NEVILLE, RODIE & SHAW INC
CRD #104969 SEC #801-4148 NEW YORK, NY 212-725-1440
SEC Registered
Total AUM
$1.9B
Discretionary
$1.9B
Employees
13
Clients
--
Accounts
813
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- OCTOBER
- Registration Date
- --
- Latest Filing
- Jan 21, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANASTASI, FRANK, JOSEPH | I | CHIEF COMPLIANCE OFFICER / ASST VICE PRES | NA | Control |
| ANASTASI, FRANK, JOSEPH | I | CHIEF COMPLIANCE OFFICER / ASST VICE PRESIDENT | NA | Control |
| ANASTASI, FRANK, JOSEPH | I | CHIEF COMPLIANCE OFFICER / ASST VICE PRES | NA | Control |
| ANASTASI, FRANK, JOSEPH | I | CHIEF COMPLIANCE OFFICER / ASST VICE PRES | NA | Control |
| ANASTASI, FRANK, JOSEPH | I | CHIEF COMPLIANCE OFFICER / ASST VICE PRES | NA | |
| ANASTASI, FRANK, JOSEPH | I | CHIEF COMPLIANCE OFFICER / ASST VICE PRES | NA | Control |
| ANASTASI, FRANK, JOSEPH | I | CHIEF COMPLIANCE OFFICER / ASST VICE PRES | NA | |
| ANASTASI, FRANK, JOSEPH | I | CHIEF COMPLIANCE OFFICER / ASST VICE PRES | NA | |
| ANASTASI, FRANK, JOSEPH | I | CHIEF COMPLIANCE OFFICER / VICE PRESIDENT | NA | Control |
| ANASTASI, FRANK, JOSEPH | I | CHIEF COMPLIANCE OFFICER / VICE PRESIDENT | NA | Control |
| ANASTASI, FRANK, JOSEPH | I | CHIEF COMPLIANCE OFFICER / VICE PRESIDENT | NA | Control |
| ANASTASI, FRANK, JOSEPH | I | CHIEF COMPLIANCE OFFICER / VICE PRESIDENT | NA | Control |
| ANASTASI, FRANK, JOSEPH | I | CHIEF COMPLIANCE OFFICER / VICE PRESIDENT | NA | Control |
| ANASTASI, FRANK, JOSEPH | I | CHIEF COMPLIANCE OFFICER / VICE PRESIDENT | NA | Control |
| ANASTASI, FRANK, JOSEPH | I | CHIEF COMPLIANCE OFFICER / VICE PRESIDENT | NA | Control |
| ANASTASI, FRANK, JOSEPH | I | CHIEF COMPLIANCE OFFICER / VICE PRESIDENT | NA | Control |
| ANASTASI, FRANK, JOSEPH | I | CHIEF COMPLIANCE OFFICER / VICE PRESIDENT | NA | Control |
| ANASTASI, FRANK, JOSEPH | I | CHIEF COMPLIANCE OFFICER / VICE PRESIDENT | NA | Control |
| ANASTASI, FRANK, JOSEPH | I | CHIEF COMPLIANCE OFFICER / VICE PRESIDENT | NA | Control |
| ANASTASI, FRANK, JOSEPH | I | CHIEF COMPLIANCE OFFICER / VICE PRESIDENT | NA | Control |
| ANASTASI, FRANK, JOSEPH | I | CHIEF COMPLIANCE OFFICER / VICE PRESIDENT | NA | Control |
| ANASTASI, FRANK, JOSEPH | I | CHIEF COMPLIANCE OFFICER / VICE PRESIDENT | NA | Control |
| ANASTASI, FRANK, JOSEPH | I | CHIEF COMPLIANCE OFFICER / VICE PRESIDENT | NA | Control |
| ANASTASI, FRANK, JOSEPH | I | CHIEF COMPLIANCE OFFICER / VICE PRESIDENT | NA | Control |
| ANASTASI, FRANK, JOSEPH | I | CHIEF COMPLIANCE OFFICER / VICE PRESIDENT | NA | Control |
| ANASTASI, FRANK, JOSEPH | I | CHIEF COMPLIANCE OFFICER / VICE PRESIDENT | NA | Control |
| ANASTASI, FRANK, JOSEPH | I | CHIEF COMPLIANCE OFFICER / VICE PRESIDENT | NA | Control |
| ANASTASI, FRANK, JOSEPH | I | CHIEF COMPLIANCE OFFICER / VICE PRESIDENT | NA | Control |
