THE REGENT GROUP, INC.
Legal name: REGENT GROUP INC
CRD #104978 SEC #801-36062 LOUISVILLE, KY 502-587-9114
SEC Registered
Total AUM
$134.3M
Discretionary
$134.3M
Employees
5
Clients
--
Accounts
154
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 7, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MCCLELLAND, MARTIN | I | PRESIDENT | E | Control |
| MCCLELLAND, MARTIN | I | PRESIDENT | E | Control |
| MCCLELLAND, MARTIN, NELSON | I | PRESIDENT | E | Control |
| MCCLELLAND, MARTIN, NELSON | I | PRESIDENT | E | Control |
| MCCLELLAND, MARTIN, NELSON | I | PRESIDENT | E | Control |
| NAISER, STEVEN, TODD | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | A | Control |
| NAISER, STEVEN, TODD | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | A | Control |
| NAISER, STEVEN, TODD | I | VICE PRESIDENT | A | Control |
| NAISER, STEVEN, TODD | I | VICE PRESIDENT | A | Control |
| NAISER, STEVEN, TODD | I | VICE PRESIDENT | A | Control |
Registrations
Federal
IA
Sep 7, 2005 REGISTERED
Notice Filings (2)
IN KY
Address
101 SOUTH FIFTH STREETSUITE 3830
LOUISVILLE, KY 40202
USA
Phone: 502-587-9114