HARBOURVIEW ASSET MANAGEMENT CORPORATION
CRD #104979 SEC #801-27136 NEW YORK, NY 212-278-9000
SEC Registered Private Funds
Total AUM
$386.4M
Discretionary
$386.4M
Employees
0
Clients
--
Accounts
1
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 4, 2021
- Branch Offices
- 3
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DARLING, O, LEONARD | I | DIRECTOR | NA | Control |
| DARLING, O, LEONARD | I | DIRECTOR | NA | Control |
| DARLING, O, LEONARD | I | DIRECTOR | NA | Control |
| DONOHUE, ANDREW, JOHN | I | CLO, DIRECTOR | NA | Control |
| DONOHUE, ANDREW, JOHN | I | CLO, DIRECTOR | NA | Control |
| Dukes, Laura, Allison | I | DIRECTOR, CHIEF EXECUTIVE OFFICER, AND PRESIDENT | NA | Control |
| Dukes, Laura, Allison | I | DIRECTOR, CHIEF EXECUTIVE OFFICER, AND PRESIDENT | NA | Control |
| Dukes, Laura, Allison | I | DIRECTOR, CHIEF EXECUTIVE OFFICER, AND PRESIDENT | NA | Control |
| FEINBERG, KRISTIE, MARIE | I | TREASURER | NA | Control |
| FEINBERG, KRISTIE, MARIE | I | TREASURER | NA | Control |
| FEINBERG, KRISTIE, MARIE | I | TREASURER | NA | Control |
| FEINBERG, KRISTIE, MARIE | I | TREASURER | NA | Control |
| FEINBERG, KRISTIE, MARIE | I | TREASURER | NA | Control |
| FEINBERG, KRISTIE, MARIE | I | TREASURER | NA | Control |
| FEINBERG, KRISTIE, MARIE | I | TREASURER | NA | Control |
| FEINBERG, KRISTIE, MARIE | I | TREASURER | NA | Control |
| FEINBERG, KRISTIE, MARIE | I | TREASURER | NA | Control |
| FEINBERG, KRISTIE, MARIE | I | TREASURER | NA | Control |
| FEINBERG, KRISTIE, MARIE | I | TREASURER | NA | Control |
| FEINBERG, KRISTIE, MARIE | I | TREASURER | NA | Control |
| FEINBERG, KRISTIE, MARIE | I | TREASURER | NA | Control |
| FEINBERG, KRISTIE, MARIE | I | TREASURER | NA | Control |
| FEINBERG, KRISTIE, MARIE | I | TREASURER | NA | Control |
| FELD, KATHERINE, PHOEBE | I | SECRETARY | NA | |
| FELD, KATHERINE, PHOEBE | I | SECRETARY | NA | |
| Feinberg, Kristie | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| GABINET, ARTHUR, SANFORD | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| GABINET, ARTHUR, SANFORD | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| GABINET, ARTHUR, SANFORD | I | GENERAL COUNSEL | NA | Control |
| GABINET, ARTHUR, SANFORD | I | GENERAL COUNSEL | NA | Control |
| GABINET, ARTHUR, SANFORD | I | CHIEF LEGAL OFFICER | NA | Control |
| GABINET, ARTHUR, SANFORD | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| GABINET, ARTHUR, SANFORD | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| GABINET, ARTHUR, SANFORD | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| GABINET, ARTHUR, SANFORD | I | CHIEF LEGAL OFFICER | NA | Control |
| GRIFFITHS, JEREMY, HUGH | I | EXECUTIVE VICE PRESIDENT | NA | |
| HENSLER, PHILIPP, ALBERT | I | DIRECTOR | NA | Control |
| HENSLER, PHILIPP, ALBERT | I | DIRECTOR | NA | Control |
| HOFFMAN, MERRYL, IVY | I | SECRETARY | NA | |
| JAUME, WILLIAM | I | SENIOR VICE PRESIDENT | NA | |
| JAUME, WILLIAM | I | SENIOR VICE PRESIDENT | NA | |
| JAUME, WILLIAM | I | SENIOR VICE PRESIDENT | NA | |
| JAUME, WILLIAM | I | SENIOR VICE PRESIDENT | NA | |
| JAUME, WILLIAM | I | COO & CCO | NA | Control |
| JAUME, WILLIAM | I | SENIOR VICE PRESIDENT | NA | |
| JAUME, WILLIAM | I | SENIOR VICE PRESIDENT | NA | |
| JAUME, WILLIAM | I | COO & CCO | NA | Control |
| JAUME, WILLIAM | I | SENIOR VICE PRESIDENT | NA | |
| JAUME, WILLIAM | I | SENIOR VICE PRESIDENT | NA | |
