SUMMIT FINANCIAL RESOURCES INC
CRD #104990 SEC #801-18223 PARSIPPANY, NJ 973-285-3600
SEC Registered
Total AUM
--
Discretionary
--
Employees
222
Clients
51
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- New Jersey
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2018
- Branch Offices
- 14
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANDERSON, LORRAINE, MARIE | I | VP | NA | Control |
| BREMER, MICHAEL, COLLIN | I | VP OF OPERATIONS | NA | |
| BREMER, MICHAEL, COLLIN | I | VP OF OPERATIONS | NA | |
| BREMER, MICHAEL, COLLIN | I | VP OF OPERATIONS | NA | |
| BREMER, MICHAEL, COLLIN | I | VP OF OPERATIONS | NA | |
| BREMER, MICHAEL, COLLIN | I | VP OF OPERATIONS | NA | |
| BREMER, MICHAEL, COLLIN | I | CHIEF OPERATIONS OFFICER | NA | |
| BREMER, MICHAEL, COLLIN | I | CHIEF OPERATIONS OFFICER | NA | |
| BREMER, MICHAEL, COLLIN | I | CHIEF OPERATIONS OFFICER | NA | |
| BREMER, MICHAEL, COLLIN | I | VP OF OPERATIONS | NA | |
| BREMER, MICHAEL, COLLIN | I | CHIEF OPERATIONS OFFICER | NA | |
| BREMER, MICHAEL, COLLIN | I | CHIEF OPERATIONS OFFICER | NA | |
| BREMER, MICHAEL, COLLIN | I | CHIEF OPERATIONS OFFICER | NA | |
| BREMER, MICHAEL, COLLIN | I | CHIEF OPERATIONS OFFICER | NA | |
| BREMER, MICHAEL, COLLIN | I | VP CHIEF OPERATIONS OFFICER | NA | |
| BREMER, MICHAEL, COLLIN | I | VP CHIEF OPERATIONS OFFICER | NA | |
| BREMER, MICHAEL, COLLIN | I | VP CHIEF OPERATIONS OFFICER | NA | |
| BREMER, MICHAEL, COLLIN | I | VP CHIEF OPERATIONS OFFICER | NA | |
| CONWAY, MICHAEL, WILLIAM | I | DIRECTOR | NA | Control |
| CONWAY, MICHAEL, WILLIAM | I | DIRECTOR | NA | Control |
| CONWAY, MICHAEL, WILLIAM | I | DIRECTOR | NA | Control |
| CONWAY, MICHAEL, WILLIAM | I | DIRECTOR | NA | Control |
| CONWAY, MICHAEL, WILLIAM | I | DIRECTOR | NA | Control |
| CONWAY, MICHAEL, WILLIAM | I | DIRECTOR | NA | Control |
| CONWAY, MICHAEL, WILLIAM | I | DIRECTOR | NA | Control |
| CONWAY, MICHAEL, WILLIAM | I | DIRECTOR | NA | Control |
| GREGOR, STANLEY | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| GREGOR, STANLEY | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| GREGOR, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| GREGOR, STANLEY | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| GREGOR, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| GREGOR, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| GREGOR, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| GREGOR, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| GREGOR, STANLEY | I | PRESIDENT, CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| LEFKOWITZ, MIRIAM | I | CHIEF LEGAL OFFICER, VP | NA | Control |
| LEFKOWITZ, MIRIAM | I | CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, VP | NA | Control |
| LEFKOWITZ, MIRIAM | I | CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, VP | NA | Control |
| LEFKOWITZ, MIRIAM | I | CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, VP | NA | Control |
| LEFKOWITZ, MIRIAM | I | CHIEF LEGAL OFFICER, VP | NA | Control |
| LEFKOWITZ, MIRIAM | I | CHIEF LEGAL OFFICER | NA | Control |
| LEFKOWITZ, MIRIAM | I | CHIEF LEGAL OFFICER | NA | Control |