| ANASTASI, FRANK, JOSEPH | I | CHIEF COMPLIANCE OFFICER / VICE PRESIDENT/ SECRETARY | NA | Control |
| ANASTASI, FRANK, JOSEPH | I | CHIEF COMPLIANCE OFFICER / VICE PRESIDENT/ SECRETARY | NA | Control |
| ANASTASI, FRANK, JOSEPH | I | CHIEF COMPLIANCE OFFICER / VICE PRESIDENT/ SECRETARY | NA | Control |
| ANASTASI, FRANK, JOSEPH | I | CHIEF COMPLIANCE OFFICER / VICE PRESIDENT/ SECRETARY | NA | Control |
| ANASTASI, FRANK, JOSEPH | I | CHIEF COMPLIANCE OFFICER / VICE PRESIDENT/ SECRETARY | NA | Control |
| ANASTASI, FRANK, JOSEPH | I | CHIEF COMPLIANCE OFFICER / VICE PRESIDENT/ SECRETARY | NA | Control |
| ANASTASI, FRANK, JOSEPH | I | CHIEF COMPLIANCE OFFICER / VICE PRESIDENT/ SECRETARY | NA | Control |
| ANASTASI, FRANK, JOSEPH | I | CHIEF COMPLIANCE OFFICER / VICE PRESIDENT/ SECRETARY | NA | Control |
| ANASTASI, FRANK, JOSEPH | I | CHIEF COMPLIANCE OFFICER / VICE PRESIDENT/ SECRETARY | NA | Control |
| ANASTASI, FRANK, JOSEPH | I | CHIEF COMPLIANCE OFFICER / VICE PRESIDENT/ SECRETARY | NA | Control |
| CHOATE, REED, WINFIELD | I | VICE PRESIDENT | NA | Control |
| CHOATE, REED, WINFIELD | I | VICE PRESIDENT | NA | Control |
| CHOATE, REED, WINFIELD | I | VICE PRESIDENT | NA | Control |
| CHOATE, REED, WINFIELD | I | VICE PRESIDENT | NA | Control |
| CHOATE, REED, WINFIELD | I | VICE PRESIDENT | NA | Control |
| CHOATE, REED, WINFIELD | I | VICE PRESIDENT | NA | Control |
| CHOATE, REED, WINFIELD | I | VICE PRESIDENT | NA | Control |
| CHOATE, REED, WINFIELD | I | VICE PRESIDENT | NA | Control |
| CHOATE, REED, WINFIELD | I | VICE PRESIDENT | NA | Control |
| CHOATE, REED, WINFIELD | I | VICE PRESIDENT | NA | Control |
| CHOATE, REED, WINFIELD | I | VICE PRESIDENT | NA | Control |
| CHOATE, REED, WINFIELD | I | VICE PRESIDENT | NA | Control |
| CHOATE, REED, WINFIELD | I | VICE PRESIDENT | NA | Control |
| CHOATE, REED, WINFIELD | I | VICE PRESIDENT | NA | Control |
| COE, JEFFREY, NORLING | I | VICE PRESIDENT | NA | Control |
| COE, JEFFREY, NORLING | I | VICE PRESIDENT | NA | Control |
| COE, JEFFREY, NORLING | I | VICE PRESIDENT | NA | Control |
| COE, JEFFREY, NORLING | I | VICE PRESIDENT | NA | Control |
| COE, JEFFREY, NORLING | I | VICE PRESIDENT | NA | Control |
| COE, JEFFREY, NORLING | I | VICE PRESIDENT | NA | Control |
| DEVINE, MATTHEW, PATRICK | I | VICE PRESIDENT | NA | Control |
| DEVINE, MATTHEW, PATRICK | I | VICE PRESIDENT | NA | Control |
| DEVINE, MATTHEW, PATRICK | I | VICE PRESIDENT | NA | Control |
| LEACH, BRIAN, EDWARD | I | VICE PRESIDENT | NA | Control |
| LEACH, BRIAN, EDWARD | I | VICE PRESIDENT | NA | Control |
| LEACH, BRIAN, EDWARD | I | VICE PRESIDENT | NA | Control |
| LEACH, BRIAN, EDWARD | I | VICE PRESIDENT | NA | Control |
| LEACH, BRIAN, EDWARD | I | VICE PRESIDENT | NA | Control |
| LEACH, BRIAN, EDWARD | I | VICE PRESIDENT | NA | Control |