| JAUME, WILLIAM | I | COO & CCO | NA | Control |
| Kupor, Jeffrey, Howard | I | SECRETARY AND VICE PRESIDENT | NA | Control |
| Kupor, Jeffrey, Howard | I | SECRETARY AND VICE PRESIDENT | NA | Control |
| Kupor, Jeffrey, Howard | I | SECRETARY AND VICE PRESIDENT | NA | Control |
| LEGE, ANNETTE, JANECKA | I | DIRECTOR, CHIEF FINANCIAL OFFICER, AND TREASURER | NA | Control |
| LEGE, ANNETTE, JANECKA | I | DIRECTOR, CHIEF FINANCIAL OFFICER, AND TREASURER | NA | Control |
| LEGE, ANNETTE, JANECKA | I | DIRECTOR, CHIEF FINANCIAL OFFICER, AND TREASURER | NA | Control |
| LO BESSETTE, CYNTHIA | I | CHIEF LEGAL OFFICER | NA | Control |
| LO BESSETTE, CYNTHIA | I | CHIEF LEGAL OFFICER | NA | Control |
| LO BESSETTE, CYNTHIA | I | CHIEF LEGAL OFFICER | NA | Control |
| LO BESSETTE, CYNTHIA | I | CHIEF LEGAL OFFICER | NA | Control |
| LO BESSETTE, CYNTHIA | I | CHIEF LEGAL OFFICER | NA | Control |
| Levit, Joshua, Evan | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Levit, Joshua, Evan | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MACASKILL, BRIDGET, ANN | I | DIRECTOR | NA | Control |
| MCALEER, TARA, MARY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCALEER, TARA, MARY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCALEER, TARA, MARY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCKENZIE, CHARLES, LLOYD | I | CEO,PRESIDENT,SENIOR MANAGING DIRECTOR AND DIRECTOR | NA | Control |
| MCKENZIE, CHARLES, LLOYD | I | CEO,PRESIDENT,SENIOR MANAGING DIRECTOR AND DIRECTOR | NA | Control |
| MCKENZIE, CHARLES, LLOYD | I | CEO,PRESIDENT,SENIOR MANAGING DIRECTOR AND DIRECTOR | NA | Control |
| MCKENZIE, CHARLES, LLOYD | I | CEO,PRESIDENT,SENIOR MANAGING DIRECTOR AND DIRECTOR | NA | Control |
| MCKENZIE, CHARLES, LLOYD | I | SENIOR VICE PRESIDENT | NA | |
| MCKENZIE, CHARLES, LLOYD | I | CEO,PRESIDENT,SENIOR MANAGING DIRECTOR AND DIRECTOR | NA | Control |
| MCKENZIE, CHARLES, LLOYD | I | CEO,PRESIDENT,SENIOR MANAGING DIRECTOR AND DIRECTOR | NA | Control |
| MCKENZIE, CHARLES, LLOYD | I | SENIOR VICE PRESIDENT | NA | |
| MCKENZIE, CHARLES, LLOYD | I | CEO,PRESIDENT,SENIOR MANAGING DIRECTOR AND DIRECTOR | NA | Control |
| MCKENZIE, CHARLES, LLOYD | I | CEO,PRESIDENT,SENIOR MANAGING DIRECTOR AND DIRECTOR | NA | Control |
| MCKENZIE, CHARLES, LLOYD | I | SENIOR VICE PRESIDENT | NA | |
| MURPHY, JOHN, VINCENT | I | DIRECTOR | NA | Control |
| MURPHY, JOHN, VINCENT | I | DIRECTOR | NA | Control |
| MURPHY, JOHN, VINCENT | I | DIRECTOR | NA | Control |
| MURPHY, JOHN, VINCENT | I | DIRECTOR | NA | Control |
| MURPHY, JOHN, VINCENT | I | DIRECTOR | NA | Control |
| MURPHY, JOHN, VINCENT | I | DIRECTOR | NA | Control |
| MURPHY, JOHN, VINCENT | I | DIRECTOR | NA | Control |
| MURPHY, JOHN, VINCENT | I | DIRECTOR | NA | Control |
| MURPHY, JOHN, VINCENT | I | DIRECTOR | NA | Control |
| MURPHY, JOHN, VINCENT | I | DIRECTOR | NA | Control |
| MURPHY, JOHN, VINCENT | I | DIRECTOR | NA | Control |
| PFEFFER, DAVID, MATTHEW | I | PRESIDENT AND DIRECTOR | NA | Control |
| PFEFFER, DAVID, MATTHEW | I | PRESIDENT AND DIRECTOR | NA | Control |
| PFEFFER, DAVID, MATTHEW | I | PRESIDENT AND DIRECTOR | NA | Control |
| PFEFFER, DAVID, MATTHEW | I | PRESIDENT, DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| PFEFFER, DAVID, MATTHEW | I | PRESIDENT, DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| PFEFFER, DAVID, MATTHEW | I | PRESIDENT, DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| PFEFFER, DAVID, MATTHEW | I | PRESIDENT AND DIRECTOR | NA | Control |