| LEFKOWITZ, MIRIAM | I | CHIEF LEGAL OFFICER | NA | Control |
| LEFKOWITZ, MIRIAM | I | CHIEF LEGAL OFFICER, VP | NA | Control |
| LEFKOWITZ, MIRIAM | I | CHIEF LEGAL OFFICER | NA | Control |
| LEFKOWITZ, MIRIAM | I | CHIEF LEGAL OFFICER | NA | Control |
| LEFKOWITZ, MIRIAM | I | CHIEF LEGAL OFFICER | NA | Control |
| LEFKOWITZ, MIRIAM | I | CHIEF LEGAL OFFICER | NA | Control |
| LEFKOWITZ, MIRIAM | I | VP CHIEF LEGAL OFFICER | NA | Control |
| LEFKOWITZ, MIRIAM | I | VP CHIEF LEGAL OFFICER | NA | Control |
| LEFKOWITZ, MIRIAM | I | VP CHIEF LEGAL OFFICER | NA | Control |
| LEFKOWITZ, MIRIAM | I | VP CHIEF LEGAL OFFICER | NA | Control |
| MCNEER, REMBERT, DURBIN | I | PRESIDENT/CFO, DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| MCNEER, REMBERT, DURBIN | I | PRESIDENT/CFO, DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| MCNEER, REMBERT, DURBIN | I | PRESIDENT/CFO, DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| MCNEER, REMBERT, DURBIN | I | VP/CFO, DIRECTOR | NA | Control |
| MCNEER, REMBERT, DURBIN | I | VP/CFO, DIRECTOR | NA | Control |
| MCNEER, REMBERT, DURBIN | I | PRESIDENT/CFO, DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| MCNEER, REMBERT, DURBIN | I | PRESIDENT/CFO, DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| MCNEER, REMBERT, DURBIN | I | PRESIDENT/CFO, DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| MCNEER, REMBERT, DURBIN | I | PRESIDENT/CFO, DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| MCNEER, REMBERT, DURBIN | I | PRESIDENT/CFO, DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| MCNEER, REMBERT, DURBIN | I | PRESIDENT/CFO, DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| MCNEER, REMBERT, DURBIN | I | VP/CFO, DIRECTOR | NA | Control |
| MCNEER, REMBERT, DURBIN | I | VP FINANCE | NA | Control |
| MCNEER, REMBERT, DURBIN | I | VP FINANCE | NA | Control |
| MCNEER, REMBERT, DURBIN | I | PRESIDENT/CFO, DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| MCNEER, REMBERT, DURBIN | I | PRESIDENT/CFO, DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| MCNEER, REMBERT, DURBIN | I | PRESIDENT/CFO, DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| MCNEER, REMBERT, DURBIN | I | VP FINANCE | NA | Control |
| MCNEER, REMBERT, DURBIN | I | PRESIDENT/CFO, DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| MCNEER, REMBERT, DURBIN | I | PRESIDENT/CFO, DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| MCNEER, REMBERT, DURBIN | I | PRESIDENT/CFO, DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| MCNEER, REMBERT, DURBIN | I | PRESIDENT/CFO, DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| MCNEER, REMBERT, DURBIN | I | PRESIDENT/CFO, DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| OLEARY, MARK, JOHN | I | SHAREHOLDER | NA | |
| OLEARY, MARK, JOHN | I | SHAREHOLDER | NA | |
| OLEARY, MARK, JOHN | I | SHAREHOLDER | NA | |
| OLEARY, MARK, JOHN | I | SHAREHOLDER | NA | |
| OLEARY, MARK, JOHN | I | SHAREHOLDER | NA | |
| OLEARY, MARK, JOHN | I | SHAREHOLDER | NA | |
| OLEARY, MARK, JOHN | I | SHAREHOLDER | NA | |