| LEACH, BRIAN, EDWARD | I | VICE PRESIDENT | NA | Control |
| LEACH, BRIAN, EDWARD | I | VICE PRESIDENT | NA | Control |
| LEACH, BRIAN, EDWARD | I | VICE PRESIDENT | NA | Control |
| LEACH, BRIAN, EDWARD | I | VICE PRESIDENT | NA | Control |
| LEACH, BRIAN, EDWARD | I | VICE PRESIDENT | NA | Control |
| NEJAME, NEIL, PATRICK | I | VICE PRESIDENT | NA | Control |
| NEJAME, NEIL, PATRICK | I | TREASURER, VICE PRESIDENT | NA | Control |
| NEJAME, NEIL, PATRICK | I | TREASURER, VICE PRESIDENT | NA | Control |
| NEJAME, NEIL, PATRICK | I | VICE PRESIDENT | NA | |
| NEJAME, NEIL, PATRICK | I | VICE PRESIDENT | NA | Control |
| NEJAME, NEIL, PATRICK | I | VICE PRESIDENT | NA | |
| NEJAME, NEIL, PATRICK | I | TREASURER, VICE PRESIDENT | NA | Control |
| NEJAME, NEIL, PATRICK | I | VICE PRESIDENT | NA | |
| NEJAME, NEIL, PATRICK | I | VICE PRESIDENT | NA | |
| NEJAME, NEIL, PATRICK | I | TREASURER, VICE PRESIDENT | NA | Control |
| PYLE, CYNTHIA, NEVILLE | I | VICE PRESIDENT | NA | |
| PYLE, CYNTHIA, NEVILLE | I | VICE PRESIDENT | NA | |
| TRAVER, MARK, A. | I | VICE PRESIDENT | NA | Control |
| TRAVER, MARK, A. | I | VICE PRESIDENT | NA | Control |
| TRAVER, MARK, A. | I | VICE PRESIDENT | NA | Control |
| TRAVER, MARK, ANDREW | I | VICE PRESIDENT | NA | Control |
| TRAVER, MARK, ANDREW | I | VICE PRESIDENT | NA | Control |
| TRAVER, MARK, ANDREW | I | VICE PRESIDENT | NA | Control |
| TRAVER, MARK, ANDREW | I | VICE PRESIDENT | NA | Control |
| TRAVER, MARK, ANDREW | I | VICE PRESIDENT | NA | Control |
| TRAVER, MARK, ANDREW | I | VICE PRESIDENT | NA | Control |
| TRAVER, MARK, ANDREW | I | VICE PRESIDENT | NA | Control |
| TRAVER, MARK, ANDREW | I | VICE PRESIDENT | NA | Control |
| TRAVER, MARK, ANDREW | I | VICE PRESIDENT | NA | Control |
| TRAVER, MARK, ANDREW | I | VICE PRESIDENT | NA | Control |
| TRAVER, MARK, ANDREW | I | VICE PRESIDENT | NA | Control |
| TRAVER, MARK, ANDREW | I | VICE PRESIDENT | NA | Control |
| TRAVER, MARK, ANDREW | I | VICE PRESIDENT | NA | Control |
| TRAVER, MARK, ANDREW | I | VICE PRESIDENT | NA | Control |
| TRAVER, MARK, ANDREW | I | VICE PRESIDENT | NA | Control |
| TRAVER, MARK, ANDREW | I | VICE PRESIDENT | NA | Control |
| TRAVER, MARK, ANDREW | I | VICE PRESIDENT | NA | Control |
| TRAVER, MARK, ANDREW | I | VICE PRESIDENT | NA | Control |
| TRAVER, MARK, ANDREW | I | VICE PRESIDENT | NA | Control |
| TRAVER, MARK, ANDREW | I | VICE PRESIDENT | NA | Control |
| TRAVER, MARK, ANDREW | I | VICE PRESIDENT | NA | Control |
| TRAVER, MARK, ANDREW | I | VICE PRESIDENT | NA | Control |
| JOHNSON, CHARLES, BENJAMIN | I | PRESIDENT | C | Control |
| JOHNSON, CHARLES, BENJAMIN | I | PRESIDENT | C | Control |
| JOHNSON, CHARLES, BENJAMIN | I | PRESIDENT | C | Control |
| JOHNSON, CHARLES, BENJAMIN | I | PRESIDENT | C | Control |