| PFEFFER, DAVID, MATTHEW | I | PRESIDENT AND DIRECTOR | NA | Control |
| PFEFFER, DAVID, MATTHEW | I | PRESIDENT AND DIRECTOR | NA | Control |
| PFEFFER, DAVID, MATTHEW | I | PRESIDENT, DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| PFEFFER, DAVID, MATTHEW | I | PRESIDENT, DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| PFEFFER, DAVID, MATTHEW | I | PRESIDENT, DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| PFEFFER, DAVID, MATTHEW | I | PRESIDENT, DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| PFEFFER, DAVID, MATTHEW | I | PRESIDENT, DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| PFEFFER, DAVID, MATTHEW | I | PRESIDENT, DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| PICCIOTTO, MARY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PICCIOTTO, MARY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PICCIOTTO, MARY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PICCIOTTO, MARY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PICCIOTTO, MARY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PICCIOTTO, MARY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PICCIOTTO, MARY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PICCIOTTO, MARY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RIGSBY, ROBERT, HARRIS | I | DIRECTOR, SECRETARY AND VICE PRESIDENT | NA | Control |
| RIGSBY, ROBERT, HARRIS | I | DIRECTOR, SECRETARY AND VICE PRESIDENT | NA | Control |
| RIGSBY, ROBERT, HARRIS | I | DIRECTOR, SECRETARY AND VICE PRESIDENT | NA | Control |
| SCHULTZ, DAVID, CARL | I | CEO | NA | Control |
| SCHULTZ, DAVID, CARL | I | CEO | NA | Control |
| SCHULTZ, DAVID, CARL | I | CEO,PRESIDENT AND DIRECTOR | NA | Control |
| STARR, LOREN, MICHAEL | I | DIRECTOR, CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| STARR, LOREN, MICHAEL | I | DIRECTOR, CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| STARR, LOREN, MICHAEL | I | DIRECTOR, CHIEF EXECUTIVE OFFICER & PRESIDENT | NA | Control |
| STEINMETZ, ARTHUR, PHILIP | I | SENIOR VICE PRESIDENT AND DIRECTOR | NA | Control |
| STEINMETZ, ARTHUR, PHILIP | I | SENIOR VICE PRESIDENT AND DIRECTOR | NA | Control |
| STEINMETZ, ARTHUR, PHILIP | I | SENIOR VICE PRESIDENT AND DIRECTOR | NA | Control |
| STEINMETZ, ARTHUR, PHILIP | I | DIRECTOR | NA | Control |
| STEINMETZ, ARTHUR, PHILIP | I | DIRECTOR | NA | Control |
| STEINMETZ, ARTHUR, PHILIP | I | DIRECTOR | NA | Control |
| STEINMETZ, ARTHUR, PHILIP | I | SENIOR VICE PRESIDENT AND DIRECTOR | NA | Control |
| STEINMETZ, ARTHUR, PHILIP | I | SENIOR VICE PRESIDENT AND DIRECTOR | NA | Control |
| STEINMETZ, ARTHUR, PHILIP | I | SENIOR VICE PRESIDENT AND DIRECTOR | NA | Control |
| STEINMETZ, ARTHUR, PHILIP | I | DIRECTOR | NA | Control |
| STEINMETZ, ARTHUR, PHILIP | I | DIRECTOR | NA | Control |
| STEINMETZ, ARTHUR, PHILIP | I | DIRECTOR | NA | Control |
| STEINMETZ, ARTHUR, PHILIP | I | DIRECTOR | NA | Control |
| STEINMETZ, ARTHUR, PHILIP | I | DIRECTOR | NA | Control |
| STEINMETZ, ARTHUR, PHILIP | I | DIRECTOR | NA | Control |