| OLEARY, MARK, JOHN | I | SHAREHOLDER | NA | |
| OLEARY, MARK, JOHN | I | SHAREHOLDER | NA | |
| OLEARY, MARK, JOHN | I | SHAREHOLDER | NA | |
| OLEARY, MARK, JOHN | I | SHAREHOLDER | NA | |
| OLEARY, MARK, JOHN | I | SHAREHOLDER | NA | |
| OLEARY, MARK, JOHN | I | SHAREHOLDER | NA | |
| OLEARY, MARK, JOHN | I | SHAREHOLDER | NA | |
| PARISI, VINCENT, ALAN | I | PRESIDENT | NA | Control |
| PARISI, VINCENT, ALAN | I | PRESIDENT | NA | Control |
| PARISI, VINCENT, ALAN | I | PRESIDENT | NA | Control |
| ROWEK, JOSEPH, FRANCIS | I | VP | NA | Control |
| ROWEK, JOSEPH, FRANCIS | I | VP | NA | Control |
| ROWEK, JOSEPH, FRANCIS | I | VP | NA | Control |
| ROWEK, JOSEPH, FRANCIS | I | VP | NA | Control |
| ROWEK, JOSEPH, FRANCIS | I | VP | NA | Control |
| ROWEK, JOSEPH, FRANCIS | I | VP | NA | Control |
| ROWEK, JOSEPH, FRANCIS | I | VP | NA | Control |
| ROWEK, JOSEPH, FRANCIS | I | VP | NA | Control |
| ROWEK, JOSEPH, FRANCIS | I | VP | NA | Control |
| ROWEK, JOSEPH, FRANCIS | I | VP | NA | Control |
| ROWEK, JOSEPH, FRANCIS | I | VP | NA | Control |
| ROWEK, JOSEPH, FRANCIS | I | VP | NA | Control |
| ROWEK, JOSEPH, FRANCIS | I | VP | NA | Control |
| ROWEK, JOSEPH, FRANCIS | I | VP | NA | Control |
| ROWEK, JOSEPH, FRANCIS | I | VP | NA | Control |
| ROWEK, JOSEPH, FRANCIS | I | VP | NA | Control |
| ROWEK, JOSEPH, FRANCIS | I | VP | NA | Control |
| ROWEK, JOSEPH, FRANCIS | I | VP | NA | Control |
| ROWEK, JOSEPH, FRANCIS | I | VP | NA | Control |
| ROWEK, JOSEPH, FRANCIS | I | VP | NA | Control |
| ROWEK, JOSEPH, FRANCIS | I | VP | NA | Control |
| ROWEK, JOSEPH, FRANCIS | I | VP | NA | Control |
| ROWEK, JOSEPH, FRANCIS | I | VP | NA | Control |
| ROWEK, JOSEPH, FRANCIS | I | VP | NA | Control |
| ROWEK, JOSEPH, FRANCIS | I | VP | NA | Control |
| ROWEK, JOSEPH, FRANCIS | I | VP FINANCIAL PLANNING | NA | Control |
| ROWEK, JOSEPH, FRANCIS | I | VP FINANCIAL PLANNING | NA | Control |
| ROWEK, JOSEPH, FRANCIS | I | VP FINANCIAL PLANNING | NA | Control |
| ROWEK, JOSEPH, FRANCIS | I | VP | NA | Control |
| ROWEK, JOSEPH, FRANCIS | I | VP FINANCIAL PLANNING | NA | Control |
| ROWEK, JOSEPH, FRANCIS | I | VP FINANCIAL PLANNING | NA | Control |
| ROWEK, JOSEPH, FRANCIS | I | VP FINANCIAL PLANNING | NA | Control |
| ROWEK, JOSEPH, FRANCIS | I | VP FINANCIAL PLANNING | NA | Control |
| ROWEK, JOSEPH, FRANCIS | I | VP FINANCIAL PLANNING | NA | Control |
| ROWEK, JOSEPH, FRANCIS | I | VP FINANCIAL PLANNING | NA | Control |
| ROWEK, JOSEPH, FRANCIS | I | VP FINANCIAL PLANNING | NA | Control |
| ROWEK, JOSEPH, FRANCIS | I | VP FINANCIAL PLANNING | NA | Control |
| SLOMIN, ROBERT, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SLOMIN, ROBERT, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SLOMIN, ROBERT, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SLOMIN, ROBERT, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SLOMIN, ROBERT, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SLOMIN, ROBERT, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SLOMIN, ROBERT, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SLOMIN, ROBERT, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STEMPLER, MARA, DEBORAH | I | CHIEF FINANCIAL OFFICER, VP | NA | Control |
