OPPENHEIMERFUNDS INC
CRD #104983 SEC #801-8253 NEW YORK, NY 212-323-0200
SEC Registered Private Funds Disclosures
Total AUM
$253.9M
Discretionary
$253.9M
Employees
15
Clients
--
Accounts
1
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Colorado
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 21, 2025
- Branch Offices
- 0
- LEI
- PDOAIGLBY74951MQ1C36
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BALDWIN, MICHAEL, A/N | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BALDWIN, MICHAEL, A/N | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BALDWIN, MICHAEL, A/N | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BALDWIN, MICHAEL, A/N | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BALDWIN, MICHAEL, A/N | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BALDWIN, MICHAEL, A/N | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BATEJAN, GEORGE, SAMUEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BATEJAN, GEORGE, SAMUEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BATEJAN, GEORGE, SAMUEL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CORBETT, M., TIMOTHY | I | DIRECTOR | NA | Control |
| CORBETT, M., TIMOTHY | I | DIRECTOR | NA | Control |
| CORBETT, M., TIMOTHY | I | DIRECTOR | NA | Control |
| CORBETT, M., TIMOTHY | I | DIRECTOR | NA | Control |
| CORBETT, M., TIMOTHY | I | DIRECTOR | NA | Control |
| CORBETT, M., TIMOTHY | I | DIRECTOR | NA | Control |
| CORBETT, M., TIMOTHY | I | DIRECTOR | NA | Control |
| CORBETT, M., TIMOTHY | I | DIRECTOR | NA | Control |
| CORBETT, M., TIMOTHY | I | DIRECTOR | NA | Control |
| CORBETT, M., TIMOTHY | I | DIRECTOR | NA | Control |
| CORBETT, M., TIMOTHY | I | DIRECTOR | NA | Control |
| CORBETT, M., TIMOTHY | I | DIRECTOR | NA | Control |
| CORBETT, M., TIMOTHY | I | DIRECTOR | NA | Control |
| CORBETT, M., TIMOTHY | I | DIRECTOR | NA | Control |
| CORBETT, M., TIMOTHY | I | DIRECTOR | NA | Control |
| CRADDOCK, GEOFFREY, JAMES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CRADDOCK, GEOFFREY, JAMES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CRADDOCK, GEOFFREY, JAMES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| CRADDOCK, GEOFFREY, JAMES | I | DIRECTOR | NA | Control |
| CRANDALL, ROGER, WILLIAM | I | DIRECTOR | NA | Control |
| CRANDALL, ROGER, WILLIAM | I | DIRECTOR | NA | Control |
| CRANDALL, ROGER, WILLIAM | I | DIRECTOR | NA | Control |
| CRANDALL, ROGER, WILLIAM | I | DIRECTOR | NA | Control |
| CRANDALL, ROGER, WILLIAM | I | DIRECTOR | NA | Control |
| CRANDALL, ROGER, WILLIAM | I | DIRECTOR | NA | Control |
| CRANDALL, ROGER, WILLIAM | I | DIRECTOR | NA | Control |
| CRANDALL, ROGER, WILLIAM | I | DIRECTOR | NA | Control |
| CRANDALL, ROGER, WILLIAM | I | DIRECTOR | NA | Control |
| CRANDALL, ROGER, WILLIAM | I | DIRECTOR | NA | Control |
| CRANDALL, ROGER, WILLIAM | I | DIRECTOR | NA | Control |
| CRANDALL, ROGER, WILLIAM | I | DIRECTOR | NA | Control |
| CRANDALL, ROGER, WILLIAM | I | DIRECTOR | NA | Control |
| CRANDALL, ROGER, WILLIAM | I | DIRECTOR | NA | Control |
| CRANDALL, ROGER, WILLIAM | I | DIRECTOR | NA | Control |
| CRANDALL, ROGER, WILLIAM | I | DIRECTOR | NA | Control |
| CRANDALL, ROGER, WILLIAM | I | DIRECTOR | NA | Control |
| CRANDALL, ROGER, WILLIAM | I | DIRECTOR | NA | Control |
| DARLING, O, LEONARD | I | DIRECTOR, VICE CHAIRMAN, EVP & CIO | NA | Control |
| DARLING, O, LEONARD | I | DIRECTOR, VICE CHAIRMAN, EVP & CIO | NA | Control |
| DARLING, O, LEONARD | I | DIRECTOR, VICE CHAIRMAN, EVP & CIO | NA | Control |
| DEEK, AHMAD | I | DIRECTOR | NA | Control |
| DINSELL, CRAIG, P | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| DINSELL, CRAIG, P | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| DINSELL, CRAIG, P | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| DINSELL, CRAIG, P | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| DINSELL, CRAIG, P | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| DINSELL, CRAIG, P | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| DINSELL, CRAIG, P | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| DINSELL, CRAIG, P | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| DINSELL, CRAIG, P | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| DINSELL, CRAIG, P | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| DINSELL, CRAIG, P | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| DINSELL, CRAIG, P | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| DINSELL, CRAIG, P | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| DINSELL, CRAIG, P | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| DINSEN, CRAIG, P | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| DINSEN, CRAIG, P | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| DINSEN, CRAIG, P | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| DONOHUE, ANDREW, JOHN | I | DIRECTOR & CLO | NA | Control |
| Dukes, Laura, Allison | I | DIRECTOR, CHIEF EXECUTIVE OFFICER, AND PRESIDENT | NA | Control |
| Dukes, Laura, Allison | I | DIRECTOR, CHIEF EXECUTIVE OFFICER, AND PRESIDENT | NA | Control |
| Dukes, Laura, Allison | I | DIRECTOR, CHIEF EXECUTIVE OFFICER, AND PRESIDENT | NA | Control |
| Dukes, Laura, Allison | I | DIRECTOR, CHIEF EXECUTIVE OFFICER, AND PRESIDENT | NA | Control |
| Dukes, Laura, Allison | I | DIRECTOR, CHIEF EXECUTIVE OFFICER, AND PRESIDENT | NA | Control |
| Dukes, Laura, Allison | I | DIRECTOR, CHIEF EXECUTIVE OFFICER, AND PRESIDENT | NA | Control |
| Dukes, Laura, Allison | I | DIRECTOR, CHIEF EXECUTIVE OFFICER, AND PRESIDENT | NA | Control |
| Dukes, Laura, Allison | I | DIRECTOR, CHIEF EXECUTIVE OFFICER, AND PRESIDENT | NA | Control |
| Dukes, Laura, Allison | I | DIRECTOR, CHIEF EXECUTIVE OFFICER, AND PRESIDENT | NA | Control |
| Dukes, Laura, Allison | I | DIRECTOR, CHIEF EXECUTIVE OFFICER, AND PRESIDENT | NA | Control |
| Dukes, Laura, Allison | I | DIRECTOR, CHIEF EXECUTIVE OFFICER, AND PRESIDENT | NA | Control |
| Dukes, Laura, Allison | I | DIRECTOR, CHIEF EXECUTIVE OFFICER, AND PRESIDENT | NA | Control |
| Dukes, Laura, Allison | I | DIRECTOR, CHIEF EXECUTIVE OFFICER, AND PRESIDENT | NA | Control |