| VANDEHEY, MARK, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VANDEHEY, MARK, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VANDEHEY, MARK, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VANDEHEY, MARK, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VANDEHEY, MARK, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VANDEHEY, MARK, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VANDEHEY, MARK, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VANDEHEY, MARK, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VANDEHEY, MARK, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VANDEHEY, MARK, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VANDEHEY, MARK, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VANDEHEY, MARK, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VANDEHEY, MARK, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VANDEHEY, MARK, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VANDEHEY, MARK, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WIXTED, BRIAN, WILLIAM | I | TREASURER | NA | |
| WIXTED, BRIAN, WILLIAM | I | TREASURER | NA | |
| WIXTED, BRIAN, WILLIAM | I | TREASURER | NA | |
| WIXTED, BRIAN, WILLIAM | I | TREASURER | NA | |
| WIXTED, BRIAN, WILLIAM | I | TREASURER | NA | |
| WIXTED, BRIAN, WILLIAM | I | TREASURER | NA | |
| WIXTED, BRIAN, WILLIAM | I | TREASURER | NA | |
| WIXTED, BRIAN, WILLIAM | I | TREASURER | NA | |
| WIXTED, BRIAN, WILLIAM | I | TREASURER | NA | |
| WIXTED, BRIAN, WILLIAM | I | TREASURER | NA | |
| WIXTED, BRIAN, WILLIAM | I | TREASURER | NA | |
| WIXTED, BRIAN, WILLIAM | I | TREASURER | NA | |
| WOLFGRUBER, KURT, JOHN | I | DIRECTOR | NA | Control |
| WOLFGRUBER, KURT, JOHN | I | DIRECTOR | NA | Control |
| WOLFGRUBER, KURT, JOHN | I | DIRECTOR | NA | Control |
| WOLFGRUBER, KURT, JOHN | I | DIRECTOR | NA | Control |
| WOLFGRUBER, KURT, JOHN | I | DIRECTOR | NA | Control |
| WOLFGRUBER, KURT, JOHN | I | DIRECTOR | NA | Control |
| WOLFGRUBER, KURT, JOHN | I | DIRECTOR | NA | Control |
| WOLFGRUBER, KURT, JOHN | I | DIRECTOR | NA | Control |
| WOLFGRUBER, KURT, JOHN | I | DIRECTOR | NA | Control |
| ZACK, ROBERT, GREGORY | I | SENIOR VICE PRESIDENT & GENERAL COUNSEL | NA | |
| ZACK, ROBERT, GREGORY | I | SENIOR VICE PRESIDENT & GENERAL COUNSEL | NA | |
| ZACK, ROBERT, GREGORY | I | SENIOR VICE PRESIDENT & GENERAL COUNSEL | NA | |
| ZACK, ROBERT, GREGORY | I | SENIOR VICE PRESIDENT & GENERAL COUNSEL | NA | |
| ZACK, ROBERT, GREGORY | I | SENIOR VICE PRESIDENT & GENERAL COUNSEL | NA | |
| ZACK, ROBERT, GREGORY | I | SENIOR VICE PRESIDENT & GENERAL COUNSEL | NA | |
| ZACK, ROBERT, GREGORY | I | SENIOR VICE PRESIDENT & GENERAL COUNSEL | NA | |
| ZACK, ROBERT, GREGORY | I | SENIOR VICE PRESIDENT & GENERAL COUNSEL | NA | |
| ZACK, ROBERT, GREGORY | I | SENIOR VICE PRESIDENT & GENERAL COUNSEL | NA | |
| ZACK, ROBERT, GREGORY | I | SENIOR VICE PRESIDENT & GENERAL COUNSEL | NA | |
| ZACK, ROBERT, GREGORY | I | SENIOR VICE PRESIDENT & GENERAL COUNSEL | NA | |
| OFI GLOBAL INSTITUTIONAL, INC. | DE | SHAREHOLDER | E | Control |
| OFI GLOBAL INSTITUTIONAL, INC. | DE | SHAREHOLDER | E | Control |
| OFI GLOBAL INSTITUTIONAL, INC. | DE | SHAREHOLDER | E | Control |
| OFI GLOBAL INSTITUTIONAL, INC. | DE | SHAREHOLDER | E | Control |
| OFI GLOBAL INSTITUTIONAL, INC. | DE | SHAREHOLDER | E | Control |
| OFI GLOBAL INSTITUTIONAL, INC. | DE | SHAREHOLDER | E | Control |
| OFI GLOBAL INSTITUTIONAL, INC. | DE | SHAREHOLDER | E | Control |
| OFI GLOBAL INSTITUTIONAL, INC. | DE | SHAREHOLDER | E | Control |
| OFI GLOBAL INSTITUTIONAL, INC. | DE | SHAREHOLDER | E | Control |
| OFI GLOBAL INSTITUTIONAL, INC. | DE | SOLE SHAREHOLDER | E | Control |
