FINANCIAL SYNERGIES ADVISORY, LTD.
CRD #104970 SEC #801-15509 HOUSTON, TX 713-623-6600
SEC Registered
Total AUM
$159.5M
Discretionary
$116.1M
Employees
5
Clients
51
Accounts
176
Firm Details
- Organization Type
- Partnership
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 21, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FISHBEIN, NANCY, MORRISON | I | CHIEF FINANCIAL OFFICER | NA | |
| FISHBEIN, NANCY, MORRISON | I | CHIEF FINANCIAL OFFICER | NA | |
| FISHBEIN, NANCY, MORRISON | I | CHIEF FINANCIAL OFFICER | NA | |
| FISHBEIN, NANCY, MORRISON | I | CHIEF FINANCIAL OFFICER | NA | |
| FISHBEIN, NANCY, MORRISON | I | CHIEF FINANCIAL OFFICER | NA | |
| FSAL MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| FSAL MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| FSAL MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| FSAL MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| FSAL MANAGEMENT, LLC | DE | GENERAL PARTNER | NA | Control |
| HAAR, REBECCA, BLUMENKAMP | I | CCO, DIRECTOR, CORP SECRETARY | NA | Control |
| HAAR, REBECCA, BLUMENKAMP | I | CCO, DIRECTOR, CORP SECRETARY | NA | Control |
| KOINIS, THEODORE, XENOPHON | I | VICE PRESIDENT | NA | |
| KOINIS, THEODORE, XENOPHON | I | VICE PRESIDENT | NA | |
| STRICKLAND, BARBARA, JANE | I | SECRETARY | NA | |
| STRICKLAND, BARBARA, JANE | I | SECRETARY | NA | |
| WESTMAN, CARYN, LEE | I | SECRETARY/CHIEF COMPLIANCE OFFICER | NA | |
| WESTMAN, CARYN, LEE | I | SECRETARY/CHIEF COMPLIANCE OFFICER | NA | |
| WESTMAN, CARYN, LEE | I | SECRETARY/CHIEF COMPLIANCE OFFICER | NA | |
| WESTMAN, CARYN, LEE | I | SECRETARY/CHIEF COMPLIANCE OFFICER | NA | |
| WESTMAN, CARYN, LEE | I | SECRETARY/CHIEF COMPLIANCE OFFICER | NA | |
| STRICKLAND FINANCIAL HOLDINGS, LLP | DE | LIMITED PARTNER | E | Control |
| STRICKLAND FINANCIAL HOLDINGS, LLP | DE | LIMITED PARTNER | E | Control |
| STRICKLAND FINANCIAL HOLDINGS, LLP | DE | LIMITED PARTNER | E | Control |
| STRICKLAND FINANCIAL HOLDINGS, LLP | DE | LIMITED PARTNER | E | Control |
| STRICKLAND FINANCIAL HOLDINGS, LLP | DE | LIMITED PARTNER | E | Control |
| STRICKLAND, GEORGE, WILLIAM | I | PRESIDENT | E | Control |
| STRICKLAND, GEORGE, WILLIAM | I | PRESIDENT | E | Control |
| UNITED CAPITAL FINANCIAL ADVISERS, INC. | DE | SOLE OWNER OF FSA, LTD. | E | Control |
| STRICKLAND, BARBARA, JANE | I | PRESIDENT, DIRECTOR, SHAREHOLDER | D | Control |
| STRICKLAND, BARBARA, JANE | I | PRESIDENT, DIRECTOR, SHAREHOLDER | D | Control |
| BOMMARITO, PATRICK, MATTHEW | I | PRESIDENT | C | Control |
| BOMMARITO, PATRICK, MATTHEW | I | PRESIDENT | C | Control |
| BOMMARITO, PATRICK, MATTHEW | I | PRESIDENT | C | Control |
| BOMMARITO, PATRICK, MATTHEW | I | PRESIDENT | C | Control |
| DURAN, JOSEPH, JOHN THOMAS | I | CHIEF EXECUTIVE OFFICER | C | Control |