| JOHNSON, CHARLES, BENJAMIN | I | PRESIDENT | C | Control |
| JOHNSON, CHARLES, BENJAMIN | I | PRESIDENT | C | Control |
| JOHNSON, CHARLES, BENJAMIN | I | PRESIDENT | C | Control |
| JOHNSON, CHARLES, BENJAMIN | I | PRESIDENT | C | Control |
| JOHNSON, CHARLES, BENJAMIN | I | PRESIDENT | C | Control |
| JOHNSON, CHARLES, BENJAMIN | I | PRESIDENT | C | Control |
| JOHNSON, CHARLES, BENJAMIN | I | PRESIDENT | C | Control |
| JOHNSON, CHARLES, BENJAMIN | I | PRESIDENT | C | Control |
| JOHNSON, CHARLES, BENJAMIN | I | PRESIDENT | C | Control |
| JOHNSON, CHARLES, BENJAMIN | I | PRESIDENT | C | Control |
| JOHNSON, CHARLES, BENJAMIN | I | PRESIDENT | C | Control |
| JOHNSON, CHARLES, BENJAMIN | I | CHAIRMAN | C | Control |
| JOHNSON, CHARLES, BENJAMIN | I | CHAIRMAN | C | Control |
| LEGARD, EDWIN, FEWELL | I | VICE PRESIDENT | C | Control |
| LEGARD, EDWIN, FEWELL | I | VICE PRESIDENT | C | Control |
| LEGARD, EDWIN, FEWELL | I | VICE PRESIDENT | C | Control |
| LEGARD, EDWIN, FEWELL | I | VICE PRESIDENT | C | Control |
| LEGARD, EDWIN, FEWELL | I | VICE PRESIDENT | C | Control |
| LEGARD, EDWIN, FEWELL | I | VICE PRESIDENT | C | Control |
| LEGARD, EDWIN, FEWELL | I | VICE PRESIDENT | C | Control |
| LEGARD, EDWIN, FEWELL | I | VICE PRESIDENT | C | Control |
| LONCTO, DENIS, EDWARD | I | PRESIDENT | C | Control |
| LONCTO, DENIS, EDWARD | I | PRESIDENT | C | Control |
| LONCTO, DENIS, EDWARD | I | PRESIDENT | C | Control |
| LONCTO, DENIS, EDWARD | I | CHAIRMAN | C | Control |
| LONCTO, DENIS, EDWARD | I | PRESIDENT | C | Control |
| SCOTT, SHEILA, NEWBOLD | I | PRESIDENT | C | Control |
| SCOTT, SHEILA, NEWBOLD | I | PRESIDENT | C | Control |
| SCOTT, SHEILA, NEWBOLD | I | PRESIDENT | C | Control |
| SCOTT, SHEILA, NEWBOLD | I | PRESIDENT | C | Control |
| SCOTT, SHEILA, NEWBOLD | I | PRESIDENT | C | Control |
| SCOTT, SHEILA, NEWBOLD | I | PRESIDENT | C | Control |
| SCOTT, SHEILA, NEWBOLD | I | PRESIDENT | C | Control |
| SCOTT, SHEILA, NEWBOLD | I | PRESIDENT | C | Control |
| SCOTT, SHEILA, NEWBOLD | I | PRESIDENT | C | Control |
| SCOTT, SHEILA, NEWBOLD | I | PRESIDENT | C | Control |
| SCOTT, SHEILA, NEWBOLD | I | PRESIDENT | C | Control |
| SCOTT, SHEILA, NEWBOLD | I | PRESIDENT | C | Control |
| SCOTT, SHEILA, NEWBOLD | I | PRESIDENT | C | Control |
| SILZER, PARKER, WAITE | I | CHAIRMAN | C | Control |
| SILZER, PARKER, WAITE | I | CHAIRMAN | C | Control |
| COE, JEFFREY, NORLING | I | VICE PRESIDENT | B | Control |
| COE, JEFFREY, NORLING | I | VICE PRESIDENT | B | Control |
| COE, JEFFREY, NORLING | I | VICE PRESIDENT | B | Control |
| COE, JEFFREY, NORLING | I | VICE PRESIDENT | B | Control |
| COE, JEFFREY, NORLING | I | VICE PRESIDENT | B | Control |
| COE, JEFFREY, NORLING | I | VICE PRESIDENT | B | Control |
| COE, JEFFREY, NORLING | I | VICE PRESIDENT | B | Control |