| OFI GLOBAL INSTITUTIONAL, INC. | DE | SOLE SHAREHOLDER | E | Control |
| OFI GLOBAL INSTITUTIONAL, INC. | DE | SOLE SHAREHOLDER | E | Control |
| OFI GLOBAL INSTITUTIONAL, INC. | DE | SOLE SHAREHOLDER | E | Control |
| OFI INSTITUTIONAL ASSET MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| OFI INSTITUTIONAL ASSET MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| OFI INSTITUTIONAL ASSET MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| OFI INSTITUTIONAL ASSET MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| OFI INSTITUTIONAL ASSET MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| OFI INSTITUTIONAL ASSET MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| OFI INSTITUTIONAL ASSET MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| OFI INSTITUTIONAL ASSET MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| OFI INSTITUTIONAL ASSET MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| OFI INSTITUTIONAL ASSET MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| OFI INSTITUTIONAL ASSET MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| OFI INSTITUTIONAL ASSET MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| OFI INSTITUTIONAL ASSET MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| OFI INSTITUTIONAL ASSET MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| OFI INSTITUTIONAL ASSET MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| OFI INSTITUTIONAL ASSET MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| OFI INSTITUTIONAL ASSET MANAGEMENT, INC. | DE | SHAREHOLDER | E | Control |
| OPPENHEIMERFUNDS, INC. | DE | SHAREHOLDER | E | Control |
| OPPENHEIMERFUNDS, INC. | DE | SHAREHOLDER | E | Control |
| OPPENHEIMERFUNDS, INC. | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| INVESCO ADVISERS, INC. | DE | OFI GLOBAL INSTITUTIONAL, INC. | E | Control |
| INVESCO ADVISERS, INC. | DE | OFI GLOBAL INSTITUTIONAL, INC. | E | Control |
| INVESCO ADVISERS, INC. | DE | OFI GLOBAL INSTITUTIONAL, INC. | E | Control |
| INVESCO ADVISERS, INC. | DE | OFI GLOBAL INSTITUTIONAL, INC. | E | Control |
| INVESCO ADVISERS, INC. | DE | OFI GLOBAL INSTITUTIONAL, INC. | E | Control |
| INVESCO ADVISERS, INC. | DE | OFI GLOBAL INSTITUTIONAL, INC. | E | Control |
| INVESCO GROUP SERVICES, INC. | DE | INVESCO ADVISERS, INC. | E | Control |
| INVESCO GROUP SERVICES, INC. | DE | INVESCO ADVISERS, INC. | E | Control |
| INVESCO GROUP SERVICES, INC. | DE | INVESCO ADVISERS, INC. | E | Control |
| INVESCO GROUP SERVICES, INC. | DE | INVESCO ADVISERS, INC. | E | Control |
| INVESCO GROUP SERVICES, INC. | DE | INVESCO ADVISERS, INC. | E | Control |
| INVESCO GROUP SERVICES, INC. | DE | INVESCO ADVISERS, INC. | E | Control |
| INVESCO HOLDING COMPANY (US), INC. | DE | OPPENHEIMER ACQUISITION CORP. (GATC) | E | Control |
| INVESCO HOLDING COMPANY (US), INC. | DE | OPPENHEIMER ACQUISITION CORP. (GATC) | E | Control |
| INVESCO HOLDING COMPANY (US), INC. | DE | OPPENHEIMER ACQUISITION CORP. (GATC) | E | Control |
| INVESCO HOLDING COMPANY (US), INC. | DE | OPPENHEIMER ACQUISITION CORP. (GATC) | E | Control |
| INVESCO HOLDING COMPANY (US), INC. | DE | OPPENHEIMER ACQUISITION CORP. (GATC) | E | Control |
| INVESCO HOLDING COMPANY (US), INC. | DE | OPPENHEIMER ACQUISITION CORP. (GATC) | E | Control |
| INVESCO HOLDING COMPANY LIMITED | FE | INVESCO HOLDING COMPANY (US), INC. | E | Control |
| INVESCO HOLDING COMPANY LIMITED | FE | INVESCO HOLDING COMPANY (US), INC. | E | Control |