| Dukes, Laura, Allison | I | DIRECTOR, CHIEF EXECUTIVE OFFICER, AND PRESIDENT | NA | Control |
| Dukes, Laura, Allison | I | DIRECTOR, CHIEF EXECUTIVE OFFICER, AND PRESIDENT | NA | Control |
| Dukes, Laura, Allison | I | DIRECTOR, CHIEF EXECUTIVE OFFICER, AND PRESIDENT | NA | Control |
| Dukes, Laura, Allison | I | DIRECTOR, CHIEF EXECUTIVE OFFICER, AND PRESIDENT | NA | Control |
| Dukes, Laura, Allison | I | DIRECTOR, CHIEF EXECUTIVE OFFICER, AND PRESIDENT | NA | Control |
| Dukes, Laura, Allison | I | DIRECTOR, CHIEF EXECUTIVE OFFICER, AND PRESIDENT | NA | Control |
| Dukes, Laura, Allison | I | DIRECTOR, CHIEF EXECUTIVE OFFICER, AND PRESIDENT | NA | Control |
| Dukes, Laura, Allison | I | DIRECTOR, CHIEF EXECUTIVE OFFICER, AND PRESIDENT | NA | Control |
| FEINBERG, KRISTIE, MARIE | I | TREASURER | NA | Control |
| FEINBERG, KRISTIE, MARIE | I | TREASURER | NA | Control |
| FEINBERG, KRISTIE, MARIE | I | TREASURER | NA | Control |
| FEINBERG, KRISTIE, MARIE | I | TREASURER | NA | Control |
| FEINBERG, KRISTIE, MARIE | I | TREASURER | NA | Control |
| FEINBERG, KRISTIE, MARIE | I | TREASURER | NA | Control |
| FEINBERG, KRISTIE, MARIE | I | TREASURER | NA | Control |
| FEINBERG, KRISTIE, MARIE | I | TREASURER | NA | Control |
| FEINBERG, KRISTIE, MARIE | I | TREASURER | NA | Control |
| FEINBERG, KRISTIE, MARIE | I | TREASURER | NA | Control |
| FEINBERG, KRISTIE, MARIE | I | TREASURER | NA | Control |
| FEINBERG, KRISTIE, MARIE | I | TREASURER | NA | Control |
| FEINBERG, KRISTIE, MARIE | I | TREASURER | NA | Control |
| FEINBERG, KRISTIE, MARIE | I | TREASURER | NA | Control |
| Feinberg, Kristie | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| GABINET, ARTHUR, SANFORD | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| GABINET, ARTHUR, SANFORD | I | GENERAL COUNSEL | NA | Control |
| GABINET, ARTHUR, SANFORD | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| GABINET, ARTHUR, SANFORD | I | GENERAL COUNSEL | NA | Control |
| GABINET, ARTHUR, SANFORD | I | CHIEF LEGAL OFFICER | NA | Control |
| GABINET, ARTHUR, SANFORD | I | CHIEF LEGAL OFFICER | NA | Control |
| GABINET, ARTHUR, SANFORD | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| GABINET, ARTHUR, SANFORD | I | CHIEF LEGAL OFFICER | NA | Control |
| GABINET, ARTHUR, SANFORD | I | CHIEF LEGAL OFFICER | NA | Control |
| GABINET, ARTHUR, SANFORD | I | CHIEF LEGAL OFFICER | NA | Control |
| GABINET, ARTHUR, SANFORD | I | CHIEF LEGAL OFFICER | NA | Control |
| GLAVIN, WILLIAM, FRANCIS | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT AND DIRECTOR | NA | Control |
| GLAVIN, WILLIAM, FRANCIS | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT AND DIRECTOR | NA | Control |
| GLAVIN, WILLIAM, FRANCIS | I | CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| GLAVIN, WILLIAM, FRANCIS | I | DIRECTOR | NA | Control |
| GLAVIN, WILLIAM, FRANCIS | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT AND DIRECTOR | NA | Control |
| GLAVIN, WILLIAM, FRANCIS | I | DIRECTOR | NA | Control |
| GLAVIN, WILLIAM, FRANCIS | I | DIRECTOR | NA | Control |
| GLAVIN, WILLIAM, FRANCIS | I | CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT AND DIRECTOR | NA | Control |
| GLAVIN, WILLIAM, FRANCIS | I | DIRECTOR | NA | Control |
| GLAVIN, WILLIAM, FRANCIS | I | DIRECTOR | NA | Control |
| GLAVIN, WILLIAM, FRANCIS | I | DIRECTOR | NA | Control |
| GLAVIN, WILLIAM, FRANCIS | I | DIRECTOR | NA | Control |
| GLAVIN, WILLIAM, FRANCIS | I | DIRECTOR | NA | Control |
| GREGSON, MARK, WILLIAM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GREGSON, MARK, WILLIAM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GREGSON, MARK, WILLIAM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GREGSON, MARK, WILLIAM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GREGSON, MARK, WILLIAM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GREGSON, MARK, WILLIAM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GREGSON, MARK, WILLIAM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GREGSON, MARK, WILLIAM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GREGSON, MARK, WILLIAM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GREGSON, MARK, WILLIAM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GREGSON, MARK, WILLIAM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GREGSON, MARK, WILLIAM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GREGSON, MARK, WILLIAM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GREGSON, MARK, WILLIAM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GREGSON, MARK, WILLIAM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GREGSON, MARK, WILLIAM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GREGSON, MARK, WILLIAM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GRIFFITHS, JEREMY, HUGH | I | DIRECTOR & CFO | NA | Control |
| GRIFFITHS, JEREMY, HUGH | I | DIRECTOR & CFO | NA | Control |
| GRIFFITHS, JEREMY, HUGH | I | DIRECTOR, CFO & EVP | NA | Control |
| HENSLER, PHILIPP, ALBERT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HENSLER, PHILIPP, ALBERT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HENSLER, PHILIPP, ALBERT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HUMMEL, DEVIN, KRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUMMEL, DEVIN, KRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUMMEL, DEVIN, KRISTINE | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | NA | Control |
| HUMMEL, DEVIN, KRISTINE | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | NA | Control |
| HUMMEL, DEVIN, KRISTINE | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | NA | Control |
| HUMMEL, DEVIN, KRISTINE | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | NA | Control |
| HUMMEL, DEVIN, KRISTINE | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | NA | Control |
| HUMMEL, DEVIN, KRISTINE | I | CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT, AND SENIOR COMPLIANCE MANAGER | NA | Control |
| HUMMEL, DEVIN, KRISTINE | I | CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT, AND SENIOR COMPLIANCE MANAGER | NA | Control |