| COE, JEFFREY, NORLING | I | VICE PRESIDENT | B | Control |
| COE, JEFFREY, NORLING | I | VICE PRESIDENT | B | Control |
| COE, JEFFREY, NORLING | I | VICE PRESIDENT | B | Control |
| COE, JEFFREY, NORLING | I | VICE PRESIDENT | B | Control |
| COE, JEFFREY, NORLING | I | VICE PRESIDENT | B | Control |
| COE, JEFFREY, NORLING | I | VICE PRESIDENT | B | Control |
| JOHNSON, CHARLES, BENJAMIN | I | VICE PRESIDENT | B | Control |
| JOHNSON, CHARLES, BENJAMIN | I | PRESIDENT | B | Control |
| JOHNSON, CHARLES, BENJAMIN | I | PRESIDENT | B | Control |
| JOHNSON, CHARLES, BENJAMIN | I | VICE PRESIDENT | B | |
| JOHNSON, CHARLES, BENJAMIN | I | VICE PRESIDENT | B | Control |
| JOHNSON, CHARLES, BENJAMIN | I | VICE PRESIDENT | B | |
| JOHNSON, CHARLES, BENJAMIN | I | PRESIDENT | B | Control |
| JOHNSON, CHARLES, BENJAMIN | I | VICE PRESIDENT | B | |
| JOHNSON, CHARLES, BENJAMIN | I | VICE PRESIDENT | B | |
| JOHNSON, CHARLES, BENJAMIN | I | PRESIDENT | B | Control |
| LEGARD, EDWIN, FEWELL | I | VICE PRESIDENT | B | Control |
| LEGARD, EDWIN, FEWELL | I | VICE PRESIDENT | B | Control |
| LEGARD, EDWIN, FEWELL | I | VICE PRESIDENT | B | Control |
| LEGARD, EDWIN, FEWELL | I | VICE PRESIDENT | B | Control |
| LEGARD, EDWIN, FEWELL | I | VICE PRESIDENT | B | Control |
| LEGARD, EDWIN, FEWELL | I | VICE PRESIDENT | B | Control |
| LEGARD, EDWIN, FEWELL | I | VICE PRESIDENT | B | Control |
| LEGARD, EDWIN, FEWELL | I | VICE PRESIDENT | B | Control |
| LEGARD, EDWIN, FEWELL | I | VICE PRESIDENT | B | Control |
| LEGARD, EDWIN, FEWELL | I | VICE PRESIDENT | B | Control |
| LEGARD, EDWIN, FEWELL | I | VICE PRESIDENT | B | Control |
| LEGARD, EDWIN, FEWELL | I | VICE PRESIDENT | B | Control |
| LEGARD, EDWIN, FEWELL | I | VICE PRESIDENT | B | Control |
| LEGARD, EDWIN, FEWELL | I | VICE PRESIDENT | B | Control |
| LEGARD, EDWIN, FEWELL | I | VICE PRESIDENT | B | Control |
| LEGARD, EDWIN, FEWELL | I | VICE PRESIDENT | B | Control |
| LEGARD, EDWIN, FEWELL | I | VICE PRESIDENT | B | Control |
| LEGARD, EDWIN, FEWELL | I | VICE PRESIDENT | B | Control |
| LEGARD, EDWIN, FEWELL | I | VICE PRESIDENT | B | Control |
| LONCTO, DENIS, EDWARD | I | CHAIRMAN | B | Control |
| LONCTO, DENIS, EDWARD | I | CHAIRMAN | B | Control |
| LONCTO, DENIS, EDWARD | I | PRESIDENT | B | Control |
| LONCTO, DENIS, EDWARD | I | PRESIDENT | B | Control |
| LONCTO, DENIS, EDWARD | I | CHAIRMAN | B | Control |
| MCGREEVY, JOAN, ELIZABETH | I | VICE PRESIDENT | B | Control |
| MCGREEVY, JOAN, ELIZABETH | I | VICE PRESIDENT | B | Control |
| MCGREEVY, JOAN, ELIZABETH | I | VICE PRESIDENT | B | Control |
| MCGREEVY, JOAN, ELIZABETH | I | VICE PRESIDENT | B | Control |
| MCGREEVY, JOAN, ELIZABETH | I | VICE PRESIDENT | B | Control |
| MCGREEVY, JOAN, ELIZABETH | I | VICE PRESIDENT | B | Control |
| MCGREEVY, JOAN, ELIZABETH | I | VICE PRESIDENT | B | Control |