| STEMPLER, MARA, DEBORAH | I | CHIEF FINANCIAL OFFICER, VP | NA | Control |
| STEMPLER, MARA, DEBORAH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEMPLER, MARA, DEBORAH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEMPLER, MARA, DEBORAH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEMPLER, MARA, DEBORAH | I | CHIEF FINANCIAL OFFICER, VP | NA | Control |
| STEMPLER, MARA, DEBORAH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEMPLER, MARA, DEBORAH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEMPLER, MARA, DEBORAH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEMPLER, MARA, DEBORAH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEMPLER, MARA, DEBORAH | I | VP CHIEF FINANCIAL OFFICER | NA | Control |
| STEMPLER, MARA, DEBORAH | I | VP CHIEF FINANCIAL OFFICER | NA | Control |
| STEMPLER, MARA, DEBORAH | I | VP CHIEF FINANCIAL OFFICER | NA | Control |
| STEMPLER, MARA, DEBORAH | I | VP CHIEF FINANCIAL OFFICER | NA | Control |
| STUBBS, FREDERICK, RAYMOND | I | TREASURER | NA | Control |
| STUBBS, FREDERICK, RAYMOND | I | TREASURER | NA | Control |
| Weiss, Craig, Barry | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Weiss, Craig, Barry | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Weiss, Craig, Barry | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Weiss, Craig, Barry | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Weiss, Craig, Barry | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Weiss, Craig, Barry | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ARMENTI, CARMEN, JAMES | I | NONE | B | |
| ARMENTI, CARMEN, JAMES | I | NONE | B | |
| ARMENTI, CARMEN, JAMES | I | NONE | B | |
| ARMENTI, CARMEN, JAMES | I | NONE | B | |
| ARMENTI, CARMEN, JAMES | I | NONE | B | |
| ARMENTI, CARMEN, JAMES | I | NONE | B | |
| ARMENTI, CARMEN, JAMES | I | NONE | B | |
| ARMENTI, CARMEN, JAMES | I | NONE | B | |
| ARMENTI, CARMEN, JAMES | I | NONE | B | |
| ARMENTI, CARMEN, JAMES | I | NONE | B | |
| ARMENTI, CARMEN, JAMES | I | NONE | B | |
| ARMENTI, CARMEN, JAMES | I | NONE | B | |
| ARMENTI, CARMEN, JAMES | I | SHAREHOLDER | B | |
| ARMENTI, CARMEN, JAMES | I | SHAREHOLDER | B | |
| ARMENTI, CARMEN, JAMES | I | DIRECTOR | B | Control |
| ARMENTI, CARMEN, JAMES | I | SHAREHOLDER | B | |
| ARMENTI, CARMEN, JAMES | I | SHAREHOLDER | B | |
| ARMENTI, CARMEN, JAMES | I | SHAREHOLDER | B | |
| ARMENTI, CARMEN, JAMES | I | NONE | B | |
| ARMENTI, CARMEN, JAMES | I | NONE | B | |
| ARMENTI, CARMEN, JAMES | I | NONE | B | |
| ARMENTI, CARMEN, JAMES | I | DIRECTOR | B | Control |
| ARMENTI, CARMEN, JAMES | I | SHAREHOLDER | B | |
| PAPPADOPOULOS, JOHN, MICHAEL | I | DIRECTOR | B | Control |
| PAPPADOPOULOS, JOHN, MICHAEL | I | SECRETARY | B | Control |
| PAPPADOPOULOS, JOHN, MICHAEL | I | SECRETARY/TREASURER | B | Control |
| PAPPADOPOULOS, JOHN, MICHAEL | I | DIRECTOR | B | Control |
| PAPPADOPOULOS, JOHN, MICHAEL | I | DIRECTOR | B | Control |
| PAPPADOPOULOS, JOHN, MICHAEL | I | SECRETARY/TREASURER | B | Control |