| HUMMEL, DEVIN, KRISTINE | I | CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT, AND SENIOR COMPLIANCE MANAGER | NA | Control |
| KETRON, GREGORY, WADE | I | DIRECTOR | NA | Control |
| KETRON, GREGORY, WADE | I | DIRECTOR | NA | Control |
| KETRON, GREGORY, WADE | I | DIRECTOR | NA | Control |
| KETRON, GREGORY, WADE | I | DIRECTOR | NA | Control |
| KETRON, GREGORY, WADE | I | DIRECTOR | NA | Control |
| KETRON, GREGORY, WADE | I | DIRECTOR | NA | Control |
| KETRON, GREGORY, WADE | I | DIRECTOR | NA | Control |
| KETRON, GREGORY, WADE | I | DIRECTOR | NA | Control |
| KETRON, GREGORY, WADE | I | DIRECTOR | NA | Control |
| KETRON, GREGORY, WADE | I | DIRECTOR | NA | Control |
| KETRON, GREGORY, WADE | I | DIRECTOR | NA | Control |
| KETRON, GREGORY, WADE | I | DIRECTOR | NA | Control |
| KETRON, GREGORY, WADE | I | DIRECTOR | NA | Control |
| KETRON, GREGORY, WADE | I | DIRECTOR | NA | Control |
| KETRON, GREGORY, WADE | I | DIRECTOR | NA | Control |
| KETRON, GREGORY, WADE | I | DIRECTOR | NA | Control |
| KNOTT, RICHARD, WILLIAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| KNOTT, RICHARD, WILLIAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| KNOTT, RICHARD, WILLIAM | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| Ketron, Greg | I | DIRECTOR | NA | Control |
| Kupor, Jeffrey, Howard | I | SECRETARY AND VICE PRESIDENT | NA | Control |
| Kupor, Jeffrey, Howard | I | SECRETARY AND VICE PRESIDENT | NA | Control |
| Kupor, Jeffrey, Howard | I | SECRETARY AND VICE PRESIDENT | NA | Control |
| Kupor, Jeffrey, Howard | I | SECRETARY AND VICE PRESIDENT | NA | Control |
| Kupor, Jeffrey, Howard | I | SECRETARY AND VICE PRESIDENT | NA | Control |
| Kupor, Jeffrey, Howard | I | SECRETARY AND VICE PRESIDENT | NA | Control |
| Kupor, Jeffrey, Howard | I | SECRETARY AND VICE PRESIDENT | NA | Control |
| Kupor, Jeffrey, Howard | I | SECRETARY AND VICE PRESIDENT | NA | Control |
| Kupor, Jeffrey, Howard | I | SECRETARY AND VICE PRESIDENT | NA | Control |
| Kupor, Jeffrey, Howard | I | SECRETARY AND VICE PRESIDENT | NA | Control |
| Kupor, Jeffrey, Howard | I | SECRETARY AND VICE PRESIDENT | NA | Control |
| Kupor, Jeffrey, Howard | I | SECRETARY AND VICE PRESIDENT | NA | Control |
| Kupor, Jeffrey, Howard | I | SECRETARY AND VICE PRESIDENT | NA | Control |
| LEAVY, CHRISTOPHER, MORGAN | I | EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER, EQUITIES | NA | Control |
| LEGE, ANNETTE, JANECKA | I | DIRECTOR, CHIEF FINANCIAL OFFICER, AND TREASURER | NA | Control |
| LEGE, ANNETTE, JANECKA | I | DIRECTOR, CHIEF FINANCIAL OFFICER, AND TREASURER | NA | Control |
| LEGE, ANNETTE, JANECKA | I | DIRECTOR, CHIEF FINANCIAL OFFICER, AND TREASURER | NA | Control |
| LEGE, ANNETTE, JANECKA | I | DIRECTOR, CHIEF FINANCIAL OFFICER, AND TREASURER | NA | Control |
| LO BESSETTE, CYNTHIA | I | CHIEF LEGAL OFFICER | NA | Control |
| LO BESSETTE, CYNTHIA | I | CHIEF LEGAL OFFICER | NA | Control |
| LO BESSETTE, CYNTHIA | I | CHIEF LEGAL OFFICER | NA | Control |
| LO BESSETTE, CYNTHIA | I | CHIEF LEGAL OFFICER | NA | Control |
| LO BESSETTE, CYNTHIA | I | CHIEF LEGAL OFFICER | NA | Control |
| LO BESSETTE, CYNTHIA | I | CHIEF LEGAL OFFICER | NA | Control |
| LO BESSETTE, CYNTHIA | I | CHIEF LEGAL OFFICER | NA | Control |
| LO BESSETTE, CYNTHIA | I | CHIEF LEGAL OFFICER | NA | Control |
| MACASKILL, BRIDGET, ANN | I | CHAIRMAN & CEO | NA | Control |
| MCCARTHY, LORETTA, MAY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MEMANI, KRISHNA, KUMAR | I | PRESIDENT | NA | Control |
| MEMANI, KRISHNA, KUMAR | I | PRESIDENT | NA | Control |
| MEMANI, KRISHNA, KUMAR | I | PRESIDENT | NA | Control |
| MEMANI, KRISHNA, KUMAR | I | PRESIDENT | NA | Control |
| MEMANI, KRISHNA, KUMAR | I | PRESIDENT | NA | Control |
| MEMANI, KRISHNA, KUMAR | I | PRESIDENT | NA | Control |
| MEMANI, KRISHNA, KUMAR | I | PRESIDENT | NA | Control |
| MEMANI, KRISHNA, KUMAR | I | PRESIDENT | NA | Control |
| MEMANI, KRISHNA, KUMAR | I | PRESIDENT | NA | Control |
| MEMANI, KRISHNA, KUMAR | I | PRESIDENT | NA | Control |
| MEMANI, KRISHNA, KUMAR | I | PRESIDENT | NA | Control |
| MEMANI, KRISHNA, KUMAR | I | PRESIDENT | NA | Control |
| MEMANI, KRISHNA, KUMAR | I | PRESIDENT | NA | Control |
| MEMANI, KRISHNA, KUMAR | I | PRESIDENT | NA | Control |
| MEMANI, KRISHNA, KUMAR | I | PRESIDENT | NA | Control |
| MEMANI, KRISHNA, KUMAR | I | PRESIDENT | NA | Control |
| MURPHY, JOHN, VINCENT | I | PRESIDENT | NA | Control |
| MURPHY, JOHN, VINCENT | I | CEO, CHAIRMAN & DIRECTOR | NA | Control |
| MURPHY, JOHN, VINCENT | I | PRESIDENT | NA | Control |
| MURPHY, JOHN, VINCENT | I | CEO, CHAIRMAN & DIRECTOR | NA | Control |
| MURPHY, JOHN, VINCENT | I | PRESIDENT | NA | Control |
| MURPHY, JOHN, VINCENT | I | CEO, CHAIRMAN & DIRECTOR | NA | Control |
| MURPHY, JOHN, VINCENT | I | PRESIDENT | NA | Control |
| MURPHY, JOHN, VINCENT | I | CEO, CHAIRMAN & DIRECTOR | NA | Control |
| MURPHY, JOHN, VINCENT | I | PRESIDENT, COO, DIRECTOR | NA | Control |
| MURPHY, JOHN, VINCENT | I | PRESIDENT | NA | Control |
| MURPHY, JOHN, VINCENT | I | CEO, CHAIRMAN & DIRECTOR | NA | Control |
| MURPHY, JOHN, VINCENT | I | CHAIRMAN & DIRECTOR | NA | Control |
| MURPHY, JOHN, VINCENT | I | PRESIDENT | NA | Control |
| MURPHY, JOHN, VINCENT | I | CEO, CHAIRMAN & DIRECTOR | NA | Control |
| MURPHY, JOHN, VINCENT | I | PRESIDENT, COO, DIRECTOR | NA | Control |
| MURPHY, JOHN, VINCENT | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MURPHY, JOHN, VINCENT | I | PRESIDENT | NA | Control |
| MURPHY, JOHN, VINCENT | I | CEO, CHAIRMAN & DIRECTOR | NA | Control |
| MURPHY, JOHN, VINCENT | I | PRESIDENT | NA | Control |
| MURPHY, JOHN, VINCENT | I | CEO, CHAIRMAN & DIRECTOR | NA | Control |
| MURPHY, JOHN, VINCENT | I | PRESIDENT | NA | Control |
| MURPHY, JOHN, VINCENT | I | CEO, CHAIRMAN & DIRECTOR | NA | Control |
| MURPHY, JOHN, VINCENT | I | PRESIDENT | NA | Control |
| MURPHY, JOHN, VINCENT | I | CEO, CHAIRMAN & DIRECTOR | NA | Control |
| OLDHAM, KEVIN, WILLIAM | I | TREASURER | NA | Control |
| OLDHAM, KEVIN, WILLIAM | I | TREASURER | NA | Control |
