALL, BLAKE, DOUGLA | I | PRESIDENT & MANAGING DIRECTOR | NA | Control |
| GALL, BLAKE, DOUGLA | I | PRESIDENT & MANAGING DIRECTOR | NA | Control |
| GALL, BLAKE, DOUGLA | I | DIRECTOR & VICE CHAIRMAN | NA | Control |
| GALL, BLAKE, DOUGLA | I | PRESIDENT & MANAGING DIRECTOR | NA | Control |
| GALL, BLAKE, DOUGLAS | I | DIRECTOR & VICE CHAIRMAN | NA | Control |
| GALL, BLAKE, DOUGLAS | I | DIRECTOR & VICE CHAIRMAN | NA | Control |
| GALL, BLAKE, DOUGLAS | I | DIRECTOR & VICE CHAIRMAN | NA | Control |
| GALL, BLAKE, DOUGLAS | I | DIRECTOR & VICE CHAIRMAN | NA | Control |
| GALL, BLAKE, DOUGLAS | I | DIRECTOR & VICE CHAIRMAN | NA | Control |
| GALL, BLAKE, DOUGLAS | I | DIRECTOR & VICE CHAIRMAN | NA | Control |
| GALL, BLAKE, DOUGLAS | I | DIRECTOR AND VICE CHAIRMAN | NA | Control |
| GRIFFITHS, JEREMY, HUGH | I | DIRECTOR | NA | Control |
| GRIFFITHS, JEREMY, HUGH | I | DIRECTOR | NA | Control |
| GRIFFITHS, JEREMY, HUGH | I | DIRECTOR | NA | Control |
| GRIFFITHS, JEREMY, HUGH | I | DIRECTOR | NA | Control |
| GRIFFITHS, JEREMY, HUGH | I | DIRECTOR | NA | Control |
| KUNES, LAMAR, VINCENT | I | TREASURER | NA | Control |
| KUNES, LAMAR, VINCENT | I | TREASURER | NA | Control |
| KUNES, LAMAR, VINCENT | I | TREASURER | NA | Control |
| KUNES, LAMAR, VINCENT | I | TREASURER | NA | Control |
| KUNES, LAMAR, VINCENT | I | TREASURER | NA | Control |
| KUNES, LAMAR, VINCENT | I | TREASURER | NA | Control |
| KUNES, LAMAR, VINCENT | I | TREASURER | NA | |
| KUNES, LAMAR, VINCENT | I | TREASURER | NA | Control |
| KUNES, LAMAR, VINCENT | I | TREASURER | NA | |
| KUNES, LAMAR, VINCENT | I | TREASURER | NA | |
| KUNES, LAMAR, VINCENT | I | TREASURER | NA | |
| KUNES, LAMAR, VINCENT | I | TREASURER | NA | |
| KUNES, LAMAR, VINCENT | I | TREASURER | NA | |
| KUNES, LAMAR, VINCENT | I | TREASURER | NA | |
| LEAVY, CHRISTOPHER, MORGAN | I | PRESIDENT AND DIRECTOR | NA | Control |
| LIEB, JOHN, BERNARD | I | VICE PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| LIEB, JOHN, BERNARD | I | VICE PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| LIEB, JOHN, BERNARD | I | VICE PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| LIEB, JOHN, BERNARD | I | VICE PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| LIEB, JOHN, BERNARD | I | VICE PRESIDENT & CHIEF OPERATING OFFICER | NA | Control |
| LIEB, JOHN, BERNARD | I | VICE PRESIDENT | NA | Control |
| LIEB, JOHN, BERNARD | I | MANAGING DIRECTOR | NA | Control |
| LIEB, JOHN, BERNARD | I | VICE PRESIDENT | NA | Control |
| LIEB, JOHN, BERNARD | I | VICE PRESIDENT | NA | Control |
| LIEB, JOHN, BERNARD | I | MANAGING DIRECTOR | NA | Control |
| LIEB, JOHN, BERNARD | I | VICE PRESIDENT | NA | Control |
| LIEB, JOHN, BERNARD | I | MANAGING DIRECTOR | NA | Control |
| LIEB, JOHN, BERNARD | I | VICE PRESIDENT | NA | Control |
| LIEB, JOHN, BERNARD | I | MANAGING DIRECTOR | NA | Control |
| LIEB, JOHN, BERNARD | I | VICE PRESIDENT | NA | Control |
| LIEB, JOHN, BERNARD | I | VICE PRESIDENT | NA | Control |
| LIEB, JOHN, BERNARD | I | MANAGING DIRECTOR | NA | Control |
| MCKENZIE, CHARLES, LLOYD | I | PRESIDENT, DIRECTOR & CHAIRMAN | NA | Control |