| PAPPADOPOULOS, JOHN, MICHAEL | I | SECRETARY/DIRECTOR | B | Control |
| PAPPADOPOULOS, JOHN, MICHAEL | I | DIRECTOR | B | Control |
| PAPPADOPOULOS, JOHN, MICHAEL | I | SECRETARY/TREASURER | B | Control |
| PAPPADOPOULOS, JOHN, MICHAEL | I | DIRECTOR | B | Control |
| PAPPADOPOULOS, JOHN, MICHAEL | I | DIRECTOR | B | Control |
| PAPPADOPOULOS, JOHN, MICHAEL | I | DIRECTOR | B | Control |
| PAPPADOPOULOS, JOHN, MICHAEL | I | DIRECTOR | B | Control |
| PAPPADOPOULOS, JOHN, MICHAEL | I | SECRETARY/TREASURER | B | Control |
| PAPPADOPOULOS, JOHN, MICHAEL | I | SECRETARY/TREASURER | B | Control |
| PAPPADOPOULOS, JOHN, MICHAEL | I | SECRETARY/TREASURER | B | Control |
| PAPPADOPOULOS, JOHN, MICHAEL | I | DIRECTOR | B | Control |
| PAPPADOPOULOS, JOHN, MICHAEL | I | DIRECTOR | B | Control |
| SPADA, JOSEPH, WILLIAM | I | DIRECTOR | B | Control |
| SPADA, JOSEPH, WILLIAM | I | DIRECTOR | B | Control |
| SPADA, JOSEPH, WILLIAM | I | DIRECTOR | B | Control |
| SPADA, JOSEPH, WILLIAM | I | DIRECTOR | B | Control |
| SPADA, JOSEPH, WILLIAM | I | DIRECTOR | B | Control |
| SPADA, JOSEPH, WILLIAM | I | DIRECTOR | B | Control |
| SPADA, JOSEPH, WILLIAM | I | DIRECTOR | B | Control |
| SPADA, JOSEPH, WILLIAM | I | DIRECTOR | B | Control |
| SPADA, JOSEPH, WILLIAM | I | DIRECTOR | B | Control |
| SPADA, JOSEPH, WILLIAM | I | DIRECTOR | B | Control |
| SPADA, JOSEPH, WILLIAM | I | DIRECTOR | B | Control |
| SPADA, JOSEPH, WILLIAM | I | DIRECTOR | B | Control |
| SPADA, JOSEPH, WILLIAM | I | DIRECTOR | B | Control |
| SPADA, JOSEPH, WILLIAM | I | DIRECTOR | B | Control |
| SPADA, JOSEPH, WILLIAM | I | DIRECTOR | B | Control |
| SPADA, JOSEPH, WILLIAM | I | DIRECTOR | B | Control |
| SPADA, JOSEPH, WILLIAM | I | DIRECTOR | B | Control |
| SPADA, JOSEPH, WILLIAM | I | DIRECTOR | B | Control |
| SPADA, JOSEPH, WILLIAM | I | DIRECTOR | B | Control |
| SPADA, JOSEPH, WILLIAM | I | DIRECTOR | B | Control |
| SPADA, JOSEPH, WILLIAM | I | DIRECTOR | B | Control |
| SPADA, JOSEPH, WILLIAM | I | DIRECTOR | B | Control |
| SPADA, JOSEPH, WILLIAM | I | DIRECTOR | B | Control |
| SPADA, JOSEPH, WILLIAM | I | DIRECTOR | B | Control |
| SPADA, JOSEPH, WILLIAM | I | DIRECTOR | B | Control |
| SPADA, JOSEPH, WILLIAM | I | DIRECTOR | B | Control |
| SPADA, JOSEPH, WILLIAM | I | DIRECTOR | B | Control |
| SPADA, JOSEPH, WILLIAM | I | DIRECTOR | B | Control |
| SPADA, JOSEPH, WILLIAM | I | DIRECTOR | B | Control |
| SPADA, JOSEPH, WILLIAM | I | DIRECTOR | B | Control |
| SPADA, JOSEPH, WILLIAM | I | DIRECTOR | B | Control |
| SPADA, JOSEPH, WILLIAM | I | DIRECTOR | B | Control |
| SPADA, JOSEPH, WILLIAM | I | DIRECTOR | B | Control |
| SPADA, JOSEPH, WILLIAM | I | DIRECTOR | B | Control |
| SPADA, JOSEPH, WILLIAM | I | DIRECTOR | B | Control |
| SPADA, JOSEPH, WILLIAM | I | DIRECTOR | B | Control |
| SPADA, JOSEPH, WILLIAM | I | DIRECTOR | B | Control |
| STUBBS, FREDERICK, RAYMOND | I | SEC/TREAS/DIRECTOR | B | Control |
| STUBBS, FREDERICK, RAYMOND | I | SEC/TREAS/DIRECTOR | B | Control |
| STUBBS, FREDERICK, RAYMOND | I | SEC/TREAS/DIRECTOR | B | Control |
| STUBBS, FREDERICK, RAYMOND | I | SEC/TREAS/DIRECTOR | B | Control |