| OLDHAM, KEVIN, WILLIAM | I | TREASURER | NA | Control |
| OLDHAM, KEVIN, WILLIAM | I | TREASURER | NA | Control |
| OLDHAM, KEVIN, WILLIAM | I | TREASURER | NA | Control |
| OLDHAM, KEVIN, WILLIAM | I | TREASURER | NA | Control |
| OLDHAM, KEVIN, WILLIAM | I | TREASURER | NA | Control |
| OLDHAM, KEVIN, WILLIAM | I | TREASURER | NA | Control |
| OLDHAM, KEVIN, WILLIAM | I | TREASURER | NA | Control |
| OLDHAM, KEVIN, WILLIAM | I | TREASURER | NA | Control |
| OLDHAM, KEVIN, WILLIAM | I | TREASURER | NA | Control |
| OLDHAM, KEVIN, WILLIAM | I | TREASURER | NA | Control |
| OLDHAM, KEVIN, WILLIAM | I | TREASURER | NA | Control |
| OLDHAM, KEVIN, WILLIAM | I | TREASURER | NA | Control |
| OLDHAM, KEVIN, WILLIAM | I | TREASURER | NA | Control |
| OLDHAM, KEVIN, WILLIAM | I | TREASURER | NA | Control |
| OLDHAM, KEVIN, WILLIAM | I | TREASURER | NA | Control |
| PAVLAK, FRANK, JAMES | I | DIRECTOR OF COMPLIANCE - CHIEF COMPLIANCE OFFICER | NA | |
| PAVLAK, FRANK, JAMES | I | DIRECTOR OF COMPLIANCE - CHIEF COMPLIANCE OFFICER | NA | |
| PAVLAK, FRANK, JAMES | I | DIRECTOR OF COMPLIANCE - CHIEF COMPLIANCE OFFICER | NA | |
| PFEFFER, DAVID, MATTHEW | I | SENIOR VICE PRESIDENT & CFO | NA | Control |
| PFEFFER, DAVID, MATTHEW | I | SENIOR VICE PRESIDENT & CFO | NA | Control |
| PFEFFER, DAVID, MATTHEW | I | SENIOR VICE PRESIDENT & CFO | NA | Control |
| PFEFFER, DAVID, MATTHEW | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, DIRECTOR AND TREASURER | NA | Control |
| PFEFFER, DAVID, MATTHEW | I | SENIOR VICE PRESIDENT & CFO | NA | Control |
| PFEFFER, DAVID, MATTHEW | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, DIRECTOR AND TREASURER | NA | Control |
| PFEFFER, DAVID, MATTHEW | I | SENIOR VICE PRESIDENT & CFO | NA | Control |
| PFEFFER, DAVID, MATTHEW | I | SENIOR VICE PRESIDENT & CFO | NA | Control |
| PFEFFER, DAVID, MATTHEW | I | SENIOR VICE PRESIDENT & CFO | NA | Control |
| PFEFFER, DAVID, MATTHEW | I | SENIOR VICE PRESIDENT & CFO | NA | Control |
| PFEFFER, DAVID, MATTHEW | I | SENIOR VICE PRESIDENT & CFO | NA | Control |
| PFEFFER, DAVID, MATTHEW | I | SENIOR VICE PRESIDENT & CFO | NA | Control |
| PFEFFER, DAVID, MATTHEW | I | DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| PFEFFER, DAVID, MATTHEW | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, DIRECTOR AND TREASURER | NA | Control |
| PFEFFER, DAVID, MATTHEW | I | DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| PFEFFER, DAVID, MATTHEW | I | DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| PFEFFER, DAVID, MATTHEW | I | DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| PFEFFER, DAVID, MATTHEW | I | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, DIRECTOR AND TREASURER | NA | Control |
| PFEFFER, DAVID, MATTHEW | I | DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| PFEFFER, DAVID, MATTHEW | I | DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| PFEFFER, DAVID, MATTHEW | I | DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| PFEFFER, DAVID, MATTHEW | I | DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| PFEFFER, DAVID, MATTHEW | I | DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| PFEFFER, DAVID, MATTHEW | I | DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| PFEFFER, DAVID, MATTHEW | I | DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| PFEFFER, DAVID, MATTHEW | I | DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| PFEFFER, DAVID, MATTHEW | I | DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| PFEFFER, DAVID, MATTHEW | I | DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| PFEFFER, DAVID, MATTHEW | I | DIRECTOR & CHIEF FINANCIAL OFFICER | NA | Control |
| PFEFFER, DAVID, MATTHEW | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PICCIOTTO, MARY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PICCIOTTO, MARY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PICCIOTTO, MARY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PICCIOTTO, MARY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PICCIOTTO, MARY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PICCIOTTO, MARY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PICCIOTTO, MARY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PICCIOTTO, MARY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PICCIOTTO, MARY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PICCIOTTO, MARY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PICCIOTTO, MARY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PICCIOTTO, MARY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PICCIOTTO, MARY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PICCIOTTO, MARY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PICCIOTTO, MARY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PICCIOTTO, MARY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RIGSBY, ROBERT, HARRIS | I | DIRECTOR, CHIEF EXECUTIVE OFFICER, AND PRESIDENT | NA | Control |
| RIGSBY, ROBERT, HARRIS | I | DIRECTOR, CHIEF EXECUTIVE OFFICER, AND PRESIDENT | NA | Control |
| RIGSBY, ROBERT, HARRIS | I | DIRECTOR, CHIEF EXECUTIVE OFFICER, AND PRESIDENT | NA | Control |
| RIGSBY, ROBERT, HARRIS | I | DIRECTOR, SECRETARY AND VICE PRESIDENT | NA | Control |
| RINGOLD, MELANIE | I | SECRETARY AND SENIOR VICE PRESIDENT | NA | Control |
| RINGOLD, MELANIE | I | SECRETARY AND SENIOR VICE PRESIDENT | NA | Control |
| RINGOLD, MELANIE | I | SECRETARY AND SENIOR VICE PRESIDENT | NA | Control |
| RINGOLD, MELANIE | I | SECRETARY AND SENIOR VICE PRESIDENT | NA | Control |
| RINGOLD, MELANIE | I | SECRETARY AND SENIOR VICE PRESIDENT | NA | Control |
| RINGOLD, MELANIE | I | SECRETARY AND SENIOR VICE PRESIDENT | NA | Control |
| RINGOLD, MELANIE | I | SECRETARY AND SENIOR VICE PRESIDENT | NA | Control |
| RINGOLD, MELANIE | I | SECRETARY AND SENIOR VICE PRESIDENT | NA | Control |
| ROLLINGS, MICHAEL, THOMAS | I | DIRECTOR | NA | Control |
| ROLLINGS, MICHAEL, THOMAS | I | DIRECTOR | NA | Control |
| ROLLINGS, MICHAEL, THOMAS | I | DIRECTOR | NA | Control |
| ROLLINGS, MICHAEL, THOMAS | I | DIRECTOR | NA | Control |