| MCKENZIE, CHARLES, LLOYD | I | PRESIDENT, DIRECTOR & CHAIRMAN | NA | Control |
| MCKENZIE, CHARLES, LLOYD | I | PRESIDENT, DIRECTOR & CHAIRMAN | NA | Control |
| MCKENZIE, CHARLES, LLOYD | I | PRESIDENT, DIRECTOR & CHAIRMAN | NA | Control |
| MCKENZIE, CHARLES, LLOYD | I | PRESIDENT, DIRECTOR & CHAIRMAN | NA | Control |
| MCKENZIE, CHARLES, LLOYD | I | DIRECTOR, SALES | NA | Control |
| MCKENZIE, CHARLES, LLOYD | I | DIRECTOR, MARKETING & CONSULTANT RELATIONS | NA | Control |
| MCKENZIE, CHARLES, LLOYD | I | PRESIDENT, DIRECTOR & CHAIRMAN | NA | Control |
| MCKENZIE, CHARLES, LLOYD | I | DIRECTOR, SALES | NA | Control |
| MCKENZIE, CHARLES, LLOYD | I | DIRECTOR, MARKETING & CONSULTANT RELATIONS | NA | Control |
| MCKENZIE, CHARLES, LLOYD | I | DIRECTOR, SALES | NA | Control |
| MCKENZIE, CHARLES, LLOYD | I | DIRECTOR, MARKETING & CONSULTANT RELATIONS | NA | Control |
| MCKENZIE, CHARLES, LLOYD | I | DIRECTOR, SALES | NA | Control |
| MCKENZIE, CHARLES, LLOYD | I | DIRECTOR, MARKETING & CONSULTANT RELATIONS | NA | Control |
| MCKENZIE, CHARLES, LLOYD | I | PRESIDENT, DIRECTOR & CHAIRMAN | NA | Control |
| MCKENZIE, CHARLES, LLOYD | I | DIRECTOR, SALES | NA | Control |
| MCKENZIE, CHARLES, LLOYD | I | DIRECTOR, MARKETING & CONSULTANT RELATIONS | NA | Control |
| MURPHY, JOHN, VINCENT | I | DIRECTOR | NA | Control |
| MURPHY, JOHN, VINCENT | I | DIRECTOR | NA | Control |
| MURPHY, JOHN, VINCENT | I | DIRECTOR | NA | Control |
| MURPHY, JOHN, VINCENT | I | DIRECTOR | NA | Control |
| MURPHY, JOHN, VINCENT | I | DIRECTOR | NA | Control |
| MURPHY, JOHN, VINCENT | I | DIRECTOR | NA | Control |
| MURPHY, JOHN, VINCENT | I | DIRECTOR | NA | Control |
| MURPHY, JOHN, VINCENT | I | DIRECTOR | NA | Control |
| MURPHY, JOHN, VINCENT | I | DIRECTOR | NA | Control |
| MURPHY, JOHN, VINCENT | I | DIRECTOR | NA | Control |
| MURPHY, JOHN, VINCENT | I | DIRECTOR | NA | Control |
| PFEFFER, DAVID, MATTHEW | I | DIRECTOR | NA | Control |
| POWERS, DAVID, ALLEN | I | VICE PRESIDENT & MANAGING DIRECTOR | NA | Control |
| POWERS, DAVID, ALLEN | I | VICE PRESIDENT & MANAGING DIRECTOR | NA | Control |
| POWERS, DAVID, ALLEN | I | VICE PRESIDENT & MANAGING DIRECTOR | NA | Control |
| POWERS, DAVID, ALLEN | I | VICE PRESIDENT & MANAGING DIRECTOR | NA | Control |
| POWERS, DAVID, ALLEN | I | VICE PRESIDENT & MANAGING DIRECTOR | NA | Control |
| PROPER, LORI, JEAN | I | VICE PRESIDENT | NA | |
| PROPER, LORI, JEAN | I | VICE PRESIDENT | NA | |
| PROPER, LORI, JEAN | I | VICE PRESIDENT | NA | |
| PROPER, LORI, JEAN | I | VICE PRESIDENT | NA | |
| PROPER, LORI, JEAN | I | VICE PRESIDENT & SECRETARY | NA | Control |
| PROPER, LORI, JEAN | I | VICE PRESIDENT & SECRETARY | NA | Control |
| PROPER, LORI, JEAN | I | VICE PRESIDENT & SECRETARY | NA | Control |
| PROPER, LORI, JEAN | I | VICE PRESIDENT & SECRETARY | NA | Control |
| PROPER, LORI, JEAN | I | VICE PRESIDENT & SECRETARY | NA | Control |
| PROPER, LORI, JEAN | I | VICE PRESIDENT & SECRETARY | NA | Control |
| PROPER, LORI, JEAN | I | VICE PRESIDENT & SECRETARY | NA | Control |
| RUOTOLO, ANDREW | I | DIRECTOR | NA | Control |
| RUOTOLO, ANDREW | I | DIRECTOR | NA | Control |