| MCGREEVY, JOAN, ELIZABETH | I | VICE PRESIDENT | B | Control |
| MCGREEVY, JOAN, ELIZABETH | I | VICE PRESIDENT | B | Control |
| MCGREEVY, JOAN, ELIZABETH | I | VICE PRESIDENT | B | Control |
| MCGREEVY, JOAN, ELIZABETH | I | VICE PRESIDENT | B | Control |
| MCGREEVY, JOAN, ELIZABETH | I | VICE PRESIDENT | B | Control |
| MCGREEVY, JOAN, ELIZABETH | I | VICE PRESIDENT | B | Control |
| MCGREEVY, JOAN, ELIZABETH | I | VICE PRESIDENT | B | Control |
| MCGREEVY, JOAN, ELIZABETH | I | VICE PRESIDENT | B | Control |
| MCGREEVY, JOAN, ELIZABETH | I | VICE PRESIDENT | B | Control |
| MCGREEVY, JOAN, ELIZABETH | I | VICE PRESIDENT | B | Control |
| MCGREEVY, JOAN, ELIZABETH | I | VICE PRESIDENT | B | Control |
| MCGREEVY, JOAN, ELIZABETH | I | VICE PRESIDENT | B | Control |
| NEJAME, NEIL, PATRICK | I | TREASURER, VICE PRESIDENT | B | Control |
| NEJAME, NEIL, PATRICK | I | TREASURER, VICE PRESIDENT | B | Control |
| NEJAME, NEIL, PATRICK | I | TREASURER, VICE PRESIDENT | B | Control |
| NEJAME, NEIL, PATRICK | I | TREASURER, VICE PRESIDENT | B | Control |
| NEJAME, NEIL, PATRICK | I | TREASURER, VICE PRESIDENT | B | Control |
| NEJAME, NEIL, PATRICK | I | TREASURER, VICE PRESIDENT | B | Control |
| NEJAME, NEIL, PATRICK | I | TREASURER, VICE PRESIDENT | B | Control |
| NEJAME, NEIL, PATRICK | I | TREASURER, VICE PRESIDENT | B | Control |
| NEJAME, NEIL, PATRICK | I | TREASURER, VICE PRESIDENT | B | Control |
| NEJAME, NEIL, PATRICK | I | TREASURER, VICE PRESIDENT | B | Control |
| NEJAME, NEIL, PATRICK | I | TREASURER, VICE PRESIDENT | B | Control |
| NEJAME, NEIL, PATRICK | I | TREASURER, VICE PRESIDENT | B | Control |
| NEJAME, NEIL, PATRICK | I | TREASURER, VICE PRESIDENT | B | Control |
| ROMAINE, ARTHUR, COMSTOCK | I | VICE PRESIDENT | B | Control |
| ROMAINE, ARTHUR, COMSTOCK | I | VICE PRESIDENT | B | Control |
| ROMAINE, ARTHUR, COMSTOCK | I | VICE PRESIDENT | B | Control |
| ROMAINE, ARTHUR, COMSTOCK | I | VICE PRESIDENT | B | Control |
| ROMAINE, ARTHUR, COMSTOCK | I | VICE PRESIDENT | B | |
| ROMAINE, ARTHUR, COMSTOCK | I | VICE PRESIDENT | B | Control |
| ROMAINE, ARTHUR, COMSTOCK | I | VICE PRESIDENT | B | |
| ROMAINE, ARTHUR, COMSTOCK | I | VICE PRESIDENT | B | Control |
| SCOTT, SHEILA, NEWBOLD | I | VICE PRESIDENT | B | Control |
| SCOTT, SHEILA, NEWBOLD | I | VICE PRESIDENT | B | Control |
| SCOTT, SHEILA, NEWBOLD | I | VICE PRESIDENT | B | Control |
| SCOTT, SHEILA, NEWBOLD | I | VICE PRESIDENT | B | Control |
| SCOTT, SHEILA, NEWBOLD | I | VICE PRESIDENT | B | Control |
| SCOTT, SHEILA, NEWBOLD | I | VICE PRESIDENT | B | Control |
| SCOTT, SHEILA, NEWBOLD | I | VICE PRESIDENT | B | Control |
| SCOTT, SHEILA, NEWBOLD | I | VICE PRESIDENT | B | Control |
| SCOTT, SHEILA, NEWBOLD | I | VICE PRESIDENT | B | Control |
| SCOTT, SHEILA, NEWBOLD | I | VICE PRESIDENT | B | Control |