| STUBBS, FREDERICK, RAYMOND | I | SEC/TREAS/DIRECTOR | B | Control |
| STUBBS, FREDERICK, RAYMOND | I | SEC/TREAS/DIRECTOR | B | Control |
| STUBBS, FREDERICK, RAYMOND | I | SEC/TREAS/DIRECTOR | B | Control |
| WEINMAN, STEVEN | I | CHAIRMAN OF THE BOARD | B | Control |
| WEINMAN, STEVEN | I | CHAIRMAN OF THE BOARD | B | Control |
| WEINMAN, STEVEN | I | CHAIRMAN OF THE BOARD | B | Control |
| WEINMAN, STEVEN | I | CHAIRMAN OF THE BOARD | B | Control |
| WEINMAN, STEVEN | I | CHAIRMAN OF THE BOARD | B | Control |
| WEINMAN, STEVEN | I | CHAIRMAN OF THE BOARD | B | Control |
| WEINMAN, STEVEN | I | CHAIRMAN OF THE BOARD | B | Control |
| WEINMAN, STEVEN | I | CHAIRMAN OF THE BOARD | B | Control |
| WEINMAN, STEVEN | I | CHAIRMAN OF THE BOARD | B | Control |
| WEINMAN, STEVEN | I | CHAIRMAN OF THE BOARD | B | Control |
| WEINMAN, STEVEN | I | CHAIRMAN OF THE BOARD | B | Control |
| WEINMAN, STEVEN | I | CHAIRMAN OF THE BOARD | B | Control |
| WEINMAN, STEVEN | I | CHAIRMAN OF THE BOARD, CEO, CO-CHIEF INVESTMENT OFFICER | B | Control |
| WEINMAN, STEVEN | I | CHAIRMAN OF THE BOARD, CEO | B | Control |
| WEINMAN, STEVEN | I | CHAIRMAN OF THE BOARD, CEO | B | Control |
| WEINMAN, STEVEN | I | CHAIRMAN OF THE BOARD | B | Control |
| WEINMAN, STEVEN | I | CHAIRMAN OF THE BOARD | B | Control |
| WEINMAN, STEVEN | I | CHAIRMAN OF THE BOARD | B | Control |
| WEINMAN, STEVEN | I | CHAIRMAN OF THE BOARD, CEO | B | Control |
| WEINMAN, STEVEN | I | CHAIRMAN OF THE BOARD | B | Control |
| WEINMAN, STEVEN | I | CHAIRMAN OF THE BOARD | B | Control |
| WEINMAN, STEVEN | I | CHAIRMAN OF THE BOARD | B | Control |
| WEINMAN, STEVEN | I | CHAIRMAN OF THE BOARD, CEO, CO-CHIEF INVESTMENT OFFICER | B | Control |
| WEINMAN, STEVEN | I | CHAIRMAN OF THE BOARD | B | Control |
| WEINMAN, STEVEN | I | CHAIRMAN OF THE BOARD | B | Control |
| WEINMAN, STEVEN | I | CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD & CO-CHIEF INVESTMENT OFFICER | B | Control |
| WEINMAN, STEVEN | I | CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD & CO-CHIEF INVESTMENT OFFICER | B | Control |
| WEINMAN, STEVEN | I | CHAIRMAN OF THE BOARD & CO-CHIEF INVESTMENT OFFICER | B | Control |
| WEINMAN, STEVEN | I | CHAIRMAN OF THE BOARD, CEO, CO-CHIEF INVESTMENT OFFICER | B | Control |
| WEINMAN, STEVEN | I | CHAIRMAN OF THE BOARD, CEO & CO-CHIEF INVESTMENT OFFICER | B | Control |
| WEINMAN, STEVEN | I | CHAIRMAN OF THE BOARD, CO-CHIEF INVESTMENT OFFICER | B | Control |
| WEINMAN, STEVEN | I | CHAIRMAN OF THE BOARD, CEO & CO-CHIEF INVESTMENT OFFICER | B | Control |
| WEINMAN, STEVEN | I | CHAIRMAN OF THE BOARD, CO-CHIEF INVESTMENT OFFICER | B | Control |
| WEINMAN, STEVEN | I | CHAIRMAN OF THE BOARD, CO-CHIEF INVESTMENT OFFICER | B | Control |
| WEINMAN, STEVEN | I | CHAIRMAN OF THE BOARD, CHIEF INVESTMENT OFFICER | B | Control |
| WEINMAN, STEVEN | I | CHAIRMAN OF THE BOARD, CHIEF INVESTMENT OFFICER | B | Control |
| WEINMAN, STEVEN | I | CHAIRMAN OF THE BOARD, CO-CHIEF INVESTMENT OFFICER | B | Control |
| ARANEO, FRANK | I | SHAREHOLDER | A | |
| ARANEO, FRANK | I | SHAREHOLDER | A | |