| SCHULTZ, DAVID, CARL | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHULTZ, DAVID, CARL | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHULTZ, DAVID, CARL | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHULTZ, DAVID, CARL | I | CHAIRMAN OF THE BOARD | NA | Control |
| SCHULTZ, DAVID, CARL | I | CHAIRMAN OF THE BOARD | NA | Control |
| TUCKER, RICHARD, LEE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| TUCKER, RICHARD, LEE | I | MANAGING DIRECTOR | NA | Control |
| TUCKER, RICHARD, LEE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| TUCKER, RICHARD, LEE | I | MANAGING DIRECTOR | NA | Control |
| TUCKER, RICHARD, LEE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| TUCKER, RICHARD, LEE | I | MANAGING DIRECTOR | NA | Control |
| TUCKER, RICHARD, LEE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| TUCKER, RICHARD, LEE | I | MANAGING DIRECTOR | NA | Control |
| TUCKER, RICHARD, LEE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| TUCKER, RICHARD, LEE | I | MANAGING DIRECTOR | NA | Control |
| VANDEHEY, MARK, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VANDEHEY, MARK, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VANDEHEY, MARK, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VANDEHEY, MARK, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VANDEHEY, MARK, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VANDEHEY, MARK, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VANDEHEY, MARK, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VANDEHEY, MARK, STEPHEN | I | SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| VANDEHEY, MARK, STEPHEN | I | SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| ZACK, ROBERT, GREGORY | I | GENERAL COUNSEL | NA | Control |
| OFI INSTITUTIONAL ASSET MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| OFI INSTITUTIONAL ASSET MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| OFI INSTITUTIONAL ASSET MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| OFI INSTITUTIONAL ASSET MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| OFI INSTITUTIONAL ASSET MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| OFI INSTITUTIONAL ASSET MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| OFI INSTITUTIONAL ASSET MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| OFI INSTITUTIONAL ASSET MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| OFI INSTITUTIONAL ASSET MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORP. | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORP. | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORP. | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORP. | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORP. | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING COMPANY | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING COMPANY | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING COMPANY | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING COMPANY | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING COMPANY | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING COMPANY | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING COMPANY | E | Control |