| INVESCO HOLDING COMPANY LIMITED | FE | INVESCO HOLDING COMPANY (US), INC. | E | Control |
| INVESCO HOLDING COMPANY LIMITED | FE | INVESCO HOLDING COMPANY (US), INC. | E | Control |
| INVESCO HOLDING COMPANY LIMITED | FE | INVESCO HOLDING COMPANY (US), INC. | E | Control |
| INVESCO HOLDING COMPANY LIMITED | FE | INVESCO HOLDING COMPANY (US), INC. | E | Control |
| INVESCO LTD. | FE | INVESCO HOLDING COMPANY LIMITED | E | Control |
| INVESCO LTD. | FE | INVESCO HOLDING COMPANY LIMITED | E | Control |
| INVESCO LTD. | FE | INVESCO HOLDING COMPANY LIMITED | E | Control |
| INVESCO LTD. | FE | INVESCO HOLDING COMPANY LIMITED | E | Control |
| INVESCO LTD. | FE | INVESCO HOLDING COMPANY LIMITED | E | Control |
| INVESCO LTD. | FE | INVESCO HOLDING COMPANY LIMITED | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING COMPANY | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING COMPANY | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING COMPANY | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING COMPANY | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING COMPANY | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING COMPANY | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MM ASSET MANAGEMENT HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MM ASSET MANAGEMENT HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MM ASSET MANAGEMENT HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSMUTUAL HOLDING COMPANY | DE | MASSMUTUAL HOLDING TRUST I | E | Control |
| MASSMUTUAL HOLDING COMPANY | DE | MASSMUTUAL HOLDING TRUST I | E | Control |
| MASSMUTUAL HOLDING COMPANY | DE | MASSMUTUAL HOLDING TRUST I | E | Control |
| MASSMUTUAL HOLDING COMPANY | DE | MASSMUTUAL HOLDING TRUST I | E | Control |
| MASSMUTUAL HOLDING COMPANY | DE | MASSMUTUAL HOLDING TRUST I | E | Control |
| MASSMUTUAL HOLDING COMPANY | DE | MASSMUTUAL HOLDING TRUST I | E | Control |
| MASSMUTUAL HOLDING LLC | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MASSMUTUAL HOLDING LLC | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MASSMUTUAL HOLDING LLC | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MASSMUTUAL HOLDING LLC | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MASSMUTUAL HOLDING LLC | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MASSMUTUAL HOLDING LLC | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MASSMUTUAL HOLDING LLC | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MASSMUTUAL HOLDING LLC | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MASSMUTUAL HOLDING LLC | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MM ASSET MANAGEMENT HOLDING LLC | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MM ASSET MANAGEMENT HOLDING LLC | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MM ASSET MANAGEMENT HOLDING LLC | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MM ASSET MANAGEMENT HOLDING LLC | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MM ASSET MANAGEMENT HOLDING LLC | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MM ASSET MANAGEMENT HOLDING LLC | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MM ASSET MANAGEMENT HOLDING LLC | E | Control |
