JONES KERTZ & ASSOCIATES, INC.
CRD #104976 SEC #801-112613 BLAINE, MN 612-341-2218
SEC Registered
Total AUM
$206.2M
Discretionary
$206.2M
Employees
4
Clients
--
Accounts
47
Firm Details
- Organization Type
- Corporation
- State of Formation
- Minnesota
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 19, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| JONES, MARGARET, FLORENCE | I | ALL OFFICERSHIPS/CHIEF COMPLIANCE OFFICER | E | Control |
| JONES, MARGARET, FLORENCE | I | ALL OFFICERSHIPS/CHIEF COMPLIANCE OFFICER | E | Control |
| JONES, MARGARET, FLORENCE | I | ALL OFFICERSHIPS/CHIEF COMPLIANCE OFFICER | E | Control |
| JONES, MARGARET, FLORENCE | I | ALL OFFICERSHIPS/CHIEF COMPLIANCE OFFICER | E | Control |
| JONES, MARGARET, FLORENCE | I | ALL OFFICERSHIPS/CHIEF COMPLIANCE OFFICER | E | Control |
| JONES, MARGARET, FLORENCE | I | ALL OFFICERSHIPS/CHIEF COMPLIANCE OFFICER | E | Control |
| JONES, MARGARET, FLORENCE | I | ALL OFFICERSHIPS | E | Control |
| JONES, MARGARET, FLORENCE | I | ALL OFFICERSHIPS | E | Control |
| JONES, MARGARET, FLORENCE | I | ALL OFFICERSHIPS | E | Control |
| JONES, MARGARET, FLORENCE | I | ALL OFFICERSHIPS | E | Control |
| JONES, MARGARET, FLORENCE | I | ALL OFFICERSHIPS | E | Control |
| JONES, MARGARET, FLORENCE | I | ALL OFFICERSHIPS/CHIEF COMPLIANCE OFFICER | E | Control |
| JONES, MARGARET, FLORENCE | I | ALL OFFICERSHIPS/CHIEF COMPLIANCE OFFICER | E | Control |
| JONES, MARGARET, FLORENCE | I | ALL OFFICERSHIPS/CHIEF COMPLIANCE OFFICER | E | Control |
| JONES, MARGARET, FLORENCE | I | ALL OFFICERSHIPS/CHIEF COMPLIANCE OFFICER | E | Control |
| JONES, MARGARET, FLORENCE | I | ALL OFFICERSHIPS/CHIEF COMPLIANCE OFFICER | E | Control |
| WHITTLINGER, ERICA, ELISE | I | ALL OFFICERSHIPS | E | Control |
| WHITTLINGER, ERICA, ELISE | I | ALL OFFICERSHIPS | E | Control |
| KERTZ, BRIAN, HAROLD | I | CHIEF EXECUTIVE OFFICER/PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| KERTZ, BRIAN, HAROLD | I | CHIEF EXECUTIVE OFFICER/PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| KERTZ, BRIAN, HAROLD | I | CHIEF EXECUTIVE OFFICER/PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| KERTZ, BRIAN, HAROLD | I | CHIEF EXECUTIVE OFFICER/PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| KERTZ, BRIAN, HAROLD | I | CHIEF EXECUTIVE OFFICER/PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| KERTZ, BRIAN, HAROLD | I | CHIEF EXECUTIVE OFFICER/PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| KERTZ, BRIAN, HAROLD | I | CHIEF EXECUTIVE OFFICER/PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| KERTZ, BRIAN, HAROLD | I | CHIEF EXECUTIVE OFFICER/PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| WILKE, LINDA, SUE | I | CHIEF FINANCIAL OFFICER/TREASURER | D | Control |
| WILKE, LINDA, SUE | I | CHIEF FINANCIAL OFFICER/TREASURER | D | Control |
| WILKE, LINDA, SUE | I | CHIEF FINANCIAL OFFICER/TREASURER | D | Control |
| WILKE, LINDA, SUE | I | CHIEF FINANCIAL OFFICER/TREASURER | D | Control |
| WILKE, LINDA, SUE | I | CHIEF FINANCIAL OFFICER/TREASURER | D | Control |
| WILKE, LINDA, SUE | I | CHIEF FINANCIAL OFFICER/TREASURER | D | Control |
| WILKE, LINDA, SUE | I | CHIEF FINANCIAL OFFICER/TREASURER | D | Control |
| WILKE, LINDA, SUE | I | CHIEF FINANCIAL OFFICER/TREASURER | D | Control |
| HANSON, ROSE, MARIE | I | CHIEF COMPLIANCE OFFICER | C | Control |
| HANSON, ROSE, MARIE | I | CHIEF COMPLIANCE OFFICER | C | Control |
| HANSON, ROSE, MARIE | I | CHIEF COMPLIANCE OFFICER | C | Control |
| HANSON, ROSE, MARIE | I | CHIEF COMPLIANCE OFFICER | C | Control |
| HANSON, ROSE, MARIE | I | CHIEF COMPLIANCE OFFICER | C | Control |
| HANSON, ROSE, MARIE | I | CHIEF COMPLIANCE OFFICER | C | Control |
| HANSON, ROSE, MARIE | I | CHIEF COMPLIANCE OFFICER | C | Control |
| HANSON, ROSE, MARIE | I | CHIEF COMPLIANCE OFFICER | C | Control |
| KERTZ, BRIAN, HAROLD | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | C | Control |
| KERTZ, BRIAN, HAROLD | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | C | Control |
| KERTZ, BRIAN, HAROLD | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | C | Control |
| KERTZ, BRIAN, HAROLD | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | C | Control |
| KERTZ, BRIAN, HAROLD | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | C | Control |
| KERTZ, BRIAN, HAROLD | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | C | Control |
| KERTZ, BRIAN, HAROLD | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | C | Control |
| KERTZ, BRIAN, HAROLD | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | C | Control |
| WILKE, LINDA, SUE | I | CHIEF FINANCIAL OFFICER/TREASURER | C | Control |
| WILKE, LINDA, SUE | I | CHIEF FINANCIAL OFFICER/TREASURER | C | Control |
| WILKE, LINDA, SUE | I | CHIEF FINANCIAL OFFICER/TREASURER | C | Control |
| WILKE, LINDA, SUE | I | CHIEF FINANCIAL OFFICER/TREASURER | C | Control |
| WILKE, LINDA, SUE | I | CHIEF FINANCIAL OFFICER/TREASURER | C | Control |
| WILKE, LINDA, SUE | I | CHIEF FINANCIAL OFFICER/TREASURER | C | Control |
| WILKE, LINDA, SUE | I | CHIEF FINANCIAL OFFICER/TREASURER | C | Control |
| WILKE, LINDA, SUE | I | CHIEF FINANCIAL OFFICER/TREASURER | C | Control |
| JONES, MARGARET, FLORENCE | I | SHAREHOLDER | B | |
| JONES, MARGARET, FLORENCE | I | SHAREHOLDER | B | |
| PETERSON, DARRELL, ARTHUR | I | INVESTMENT ADVISOR | A |
Registrations
Federal
IA
Feb 19, 2025 REGISTERED
Notice Filings (28)
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Address
9298 CENTRAL AVE NESUITE 210
BLAINE, MN 55434
United States
Phone: 612-341-2218