| ROLLINGS, MICHAEL, THOMAS | I | DIRECTOR | NA | Control |
| ROLLINGS, MICHAEL, THOMAS | I | DIRECTOR | NA | Control |
| ROLLINGS, MICHAEL, THOMAS | I | DIRECTOR | NA | Control |
| ROLLINGS, MICHAEL, THOMAS | I | DIRECTOR | NA | Control |
| ROLLINGS, MICHAEL, THOMAS | I | DIRECTOR | NA | Control |
| ROLLINGS, MICHAEL, THOMAS | I | DIRECTOR | NA | Control |
| ROLLINGS, MICHAEL, THOMAS | I | DIRECTOR | NA | Control |
| ROLLINGS, MICHAEL, THOMAS | I | DIRECTOR | NA | Control |
| RUFF, JAMES, HERMAN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| RUFF, JAMES, HERMAN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| RUFF, JAMES, HERMAN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| RUFF, JAMES, HERMAN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| RUFF, JAMES, HERMAN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| RUFF, JAMES, HERMAN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| RUFF, JAMES, HERMAN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| RUFF, JAMES, HERMAN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| RUFF, JAMES, HERMAN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| RUFF, JAMES, HERMAN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| RUOTOLO, ANDREW | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| RUOTOLO, ANDREW | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| RUOTOLO, ANDREW | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| RUOTOLO, ANDREW | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| RUOTOLO, ANDREW | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| RUOTOLO, ANDREW | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| STARR, LOREN, MICHAEL | I | DIRECTOR, SECRETARY AND VICE PRESIDENT | NA | Control |
| STARR, LOREN, MICHAEL | I | DIRECTOR, SECRETARY AND VICE PRESIDENT | NA | Control |
| STARR, LOREN, MICHAEL | I | DIRECTOR, SECRETARY AND VICE PRESIDENT | NA | Control |
| STARR, LOREN, MICHAEL | I | DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| STEINMETZ, ARTHUR, PHILIP | I | EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| STEINMETZ, ARTHUR, PHILIP | I | EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER, FIXED INCOME | NA | Control |
| STEINMETZ, ARTHUR, PHILIP | I | EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| STEINMETZ, ARTHUR, PHILIP | I | DIRECTOR & CHAIRMAN | NA | Control |
| STEINMETZ, ARTHUR, PHILIP | I | DIRECTOR | NA | Control |
| STEINMETZ, ARTHUR, PHILIP | I | EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| STEINMETZ, ARTHUR, PHILIP | I | DIRECTOR & CHAIRMAN | NA | Control |
| STEINMETZ, ARTHUR, PHILIP | I | DIRECTOR & CHAIRMAN | NA | Control |
| STEINMETZ, ARTHUR, PHILIP | I | DIRECTOR & CHAIRMAN | NA | Control |
| STEINMETZ, ARTHUR, PHILIP | I | DIRECTOR & CHAIRMAN | NA | Control |
| STEINMETZ, ARTHUR, PHILIP | I | DIRECTOR & CHAIRMAN | NA | Control |
| STEINMETZ, ARTHUR, PHILIP | I | DIRECTOR & CHAIRMAN | NA | Control |
| STEINMETZ, ARTHUR, PHILIP | I | DIRECTOR & CHAIRMAN | NA | Control |
| STEINMETZ, ARTHUR, PHILIP | I | DIRECTOR & CHAIRMAN | NA | Control |
| STEINMETZ, ARTHUR, PHILIP | I | DIRECTOR & CHAIRMAN | NA | Control |
| VANDEHEY, MARK, STEPHEN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| VANDEHEY, MARK, STEPHEN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| VANDEHEY, MARK, STEPHEN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| VANDEHEY, MARK, STEPHEN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| VANDEHEY, MARK, STEPHEN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| VANDEHEY, MARK, STEPHEN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| VANDEHEY, MARK, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VANDEHEY, MARK, STEPHEN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| VANDEHEY, MARK, STEPHEN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| VANDEHEY, MARK, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VANDEHEY, MARK, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VANDEHEY, MARK, STEPHEN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| VANDEHEY, MARK, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VANDEHEY, MARK, STEPHEN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| VANDEHEY, MARK, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VANDEHEY, MARK, STEPHEN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| VOLPE, STEPHEN, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VOLPE, STEPHEN, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VOLPE, STEPHEN, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Vacheron, Terry, Gibson | I | DIRECTOR | NA | Control |
| Vacheron, Terry, Gibson | I | DIRECTOR | NA | Control |
| Vacheron, Terry, Gibson | I | DIRECTOR | NA | Control |
| Vacheron, Terry, Gibson | I | DIRECTOR | NA | Control |
| Vacheron, Terry, Gibson | I | DIRECTOR | NA | Control |
| Vacheron, Terry, Gibson | I | DIRECTOR | NA | Control |
| Vacheron, Terry, Gibson | I | DIRECTOR | NA | Control |
| Vacheron, Terry, Gibson | I | DIRECTOR | NA | Control |
| Vacheron, Terry, Gibson | I | DIRECTOR | NA | Control |
| Vacheron, Terry, Gibson | I | DIRECTOR | NA | Control |
| Vacheron, Terry, Gibson | I | DIRECTOR | NA | Control |
| Vacheron, Terry, Gibson | I | DIRECTOR | NA | Control |
| Vacheron, Terry, Gibson | I | DIRECTOR | NA | Control |
| Vacheron, Terry, Gibson | I | DIRECTOR | NA | Control |
| Vacheron, Terry, Gibson | I | DIRECTOR | NA | Control |
| Vacheron, Terry, Gibson | I | DIRECTOR | NA | Control |
| Vacheron, Terry, Gibson | I | DIRECTOR | NA | Control |
| WALSH, DARREN, ALEXANDER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WALSH, DARREN, ALEXANDER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WALSH, DARREN, ALEXANDER | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WARD, ELIZABETH, ANN | I | DIRECTOR | NA | Control |
| WARD, ELIZABETH, ANN | I | DIRECTOR | NA | Control |
| WARD, ELIZABETH, ANN | I | DIRECTOR | NA | Control |
| WARD, ELIZABETH, ANN | I | DIRECTOR | NA | Control |
| WARD, ELIZABETH, ANN | I | DIRECTOR | NA | Control |
| WARD, ELIZABETH, ANN | I | DIRECTOR | NA | Control |
| WARD, ELIZABETH, ANN | I | DIRECTOR | NA | Control |