| ARANEO, FRANK | I | SHAREHOLDER | A | |
| ARANEO, FRANK | I | SHAREHOLDER | A | |
| ARANEO, FRANK | I | SHAREHOLDER | A | |
| ARANEO, FRANK | I | SHAREHOLDER | A | |
| ARANEO, FRANK | I | SHAREHOLDER | A | |
| ARANEO, FRANK | I | SHAREHOLDER | A | |
| ARANEO, FRANK | I | SHAREHOLDER | A | |
| ARANEO, FRANK | I | SHAREHOLDER | A | |
| ARANEO, FRANK | I | SHAREHOLDER | A | |
| ARANEO, FRANK | I | SHAREHOLDER | A | |
| ARANEO, FRANK | I | SHAREHOLDER | A | |
| ARANEO, FRANK | I | SHAREHOLDER | A | |
| ARANEO, FRANK | I | SHAREHOLDER | A | |
| ARANEO, FRANK | I | SHAREHOLDER | A | |
| ARANEO, FRANK | I | SHAREHOLDER | A | |
| ARANEO, FRANK | I | SHAREHOLDER | A | |
| ARANEO, FRANK | I | SHAREHOLDER | A | |
| ARANEO, FRANK | I | SHAREHOLDER | A | |
| ARANEO, FRANK | I | SHAREHOLDER | A | |
| ARANEO, FRANK | I | SHAREHOLDER | A | |
| ARANEO, FRANK | I | SHAREHOLDER | A | |
| ARANEO, FRANK | I | SHAREHOLDER | A | |
| ARANEO, FRANK | I | SHAREHOLDER | A | |
| ARANEO, FRANK | I | SHAREHOLDER | A | |
| ARANEO, FRANK | I | SHAREHOLDER | A | |
| ARANEO, FRANK | I | SHAREHOLDER | A | |
| ARANEO, FRANK | I | SHAREHOLDER | A | |
| CONWAY, MICHAEL, WILLIAM | I | DIRECTOR | A | Control |
| CONWAY, MICHAEL, WILLIAM | I | DIRECTOR | A | Control |
| CONWAY, MICHAEL, WILLIAM | I | DIRECTOR | A | Control |
| CONWAY, MICHAEL, WILLIAM | I | DIRECTOR | A | Control |
| CONWAY, MICHAEL, WILLIAM | I | DIRECTOR | A | Control |
| CONWAY, MICHAEL, WILLIAM | I | DIRECTOR | A | Control |
| CONWAY, MICHAEL, WILLIAM | I | DIRECTOR | A | Control |
| CONWAY, MICHAEL, WILLIAM | I | DIRECTOR | A | Control |
| CONWAY, MICHAEL, WILLIAM | I | DIRECTOR | A | Control |
| CONWAY, MICHAEL, WILLIAM | I | DIRECTOR | A | Control |
| CONWAY, MICHAEL, WILLIAM | I | DIRECTOR | A | Control |
| CONWAY, MICHAEL, WILLIAM | I | DIRECTOR | A | Control |
| CONWAY, MICHAEL, WILLIAM | I | DIRECTOR | A | Control |
| CONWAY, MICHAEL, WILLIAM | I | DIRECTOR | A | Control |
| CONWAY, MICHAEL, WILLIAM | I | DIRECTOR | A | Control |
| CONWAY, MICHAEL, WILLIAM | I | DIRECTOR | A | Control |
| CONWAY, MICHAEL, WILLIAM | I | DIRECTOR | A | Control |
| CONWAY, MICHAEL, WILLIAM | I | DIRECTOR | A | Control |
| CONWAY, MICHAEL, WILLIAM | I | DIRECTOR | A | Control |
| CONWAY, MICHAEL, WILLIAM | I | DIRECTOR | A | Control |
| CONWAY, MICHAEL, WILLIAM | I | DIRECTOR | A | Control |
| CONWAY, MICHAEL, WILLIAM | I | DIRECTOR | A | Control |
| CONWAY, MICHAEL, WILLIAM | I | DIRECTOR | A | Control |
| CONWAY, MICHAEL, WILLIAM | I | DIRECTOR | A | Control |
| CONWAY, MICHAEL, WILLIAM | I | DIRECTOR | A | Control |
| CONWAY, MICHAEL, WILLIAM | I | DIRECTOR | A | Control |
| CONWAY, MICHAEL, WILLIAM | I | DIRECTOR | A | Control |
| CONWAY, MICHAEL, WILLIAM | I | DIRECTOR | A | Control |
| CONWAY, MICHAEL, WILLIAM | I | DIRECTOR | A | Control |
| PAPPADOPOULOS, JOHN, MICHAEL | I | DIRECTOR | A | Control |
| PAPPADOPOULOS, JOHN, MICHAEL | I | DIRECTOR | A | Control |
| PAPPADOPOULOS, JOHN, MICHAEL | I | DIRECTOR | A | Control |
| PAPPADOPOULOS, JOHN, MICHAEL | I | DIRECTOR | A | Control |
| PAPPADOPOULOS, JOHN, MICHAEL | I | DIRECTOR | A | Control |
