ROTHSCHILD SALE & ASSOCIATES INC
CRD #104968 SEC #801-21663 ST LOUIS, MO 314-991-9100
SEC Registered
Total AUM
$1.3M
Discretionary
$1.3M
Employees
5
Clients
10
Accounts
13
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 20, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| RADER, CAROL, SUE | I | SECRETARY | NA | |
| RADER, CAROL, SUE | I | SECRETARY | NA | |
| RADER, CAROL, SUE | I | SECRETARY | NA | |
| RADER, CAROL, SUE | I | SECRETARY | NA | |
| RADER, CAROL, SUE | I | SECRETARY | NA | |
| RADER, CAROL, SUE | I | SECRETARY | NA | |
| ROTHSCHILD, STEPHEN, OTTO | I | PRESIDENT/TREASURER | E | Control |
| ROTHSCHILD, STEPHEN, OTTO | I | CHIEF COMPLIANCE OFFICER | E | Control |
| ROTHSCHILD, STEPHEN, OTTO | I | PRESIDENT/TREASURER | E | Control |
| ROTHSCHILD, STEPHEN, OTTO | I | PRESIDENT/TREASURER | E | Control |
| ROTHSCHILD, STEPHEN, OTTO | I | CHIEF COMPLIANCE OFFICER | E | Control |
| ROTHSCHILD, STEPHEN, OTTO | I | PRESIDENT/TREASURER | E | Control |
| ROTHSCHILD, STEPHEN, OTTO | I | PRESIDENT/TREASURER | E | Control |
| ROTHSCHILD, STEPHEN, OTTO | I | PRESIDENT/TREASURER | E | Control |
Registrations
Federal
IA
Sep 20, 2005 REGISTERED
Notice Filings (3)
MO MS NE
Address
10845 OLIVE BOULEVARDSUITE 303
ST LOUIS, MO 63141
USA
Phone: 314-991-9100