| WARD, ELIZABETH, ANN | I | DIRECTOR | NA | Control |
| WARD, ELIZABETH, ANN | I | DIRECTOR | NA | Control |
| WARD, ELIZABETH, ANN | I | DIRECTOR | NA | Control |
| WARD, ELIZABETH, ANN | I | DIRECTOR | NA | Control |
| WARD, ELIZABETH, ANN | I | DIRECTOR | NA | Control |
| WARD, ELIZABETH, ANN | I | DIRECTOR | NA | Control |
| WARD, ELIZABETH, ANN | I | DIRECTOR | NA | Control |
| WARD, ELIZABETH, ANN | I | DIRECTOR | NA | Control |
| WARD, ELIZABETH, ANN | I | DIRECTOR | NA | Control |
| WARD, ELIZABETH, ANN | I | DIRECTOR | NA | Control |
| WARD, ELIZABETH, ANN | I | DIRECTOR | NA | Control |
| WHITE, DONNA, MARIE | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | NA | Control |
| WHITE, DONNA, MARIE | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | NA | Control |
| WHITE, DONNA, MARIE | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | NA | Control |
| WHITE, DONNA, MARIE | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | NA | Control |
| WHITE, DONNA, MARIE | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | NA | Control |
| WHITE, DONNA, MARIE | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | NA | Control |
| WHITE, DONNA, MARIE | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | NA | Control |
| WHITE, DONNA, MARIE | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | NA | Control |
| WHITE, DONNA, MARIE | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | NA | Control |
| WHITE, DONNA, MARIE | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | NA | Control |
| WILLIS, MARTHA, BOAL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WILLIS, MARTHA, BOAL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WILLIS, MARTHA, BOAL | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| WIXTED, BRIAN, WILLIAM | I | SENIOR VICE PRESIDENT, TREASURER | NA | Control |
| WIXTED, BRIAN, WILLIAM | I | SENIOR VICE PRESIDENT, TREASURER | NA | Control |
| WIXTED, BRIAN, WILLIAM | I | SENIOR VICE PRESIDENT, TREASURER | NA | Control |
| WIXTED, BRIAN, WILLIAM | I | SENIOR VICE PRESIDENT | NA | Control |
| WIXTED, BRIAN, WILLIAM | I | SENIOR VICE PRESIDENT, TREASURER | NA | Control |
| WIXTED, BRIAN, WILLIAM | I | SENIOR VICE PRESIDENT | NA | Control |
| WIXTED, BRIAN, WILLIAM | I | SENIOR VICE PRESIDENT, TREASURER | NA | Control |
| WIXTED, BRIAN, WILLIAM | I | SENIOR VICE PRESIDENT, TREASURER | NA | Control |
| WIXTED, BRIAN, WILLIAM | I | SENIOR VICE PRESIDENT, TREASURER | NA | Control |
| WIXTED, BRIAN, WILLIAM | I | SENIOR VICE PRESIDENT, TREASURER | NA | Control |
| WIXTED, BRIAN, WILLIAM | I | SENIOR VICE PRESIDENT, TREASURER | NA | Control |
| WIXTED, BRIAN, WILLIAM | I | SENIOR VICE PRESIDENT, TREASURER | NA | Control |
| WIXTED, BRIAN, WILLIAM | I | SENIOR VICE PRESIDENT | NA | Control |
| WIXTED, BRIAN, WILLIAM | I | SENIOR VICE PRESIDENT | NA | Control |
| WOLFGRUBER, KURT, JOHN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WOLFGRUBER, KURT, JOHN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WOLFGRUBER, KURT, JOHN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WOLFGRUBER, KURT, JOHN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WOLFGRUBER, KURT, JOHN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WOLFGRUBER, KURT, JOHN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WOLFGRUBER, KURT, JOHN | I | PRESIDENT | NA | Control |
| WOLFGRUBER, KURT, JOHN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WOLFGRUBER, KURT, JOHN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WOLFGRUBER, KURT, JOHN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WOLFGRUBER, KURT, JOHN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ZACK, ROBERT, GREGORY | I | GENERAL COUNSEL | NA | Control |
| ZACK, ROBERT, GREGORY | I | GENERAL COUNSEL | NA | Control |
| ZACK, ROBERT, GREGORY | I | GENERAL COUNSEL | NA | Control |
| ZACK, ROBERT, GREGORY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ZACK, ROBERT, GREGORY | I | GENERAL COUNSEL | NA | Control |
| ZACK, ROBERT, GREGORY | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| ZACK, ROBERT, GREGORY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ZACK, ROBERT, GREGORY | I | GENERAL COUNSEL | NA | Control |
| ZACK, ROBERT, GREGORY | I | GENERAL COUNSEL | NA | Control |
| ZACK, ROBERT, GREGORY | I | GENERAL COUNSEL | NA | Control |
| ZACK, ROBERT, GREGORY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ZACK, ROBERT, GREGORY | I | GENERAL COUNSEL | NA | Control |
| ZACK, ROBERT, GREGORY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ZACK, ROBERT, GREGORY | I | GENERAL COUNSEL | NA | Control |
| ZACK, ROBERT, GREGORY | I | SENIOR VICE PRESIDENT | NA | Control |
| ZACK, ROBERT, GREGORY | I | GENERAL COUNSEL | NA | Control |
| ZACK, ROBERT, GREGORY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| ZACK, ROBERT, GREGORY | I | GENERAL COUNSEL | NA | Control |
| OPPENHEIMER ACQUISITION CORPORATION | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION (GATC) | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION (GATC) | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION (GATC) | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION (GATC) | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION (GATC) | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION (GATC) | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION (GATC) | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION (GATC) | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION (GATC) | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION (GATC) | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION (GATC) | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION (GATC) | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION (GATC) | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION (GATC) | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION (GATC) | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION (GATC) | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION (GATC) | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION (GATC) | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION (GATC) | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION (GATC) | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION (GATC) | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION (GATC) | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION (GATC) | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION (GATC) | DE | SHAREHOLDER | E | Control |