| SCOTT, SHEILA, NEWBOLD | I | VICE PRESIDENT | B | Control |
| SCOTT, SHEILA, NEWBOLD | I | VICE PRESIDENT | B | Control |
| SCOTT, SHEILA, NEWBOLD | I | VICE PRESIDENT | B | Control |
| SCOTT, SHEILA, NEWBOLD | I | VICE PRESIDENT | B | Control |
| SCOTT, SHEILA, NEWBOLD | I | VICE PRESIDENT | B | Control |
| SCOTT, SHEILA, NEWBOLD | I | PRESIDENT | B | Control |
| SCOTT, SHEILA, NEWBOLD | I | PRESIDENT | B | Control |
| SCOTT, SHEILA, NEWBOLD | I | PRESIDENT | B | Control |
| SCOTT, SHEILA, NEWBOLD | I | PRESIDENT | B | Control |
| TRAVER, MARK, ANDREW | I | VICE PRESIDENT | B | Control |
| TRAVER, MARK, ANDREW | I | VICE PRESIDENT | B | Control |
| TRAVER, MARK, ANDREW | I | VICE PRESIDENT | B | Control |
| TRAVER, MARK, ANDREW | I | VICE PRESIDENT | B | Control |
| TRAVER, MARK, ANDREW | I | VICE PRESIDENT | B | Control |
| TRAVER, MARK, ANDREW | I | VICE PRESIDENT | B | Control |
| TRAVER, MARK, ANDREW | I | VICE PRESIDENT | B | Control |
| TRAVER, MARK, ANDREW | I | VICE PRESIDENT | B | Control |
| TRAVER, MARK, ANDREW | I | VICE PRESIDENT | B | Control |
| TRAVER, MARK, ANDREW | I | VICE PRESIDENT | B | Control |
| TRAVER, MARK, ANDREW | I | VICE PRESIDENT | B | Control |
| TRAVER, MARK, ANDREW | I | VICE PRESIDENT | B | Control |
| ANASTASI, FRANK, JOSEPH | I | CHIEF COMPLIANCE OFFICER / VICE PRESIDENT/ SECRETARY | A | Control |
| ANASTASI, FRANK, JOSEPH | I | CHIEF COMPLIANCE OFFICER / VICE PRESIDENT/ SECRETARY | A | Control |
| ANASTASI, FRANK, JOSEPH | I | CHIEF COMPLIANCE OFFICER / VICE PRESIDENT/ SECRETARY | A | Control |
| CHOATE, REED, WINFIELD | I | VICE PRESIDENT | A | Control |
| CHOATE, REED, WINFIELD | I | VICE PRESIDENT | A | Control |
| CHOATE, REED, WINFIELD | I | VICE PRESIDENT | A | Control |
| COE, JEFFREY, NORLING | I | VICE PRESIDENT | A | Control |
| COE, JEFFREY, NORLING | I | VICE PRESIDENT | A | Control |
| COE, JEFFREY, NORLING | I | VICE PRESIDENT | A | Control |
| COE, JEFFREY, NORLING | I | VICE PRESIDENT | A | Control |
| COE, JEFFREY, NORLING | I | VICE PRESIDENT | A | Control |
| COE, JEFFREY, NORLING | I | VICE PRESIDENT | A | Control |
| COE, JEFFREY, NORLING | I | VICE PRESIDENT | A | Control |
| COE, JEFFREY, NORLING | I | VICE PRESIDENT | A | Control |
| COE, JEFFREY, NORLING | I | VICE PRESIDENT | A | Control |
| IVANOFF, MERRY, THERESE | I | VICE PRESIDENT | A | |
| IVANOFF, MERRY, THERESE | I | VICE PRESIDENT | A | |
| LEGARD, EDWIN | I | VICE PRESIDENT | A | Control |
| LEGARD, EDWIN | I | VICE PRESIDENT | A | |
| LEGARD, EDWIN | I | VICE PRESIDENT | A | Control |
| LEGARD, EDWIN | I | VICE PRESIDENT | A | |
| LEGARD, EDWIN | I | VICE PRESIDENT | A | Control |
| LEGARD, EDWIN | I | VICE PRESIDENT | A | |
| LEGARD, EDWIN | I | VICE PRESIDENT | A | |
| LEGARD, EDWIN, FEWELL | I | VICE PRESIDENT | A | Control |