| MASSMUTUAL HOLDING TRUST I | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MASSMUTUAL HOLDING TRUST I | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MASSMUTUAL HOLDING TRUST I | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MASSMUTUAL HOLDING TRUST I | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MASSMUTUAL HOLDING TRUST I | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MASSMUTUAL HOLDING TRUST I | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MM ASSET MANAGEMENT HOLDING LLC | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MM ASSET MANAGEMENT HOLDING LLC | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MM ASSET MANAGEMENT HOLDING LLC | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MM ASSET MANAGEMENT HOLDING LLC | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MM ASSET MANAGEMENT HOLDING LLC | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MM ASSET MANAGEMENT HOLDING LLC | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MM ASSET MANAGEMENT HOLDING LLC | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MM ASSET MANAGEMENT HOLDING LLC | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MM ASSET MANAGEMENT HOLDING LLC | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MM ASSET MANAGEMENT HOLDING LLC | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MM ASSET MANAGEMENT HOLDING LLC | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MM ASSET MANAGEMENT HOLDING LLC | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| OFI GLOBAL ASSET MANAGEMENT, INC. | DE | INVESCO GROUP SERVICES, INC. | E | Control |
| OFI GLOBAL ASSET MANAGEMENT, INC. | DE | INVESCO GROUP SERVICES, INC. | E | Control |
| OPPENHEIMER ACQUISITION CORP. | DE | OPPENHEIMERFUNDS, INC. | E | Control |
| OPPENHEIMER ACQUISITION CORP. | DE | OPPENHEIMERFUNDS, INC. | E | Control |
| OPPENHEIMER ACQUISITION CORP. | DE | OPPENHEIMERFUNDS, INC. | E | Control |
| OPPENHEIMER ACQUISITION CORP. | DE | OPPENHEIMERFUNDS, INC. | E | Control |
| OPPENHEIMER ACQUISITION CORP. | DE | OPPENHEIMERFUNDS, INC. | E | Control |
| OPPENHEIMER ACQUISITION CORP. | DE | OPPENHEIMERFUNDS, INC. | E | Control |
| OPPENHEIMER ACQUISITION CORP. | DE | OPPENHEIMERFUNDS, INC. | E | Control |
| OPPENHEIMER ACQUISITION CORP. | DE | OPPENHEIMERFUNDS, INC. | E | Control |
| OPPENHEIMER ACQUISITION CORP. | DE | OPPENHEIMERFUNDS, INC. | E | Control |
| OPPENHEIMER ACQUISITION CORP. | DE | OPPENHEIMERFUNDS, INC. | E | Control |
| OPPENHEIMER ACQUISITION CORP. | DE | OPPENHEIMERFUNDS, INC. | E | Control |
| OPPENHEIMER ACQUISITION CORP. | DE | OPPENHEIMERFUNDS, INC. | E | Control |
| OPPENHEIMER ACQUISITION CORP. | DE | OPPENHEIMERFUNDS, INC. | E | Control |
| OPPENHEIMER ACQUISITION CORP. | DE | OPPENHEIMERFUNDS, INC. | E | Control |
| OPPENHEIMER ACQUISITION CORP. | DE | OPPENHEIMERFUNDS, INC. | E | Control |
| OPPENHEIMER ACQUISITION CORP. | DE | OPPENHEIMERFUNDS, INC. | E | Control |
| OPPENHEIMER ACQUISITION CORP. | DE | OPPENHEIMERFUNDS, INC. | E | Control |
| OPPENHEIMER ACQUISITION CORP. | DE | OPPENHEIMERFUNDS, INC. | E | Control |
| OPPENHEIMER ACQUISITION CORP. | DE | OPPENHEIMERFUNDS, INC. | E | Control |
| OPPENHEIMER ACQUISITION CORP. | DE | OPPENHEIMERFUNDS, INC. | E | Control |
| OPPENHEIMER ACQUISITION CORP. | DE | OPPENHEIMERFUNDS, INC. | E | Control |
| OPPENHEIMER ACQUISITION CORP. | DE | OPPENHEIMERFUNDS, INC. | E | Control |
| OPPENHEIMER ACQUISITION CORP. | DE | OPPENHEIMERFUNDS, INC. | E | Control |
| OPPENHEIMER ACQUISITION CORP. | DE | OPPENHEIMERFUNDS, INC. | E | Control |
| OPPENHEIMER ACQUISITION CORP. | DE | OPPENHEIMERFUNDS, INC. | E | Control |