| MASSMUTUAL HOLDING COMPANY | DE | MASSMUTUAL HOLDING TRUST I | E | Control |
| MASSMUTUAL HOLDING COMPANY | DE | MASSMUTUAL HOLDING TRUST I | E | Control |
| MASSMUTUAL HOLDING COMPANY | DE | MASSMUTUAL HOLDING TRUST I | E | Control |
| MASSMUTUAL HOLDING COMPANY | DE | MASSMUTUAL HOLDING TRUST I | E | Control |
| MASSMUTUAL HOLDING COMPANY | DE | MASSMUTUAL HOLDING TRUST I | E | Control |
| MASSMUTUAL HOLDING COMPANY | DE | MASSMUTUAL HOLDING TRUST I | E | Control |
| MASSMUTUAL HOLDING COMPANY | DE | MASSMUTUAL HOLDING TRUST I | E | Control |
| MASSMUTUAL HOLDING LLC | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MASSMUTUAL HOLDING LLC | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MASSMUTUAL HOLDING LLC | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MASSMUTUAL HOLDING LLC | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MASSMUTUAL HOLDING LLC | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MASSMUTUAL HOLDING LLC | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MASSMUTUAL HOLDING LLC | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MASSMUTUAL HOLDING TRUST I | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MASSMUTUAL HOLDING TRUST I | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MASSMUTUAL HOLDING TRUST I | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MASSMUTUAL HOLDING TRUST I | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MASSMUTUAL HOLDING TRUST I | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MASSMUTUAL HOLDING TRUST I | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MASSMUTUAL HOLDING TRUST I | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION | DE | OPPENHEIMERFUNDS, INC. | E | |
| OPPENHEIMER ACQUISITION CORPORATION | DE | OPPENHEIMERFUNDS, INC. | E | |
| OPPENHEIMER ACQUISITION CORPORATION | DE | OPPENHEIMERFUNDS, INC. | E | |
| OPPENHEIMER ACQUISITION CORPORATION | DE | OPPENHEIMERFUNDS, INC. | E | |
| OPPENHEIMER ACQUISITION CORPORATION | DE | OPPENHEIMERFUNDS, INC. | E | |
| OPPENHEIMER ACQUISITION CORPORATION | DE | OPPENHEIMERFUNDS, INC. | E | |
| OPPENHEIMER ACQUISITION CORPORATION | DE | OPPENHEIMERFUNDS, INC. | E | |
| OPPENHEIMER ACQUISITION CORPORATION | DE | OPPENHEIMERFUNDS, INC. | E | |
| OPPENHEIMER ACQUISITION CORPORATION | DE | OPPENHEIMERFUNDS, INC. | E | |
| OPPENHEIMERFUNDS, INC. | DE | OFI INSTITUTIONAL ASSET MANAGEMENT, INC. | E | |
| OPPENHEIMERFUNDS, INC. | DE | OFI INSTITUTIONAL ASSET MANAGEMENT, INC. | E | |
| OPPENHEIMERFUNDS, INC. | DE | OFI INSTITUTIONAL ASSET MANAGEMENT, INC. | E | |
| OPPENHEIMERFUNDS, INC. | DE | OFI INSTITUTIONAL ASSET MANAGEMENT, INC. | E | |
| OPPENHEIMERFUNDS, INC. | DE | OFI INSTITUTIONAL ASSET MANAGEMENT, INC. | E | |
| OPPENHEIMERFUNDS, INC. | DE | OFI INSTITUTIONAL ASSET MANAGEMENT, INC. | E | |
| OPPENHEIMERFUNDS, INC. | DE | OFI INSTITUTIONAL ASSET MANAGEMENT, INC. | E | |
| OPPENHEIMERFUNDS, INC. | DE | OFI INSTITUTIONAL ASSET MANAGEMENT, INC. | E | |
| OPPENHEIMERFUNDS, INC. | DE | OFI INSTITUTIONAL ASSET MANAGEMENT, INC. | E |
Registrations
Federal
IA
Mar 31, 2009 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
301 NORTH SPRING STBELLEFONTE, PA 16823
United States
Phone: 814-355-1000