| LEGARD, EDWIN, FEWELL | I | VICE PRESIDENT | A | Control |
| LEGARD, EDWIN, FEWELL | I | VICE PRESIDENT | A | Control |
| MCGREEVY, JOAN | I | VICE PRESIDENT | A | Control |
| MCGREEVY, JOAN | I | VICE PRESIDENT | A | |
| MCGREEVY, JOAN | I | VICE PRESIDENT | A | Control |
| MCGREEVY, JOAN | I | VICE PRESIDENT | A | |
| MCGREEVY, JOAN | I | VICE PRESIDENT | A | Control |
| MCGREEVY, JOAN | I | VICE PRESIDENT | A | |
| MCGREEVY, JOAN | I | VICE PRESIDENT | A | |
| MCGREEVY, JOAN, ELIZABETH | I | VICE PRESIDENT | A | Control |
| MCGREEVY, JOAN, ELIZABETH | I | VICE PRESIDENT | A | Control |
| MCGREEVY, JOAN, ELIZABETH | I | VICE PRESIDENT | A | Control |
| NEJAME, NEIL, PATRICK | I | TREASURER, VICE PRESIDENT | A | Control |
| NEJAME, NEIL, PATRICK | I | TREASURER, VICE PRESIDENT | A | Control |
| NEJAME, NEIL, PATRICK | I | TREASURER, VICE PRESIDENT | A | Control |
| NEJAME, NEIL, PATRICK | I | TREASURER, VICE PRESIDENT | A | Control |
| NEJAME, NEIL, PATRICK | I | TREASURER, VICE PRESIDENT | A | Control |
| NEJAME, NEIL, PATRICK | I | TREASURER, VICE PRESIDENT | A | Control |
| NEJAME, NEIL, PATRICK | I | TREASURER, VICE PRESIDENT | A | Control |
| NEJAME, NEIL, PATRICK | I | TREASURER, VICE PRESIDENT | A | Control |
| NEJAME, NEIL, PATRICK | I | TREASURER, VICE PRESIDENT | A | Control |
| NEJAME, NEIL, PATRICK | I | TREASURER, VICE PRESIDENT | A | Control |
| NEJAME, NEIL, PATRICK | I | TREASURER, VICE PRESIDENT | A | Control |
| NEJAME, NEIL, PATRICK | I | TREASURER, VICE PRESIDENT | A | Control |
| NEJAME, NEIL, PATRICK | I | TREASURER, VICE PRESIDENT | A | Control |
| NEJAME, NEIL, PATRICK | I | TREASURER, VICE PRESIDENT | A | Control |
| NEJAME, NEIL, PATRICK | I | TREASURER, VICE PRESIDENT | A | Control |
| NEJAME, NEIL, PATRICK | I | TREASURER, VICE PRESIDENT | A | Control |
| NEJAME, NEIL, PATRICK | I | TREASURER, VICE PRESIDENT | A | Control |
| NEJAME, NEIL, PATRICK | I | TREASURER, VICE PRESIDENT | A | Control |
| NEJAME, NEIL, PATRICK | I | TREASURER, VICE PRESIDENT | A | Control |
| ROMAINE, ARTHUR, COMSTOCK | I | VICE PRESIDENT | A | |
| ROMAINE, ARTHUR, COMSTOCK | I | VICE PRESIDENT | A | |
| SCOTT, SHEILA | I | VICE PRESIDENT | A | Control |
| SCOTT, SHEILA | I | VICE PRESIDENT | A | |
| SCOTT, SHEILA | I | VICE PRESIDENT | A | Control |
| SCOTT, SHEILA | I | VICE PRESIDENT | A | |
| SCOTT, SHEILA | I | VICE PRESIDENT | A | Control |
| SCOTT, SHEILA | I | VICE PRESIDENT | A | |
| SCOTT, SHEILA | I | VICE PRESIDENT | A | |
| SCOTT, SHEILA, NEWBOLD | I | VICE PRESIDENT | A | Control |
| SCOTT, SHEILA, NEWBOLD | I | VICE PRESIDENT | A | Control |
| SCOTT, SHEILA, NEWBOLD | I | VICE PRESIDENT | A | Control |
| TRAVER, MARK, ANDREW | I | VICE PRESIDENT | A | Control |
Registrations
Federal
IA
Jan 21, 2025 REGISTERED
Notice Filings (26)
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