| DURAN, JOSEPH, JOHN THOMAS | I | CHIEF EXECUTIVE OFFICER | C | Control |
| DURAN, JOSEPH, JOHN THOMAS | I | CHIEF EXECUTIVE OFFICER | C | Control |
| DURAN, JOSEPH, JOHN THOMAS | I | CHIEF EXECUTIVE OFFICER | C | Control |
| BOMMARITO, PATRICK, MATTHEW | I | PRESIDENT | B | Control |
| DURAN, JOSEPH, JOHN THOMAS | I | CHIEF EXECUTIVE OFFICER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| STRICKLAND FINANCIAL HOLDINGS, LLP | DE | FSAL MANAGEMENT, LLC | F | Control |
| STRICKLAND FINANCIAL HOLDINGS, LLP | DE | FSAL MANAGEMENT, LLC | F | Control |
| STRICKLAND FINANCIAL HOLDINGS, LLP | DE | FSAL MANAGEMENT, LLC | F | Control |
| STRICKLAND FINANCIAL HOLDINGS, LLP | DE | FSAL MANAGEMENT, LLC | F | Control |
| UNITED CAPITAL FINANCIAL ADVISERS, INC. | DE | STRICKLAND FINANCIAL HOLDINGS LLP | F | Control |
| UNITED CAPITAL FINANCIAL ADVISERS, INC. | DE | STRICKLAND FINANCIAL HOLDINGS LLP | F | Control |
| UNITED CAPITAL FINANCIAL ADVISERS, INC. | DE | STRICKLAND FINANCIAL HOLDINGS LLP | F | Control |
| UNITED CAPITAL FINANCIAL ADVISERS, INC. | DE | STRICKLAND FINANCIAL HOLDINGS LLP | F | Control |
| UNITED CAPITAL FINANCIAL PARTNERS, INC. | DE | UNITED CAPITAL FINANCIAL ADVISERS, INC. | F | Control |
| UNITED CAPITAL FINANCIAL PARTNERS, INC. | DE | UNITED CAPITAL FINANCIAL ADVISERS, INC. | F | Control |
| UNITED CAPITAL FINANCIAL PARTNERS, INC. | DE | UNITED CAPITAL FINANCIAL ADVISERS, INC. | F | Control |
| UNITED CAPITAL FINANCIAL PARTNERS, INC. | DE | UNITED CAPITAL FINANCIAL ADVISERS, INC. | F | Control |
| UNITED CAPITAL FINANCIAL PARTNERS, INC. | DE | UNITED CAPITAL FINANCIAL ADVISERS, INC. | E | Control |
| ESTATE OF GEORGE W. STRICKLAND | DE | STRICKLAND FINANCIAL HOLDINGS LLP | D | Control |
| ESTATE OF GEORGE W. STRICKLAND | DE | STRICKLAND FINANCIAL HOLDINGS LLP | D | Control |
| STRICKLAND, BARBARA, JANE | I | STRICKLAND FINANCIAL HOLDINGS LLP | D | Control |
| STRICKLAND, BARBARA, JANE | I | STRICKLAND FINANCIAL HOLDINGS LLP | D | Control |
| BOMMARITO, PATRICK, MATTHEW | I | UNITED CAPITAL FINANCIAL PARTNERS, INC. | C | Control |
| BOMMARITO, PATRICK, MATTHEW | I | UNITED CAPITAL FINANCIAL PARTNERS, INC. | C | Control |
| BOMMARITO, PATRICK, MATTHEW | I | UNITED CAPITAL FINANCIAL PARTNERS, INC. | C | Control |
| BOMMARITO, PATRICK, MATTHEW | I | UNITED CAPITAL FINANCIAL PARTNERS, INC. | C | Control |
| DURAN, JOSEPH, JOHN THOMAS | I | UNITED CAPITAL FINANCIAL PARTNERS, INC. | C | Control |
| DURAN, JOSEPH, JOHN THOMAS | I | UNITED CAPITAL FINANCIAL PARTNERS, INC. | C | Control |
| DURAN, JOSEPH, JOHN THOMAS | I | UNITED CAPITAL FINANCIAL PARTNERS, INC. | C | Control |
| DURAN, JOSEPH, JOHN THOMAS | I | UNITED CAPITAL FINANCIAL PARTNERS, INC. | C | Control |
Registrations
Federal
IA
Jun 21, 2005 REGISTERED
Notice Filings (1)
TX
Address
1177 W LOOP SOUTH, STE 1400HOUSTON, TX 77027-9086
USA
Phone: 713-623-6600