| OPPENHEIMER ACQUISITION CORPORATION (GATC) | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| INVESCO HOLDING COMPANY (US), INC. | DE | OPPENHEIMER ACQUISITION CORPORATION (GATC) | E | Control |
| INVESCO HOLDING COMPANY (US), INC. | DE | OPPENHEIMER ACQUISITION CORPORATION (GATC) | E | Control |
| INVESCO HOLDING COMPANY (US), INC. | DE | OPPENHEIMER ACQUISITION CORPORATION (GATC) | E | Control |
| INVESCO HOLDING COMPANY (US), INC. | DE | OPPENHEIMER ACQUISITION CORPORATION (GATC) | E | Control |
| INVESCO HOLDING COMPANY (US), INC. | DE | OPPENHEIMER ACQUISITION CORPORATION (GATC) | E | Control |
| INVESCO HOLDING COMPANY (US), INC. | DE | OPPENHEIMER ACQUISITION CORPORATION (GATC) | E | Control |
| INVESCO HOLDING COMPANY (US), INC. | DE | OPPENHEIMER ACQUISITION CORPORATION (GATC) | E | Control |
| INVESCO HOLDING COMPANY (US), INC. | DE | OPPENHEIMER ACQUISITION CORPORATION (GATC) | E | Control |
| INVESCO HOLDING COMPANY (US), INC. | DE | OPPENHEIMER ACQUISITION CORPORATION (GATC) | E | Control |
| INVESCO HOLDING COMPANY (US), INC. | DE | OPPENHEIMER ACQUISITION CORPORATION (GATC) | E | Control |
| INVESCO HOLDING COMPANY (US), INC. | DE | OPPENHEIMER ACQUISITION CORPORATION (GATC) | E | Control |
| INVESCO HOLDING COMPANY (US), INC. | DE | OPPENHEIMER ACQUISITION CORPORATION (GATC) | E | Control |
| INVESCO HOLDING COMPANY (US), INC. | DE | OPPENHEIMER ACQUISITION CORPORATION (GATC) | E | Control |
| INVESCO HOLDING COMPANY (US), INC. | DE | OPPENHEIMER ACQUISITION CORPORATION (GATC) | E | Control |
| INVESCO HOLDING COMPANY (US), INC. | DE | OPPENHEIMER ACQUISITION CORPORATION (GATC) | E | Control |
| INVESCO HOLDING COMPANY (US), INC. | DE | OPPENHEIMER ACQUISITION CORPORATION (GATC) | E | Control |
| INVESCO HOLDING COMPANY (US), INC. | DE | OPPENHEIMER ACQUISITION CORPORATION (GATC) | E | Control |
| INVESCO HOLDING COMPANY (US), INC. | DE | OPPENHEIMER ACQUISITION CORPORATION (GATC) | E | Control |
| INVESCO HOLDING COMPANY (US), INC. | DE | OPPENHEIMER ACQUISITION CORPORATION (GATC) | E | Control |
| INVESCO HOLDING COMPANY (US), INC. | DE | OPPENHEIMER ACQUISITION CORPORATION (GATC) | E | Control |
| INVESCO HOLDING COMPANY (US), INC. | DE | OPPENHEIMER ACQUISITION CORPORATION (GATC) | E | Control |
| INVESCO HOLDING COMPANY (US), INC. | DE | OPPENHEIMER ACQUISITION CORPORATION (GATC) | E | Control |
| INVESCO HOLDING COMPANY LIMITED | FE | INVESCO HOLDING COMPANY (US), INC. | E | Control |
| INVESCO HOLDING COMPANY LIMITED | FE | INVESCO HOLDING COMPANY (US), INC. | E | Control |
| INVESCO HOLDING COMPANY LIMITED | FE | INVESCO HOLDING COMPANY (US), INC. | E | Control |
| INVESCO HOLDING COMPANY LIMITED | FE | INVESCO HOLDING COMPANY (US), INC. | E | Control |
| INVESCO HOLDING COMPANY LIMITED | FE | INVESCO HOLDING COMPANY (US), INC. | E | Control |
| INVESCO HOLDING COMPANY LIMITED | FE | INVESCO HOLDING COMPANY (US), INC. | E | Control |
| INVESCO HOLDING COMPANY LIMITED | FE | INVESCO HOLDING COMPANY (US), INC. | E | Control |
| INVESCO HOLDING COMPANY LIMITED | FE | INVESCO HOLDING COMPANY (US), INC. | E | Control |
| INVESCO HOLDING COMPANY LIMITED | FE | INVESCO HOLDING COMPANY (US), INC. | E | Control |
| INVESCO HOLDING COMPANY LIMITED | FE | INVESCO HOLDING COMPANY (US), INC. | E | Control |
| INVESCO HOLDING COMPANY LIMITED | FE | INVESCO HOLDING COMPANY (US), INC. | E | Control |
| INVESCO HOLDING COMPANY LIMITED | FE | INVESCO HOLDING COMPANY (US), INC. | E | Control |
| INVESCO HOLDING COMPANY LIMITED | FE | INVESCO HOLDING COMPANY (US), INC. | E | Control |
| INVESCO HOLDING COMPANY LIMITED | FE | INVESCO HOLDING COMPANY (US), INC. | E | Control |
| INVESCO HOLDING COMPANY LIMITED | FE | INVESCO HOLDING COMPANY (US), INC. | E | Control |
| INVESCO HOLDING COMPANY LIMITED | FE | INVESCO HOLDING COMPANY (US), INC. | E | Control |
| INVESCO HOLDING COMPANY LIMITED | FE | INVESCO HOLDING COMPANY (US), INC. | E | Control |
| INVESCO HOLDING COMPANY LIMITED | FE | INVESCO HOLDING COMPANY (US), INC. | E | Control |
| INVESCO HOLDING COMPANY LIMITED | FE | INVESCO HOLDING COMPANY (US), INC. | E | Control |
| INVESCO HOLDING COMPANY LIMITED | FE | INVESCO HOLDING COMPANY (US), INC. | E | Control |
| INVESCO HOLDING COMPANY LIMITED | FE | INVESCO HOLDING COMPANY (US), INC. | E | Control |
| INVESCO HOLDING COMPANY LIMITED | FE | INVESCO HOLDING COMPANY (US), INC. | E | Control |
| INVESCO LTD. | FE | INVESCO HOLDING COMPANY LIMITED | E | Control |
| INVESCO LTD. | FE | INVESCO HOLDING COMPANY LIMITED | E | Control |
| INVESCO LTD. | FE | INVESCO HOLDING COMPANY LIMITED | E | Control |
| INVESCO LTD. | FE | INVESCO HOLDING COMPANY LIMITED | E | Control |
| INVESCO LTD. | FE | INVESCO HOLDING COMPANY LIMITED | E | Control |
| INVESCO LTD. | FE | INVESCO HOLDING COMPANY LIMITED | E | Control |
| INVESCO LTD. | FE | INVESCO HOLDING COMPANY LIMITED | E | Control |
| INVESCO LTD. | FE | INVESCO HOLDING COMPANY LIMITED | E | Control |
| INVESCO LTD. | FE | INVESCO HOLDING COMPANY LIMITED | E | Control |
| INVESCO LTD. | FE | INVESCO HOLDING COMPANY LIMITED | E | Control |
| INVESCO LTD. | FE | INVESCO HOLDING COMPANY LIMITED | E | Control |
| INVESCO LTD. | FE | INVESCO HOLDING COMPANY LIMITED | E | Control |
| INVESCO LTD. | FE | INVESCO HOLDING COMPANY LIMITED | E | Control |
| INVESCO LTD. | FE | INVESCO HOLDING COMPANY LIMITED | E | Control |
| INVESCO LTD. | FE | INVESCO HOLDING COMPANY LIMITED | E | Control |
| INVESCO LTD. | FE | INVESCO HOLDING COMPANY LIMITED | E | Control |
| INVESCO LTD. | FE | INVESCO HOLDING COMPANY LIMITED | E | Control |
| INVESCO LTD. | FE | INVESCO HOLDING COMPANY LIMITED | E | Control |
| INVESCO LTD. | FE | INVESCO HOLDING COMPANY LIMITED | E | Control |