| PAPPADOPOULOS, JOHN, MICHAEL | I | DIRECTOR | A | Control |
| PAPPADOPOULOS, JOHN, MICHAEL | I | DIRECTOR | A | Control |
| PAPPADOPOULOS, JOHN, MICHAEL | I | DIRECTOR | A | Control |
| PAPPADOPOULOS, JOHN, MICHAEL | I | DIRECTOR | A | Control |
| PAPPADOPOULOS, JOHN, MICHAEL | I | DIRECTOR | A | Control |
| PAPPADOPOULOS, JOHN, MICHAEL | I | DIRECTOR | A | Control |
| PAPPADOPOULOS, JOHN, MICHAEL | I | DIRECTOR | A | Control |
| PAPPADOPOULOS, JOHN, MICHAEL | I | DIRECTOR | A | Control |
| PAPPADOPOULOS, JOHN, MICHAEL | I | DIRECTOR | A | Control |
| PAPPADOPOULOS, JOHN, MICHAEL | I | DIRECTOR | A | Control |
| PAPPADOPOULOS, JOHN, MICHAEL | I | DIRECTOR | A | Control |
| PAPPADOPOULOS, JOHN, MICHAEL | I | DIRECTOR | A | Control |
| PAPPADOPOULOS, JOHN, MICHAEL | I | DIRECTOR | A | Control |
| PAPPADOPOULOS, JOHN, MICHAEL | I | DIRECTOR | A | Control |
| SALVO, SALVADORE, ROBERT | I | DIRECTOR | A | Control |
| SALVO, SALVADORE, ROBERT | I | DIRECTOR | A | Control |
| SALVO, SALVADORE, ROBERT | I | DIRECTOR | A | Control |
| SALVO, SALVADORE, ROBERT | I | DIRECTOR | A | Control |
| SALVO, SALVADORE, ROBERT | I | DIRECTOR | A | Control |
| SALVO, SALVADORE, ROBERT | I | DIRECTOR | A | Control |
| SALVO, SALVADORE, ROBERT | I | DIRECTOR | A | Control |
| SALVO, SALVADORE, ROBERT | I | DIRECTOR | A | Control |
| SALVO, SALVADORE, ROBERT | I | DIRECTOR | A | Control |
| SALVO, SALVADORE, ROBERT | I | DIRECTOR | A | Control |
| SALVO, SALVADORE, ROBERT | I | DIRECTOR | A | Control |
| SALVO, SALVADORE, ROBERT | I | DIRECTOR | A | Control |
| SALVO, SALVADORE, ROBERT | I | DIRECTOR | A | Control |
| SALVO, SALVADORE, ROBERT | I | DIRECTOR | A | Control |
| SALVO, SALVADORE, ROBERT | I | DIRECTOR | A | Control |
| SALVO, SALVADORE, ROBERT | I | DIRECTOR | A | Control |
| SALVO, SALVADORE, ROBERT | I | DIRECTOR | A | Control |
| SALVO, SALVADORE, ROBERT | I | DIRECTOR | A | Control |
| SALVO, SALVADORE, ROBERT | I | DIRECTOR | A | Control |
| SALVO, SALVADORE, ROBERT | I | DIRECTOR | A | Control |
| SALVO, SALVADORE, ROBERT | I | DIRECTOR | A | Control |
| SALVO, SALVADORE, ROBERT | I | DIRECTOR | A | Control |
| SALVO, SALVADORE, ROBERT | I | DIRECTOR | A | Control |
| SALVO, SALVADORE, ROBERT | I | DIRECTOR | A | Control |
| SALVO, SALVADORE, ROBERT | I | DIRECTOR | A | Control |
| SALVO, SALVADORE, ROBERT | I | DIRECTOR | A | Control |
| SALVO, SALVADORE, ROBERT | I | DIRECTOR | A | Control |
| SALVO, SALVADORE, ROBERT | I | DIRECTOR | A | Control |
| SALVO, SALVADORE, ROBERT | I | DIRECTOR | A | Control |
| SALVO, SALVADORE, ROBERT | I | DIRECTOR | A | Control |
| SALVO, SALVADORE, ROBERT | I | DIRECTOR | A | Control |
| SALVO, SALVADORE, ROBERT | I | DIRECTOR | A | Control |
| SALVO, SALVADORE, ROBERT | I | DIRECTOR | A | Control |
| SALVO, SALVADORE, ROBERT | I | DIRECTOR | A | Control |
| SALVO, SALVADORE, ROBERT | I | DIRECTOR | A | Control |
| SALVO, SALVADORE, ROBERT | I | DIRECTOR | A | Control |
| SALVO, SALVADORE, ROBERT | I | DIRECTOR | A | Control |
Registrations
Federal
IA
Mar 30, 2018 REGISTERED
Notice Filings (47)
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