| OPPENHEIMER ACQUISITION CORP. | DE | OPPENHEIMERFUNDS, INC. | E | Control |
| OPPENHEIMER ACQUISITION CORP. | DE | OPPENHEIMERFUNDS, INC. | E | Control |
| OPPENHEIMER ACQUISITION CORP. (GATC) | DE | OPPENHEIMERFUNDS,INC. | E | Control |
| OPPENHEIMER ACQUISITION CORP. (GATC) | DE | OPPENHEIMERFUNDS,INC. | E | Control |
| OPPENHEIMER ACQUISITION CORP. (GATC) | DE | OPPENHEIMERFUNDS,INC. | E | Control |
| OPPENHEIMER ACQUISITION CORP. (GATC) | DE | OPPENHEIMERFUNDS,INC. | E | Control |
| OPPENHEIMER ACQUISITION CORP. (GATC) | DE | OPPENHEIMERFUNDS,INC. | E | Control |
| OPPENHEIMER ACQUISITION CORP. (GATC) | DE | OPPENHEIMERFUNDS,INC. | E | Control |
| OPPENHEIMERFUNDS,INC. | DE | OFI INSTITUTIONAL ASSET MANAGEMENT, INC. | E | Control |
| OPPENHEIMERFUNDS,INC. | DE | OFI INSTITUTIONAL ASSET MANAGEMENT, INC. | E | Control |
| OPPENHEIMERFUNDS,INC. | DE | OFI INSTITUTIONAL ASSET MANAGEMENT, INC. | E | Control |
| OPPENHEIMERFUNDS,INC. | DE | OFI INSTITUTIONAL ASSET MANAGEMENT, INC. | E | Control |
| OPPENHEIMERFUNDS,INC. | DE | OFI INSTITUTIONAL ASSET MANAGEMENT, INC. | E | Control |
| OPPENHEIMERFUNDS,INC. | DE | OFI INSTITUTIONAL ASSET MANAGEMENT, INC. | E | Control |
| OPPENHEIMERFUNDS,INC. | DE | OFI INSTITUTIONAL ASSET MANAGEMENT, INC. | E | Control |
| OPPENHEIMERFUNDS,INC. | DE | OFI INSTITUTIONAL ASSET MANAGEMENT, INC. | E | Control |
| OPPENHEIMERFUNDS,INC. | DE | OFI INSTITUTIONAL ASSET MANAGEMENT, INC. | E | Control |
| OPPENHEIMERFUNDS,INC. | DE | OFI INSTITUTIONAL ASSET MANAGEMENT, INC. | E | Control |
| OPPENHEIMERFUNDS,INC. | DE | OFI INSTITUTIONAL ASSET MANAGEMENT, INC. | E | Control |
| OPPENHEIMERFUNDS,INC. | DE | OFI INSTITUTIONAL ASSET MANAGEMENT, INC. | E | Control |
| OPPENHEIMERFUNDS,INC. | DE | OAM INSTITUTIONAL, INC. | E | Control |
| OPPENHEIMERFUNDS,INC. | DE | OFI INSTITUTIONAL ASSET MANAGEMENT, INC. | E | Control |
| OPPENHEIMERFUNDS,INC. | DE | OFI INSTITUTIONAL ASSET MANAGEMENT, INC. | E | Control |
| OPPENHEIMERFUNDS,INC. | DE | OFI GLOBAL INSTITUTIONAL, INC. | E | Control |
| OPPENHEIMERFUNDS,INC. | DE | OFI INSTITUTIONAL ASSET MANAGEMENT, INC. | E | Control |
| OPPENHEIMERFUNDS,INC. | DE | OFI INSTITUTIONAL ASSET MANAGEMENT, INC. | E | Control |
| OPPENHEIMERFUNDS,INC. | DE | OFI INSTITUTIONAL ASSET MANAGEMENT, INC. | E | Control |
| OPPENHEIMERFUNDS,INC. | DE | OFI GLOBAL INSTITUTIONAL, INC. | E | Control |
| OPPENHEIMERFUNDS,INC. | DE | OFI GLOBAL INSTITUTIONAL, INC. | E | Control |
| OPPENHEIMERFUNDS,INC. | DE | OFI GLOBAL INSTITUTIONAL, INC. | E | Control |
| OPPENHEIMERFUNDS,INC. | DE | OFI GLOBAL INSTITUTIONAL, INC. | E | Control |
| OPPENHEIMERFUNDS,INC. | DE | OFI GLOBAL INSTITUTIONAL, INC. | E | Control |
| OPPENHEIMERFUNDS,INC. | DE | OFI GLOBAL INSTITUTIONAL, INC. | E | Control |
| OPPENHEIMERFUNDS,INC. | DE | OFI GLOBAL ASSET MANAGEMENT, INC. | E | Control |
| OPPENHEIMERFUNDS,INC. | DE | OFI GLOBAL ASSET MANAGEMENT, INC. | E | Control |
| OPPENHEIMERFUNDS,INC. | DE | INVESCO GROUP SERVICES, INC. | E | Control |
| OPPENHEIMERFUNDS,INC. | DE | INVESCO GROUP SERVICES, INC. | E | Control |
| OPPENHEIMERFUNDS,INC. | DE | INVESCO GROUP SERVICES, INC. | E | Control |
| OPPENHEIMERFUNDS,INC. | DE | INVESCO GROUP SERVICES, INC. | E | Control |
Registrations
Federal
IA
Feb 4, 2021 REGISTERED
Notice Filings (51)
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Address
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