| INVESCO LTD. | FE | INVESCO HOLDING COMPANY LIMITED | E | Control |
| INVESCO LTD. | FE | INVESCO HOLDING COMPANY LIMITED | E | Control |
| INVESCO LTD. | FE | INVESCO HOLDING COMPANY LIMITED | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING COMPANY | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING COMPANY | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING COMPANY | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING COMPANY | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING COMPANY | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING COMPANY | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING COMPANY | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING COMPANY | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING COMPANY | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING COMPANY | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING COMPANY | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING COMPANY | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING COMPANY | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING COMPANY | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING COMPANY | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING COMPANY | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING COMPANY | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING COMPANY | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING COMPANY | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DE | MASSMUTUAL HOLDING LLC | E | Control |
| MASSMUTUAL HOLDING COMPANY | DE | MASSMUTUAL HOLDING TRUST I | E | Control |
| MASSMUTUAL HOLDING COMPANY | DE | MASSMUTUAL HOLDING TRUST I | E | Control |
| MASSMUTUAL HOLDING COMPANY | DE | MASSMUTUAL HOLDING TRUST I | E | Control |
| MASSMUTUAL HOLDING COMPANY | DE | MASSMUTUAL HOLDING TRUST I | E | Control |
| MASSMUTUAL HOLDING COMPANY | DE | MASSMUTUAL HOLDING TRUST I | E | Control |
| MASSMUTUAL HOLDING COMPANY | DE | MASSMUTUAL HOLDING TRUST I | E | Control |
| MASSMUTUAL HOLDING LLC | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MASSMUTUAL HOLDING LLC | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MASSMUTUAL HOLDING LLC | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MASSMUTUAL HOLDING LLC | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MASSMUTUAL HOLDING LLC | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MASSMUTUAL HOLDING LLC | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MASSMUTUAL HOLDING LLC | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MASSMUTUAL HOLDING LLC | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MASSMUTUAL HOLDING TRUST I | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML ASSET MANAGEMENT HOLDING LLC | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML ASSET MANAGEMENT HOLDING LLC | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML ASSET MANAGEMENT HOLDING LLC | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML ASSET MANAGEMENT HOLDING LLC | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML ASSET MANAGEMENT HOLDING LLC | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML ASSET MANAGEMENT HOLDING LLC | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML ASSET MANAGEMENT HOLDING LLC | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML ASSET MANAGEMENT HOLDING LLC | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML ASSET MANAGEMENT HOLDING LLC | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML ASSET MANAGEMENT HOLDING LLC | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML ASSET MANAGEMENT HOLDING LLC | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML ASSET MANAGEMENT HOLDING LLC | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML ASSET MANAGEMENT HOLDING LLC | E | Control |
| MASSMUTUAL HOLDING LLC | DE | MML ASSET MANAGEMENT HOLDING LLC | E | Control |
| MASSMUTUAL HOLDING TRUST I | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MASSMUTUAL HOLDING TRUST I | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MASSMUTUAL HOLDING TRUST I | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MASSMUTUAL HOLDING TRUST I | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MASSMUTUAL HOLDING TRUST I | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MASSMUTUAL HOLDING TRUST I | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MM ASSET MANAGEMENT HOLDING LLC | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MM ASSET MANAGEMENT HOLDING LLC | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MM ASSET MANAGEMENT HOLDING LLC | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MM ASSET MANAGEMENT HOLDING LLC | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MM ASSET MANAGEMENT HOLDING LLC | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MM ASSET MANAGEMENT HOLDING LLC | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MM ASSET MANAGEMENT HOLDING LLC | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MM ASSET MANAGEMENT HOLDING LLC | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MM ASSET MANAGEMENT HOLDING LLC | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MM ASSET MANAGEMENT HOLDING LLC | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MM ASSET MANAGEMENT HOLDING LLC | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MM ASSET MANAGEMENT HOLDING LLC | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MM ASSET MANAGEMENT HOLDING LLC | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MM ASSET MANAGEMENT HOLDING LLC | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MM ASSET MANAGEMENT HOLDING LLC | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MM ASSET MANAGEMENT HOLDING LLC | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MM ASSET MANAGEMENT HOLDING LLC | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
| MM ASSET MANAGEMENT HOLDING LLC | DE | OPPENHEIMER ACQUISITION CORP. | E | Control |
Registrations
Federal
IA
Nov 21, 2025 REGISTERED
Notice Filings (6)
CO MA NY OH OK PA
Address
225 LIBERTY STREET, 11TH FLOORNEW YORK, NY 10281-1008
United States
Phone: 212-323-0200