VONTOBEL ASSET MANAGEMENT, INC.
CRD #105007 SEC #801-21953 NEW YORK, NY 212-804-9300
SEC Registered Private Funds
Total AUM
$26.7B
Discretionary
$26.3B
Employees
69
Clients
--
Accounts
63
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 29, 2025
- Branch Offices
- 2
- LEI
- 529900PRE50EJ9PW6187
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANDERSON, DAVID, SCOTT | I | ASSISTANT VICE PRESIDENT/TRADER | NA | Control |
| ANDERSON, DAVID, SCOTT | I | HEAD TRADER - GLOBAL EQUITIES | NA | Control |
| ANDERSON, DAVID, SCOTT | I | HEAD TRADER - GLOBAL EQUITIES | NA | Control |
| ANDERSON, DAVID, SCOTT | I | HEAD TRADER - GLOBAL EQUITIES | NA | Control |
| ANDERSON, DAVID, SCOTT | I | TRADER | NA | Control |
| ANDERSON, DAVID, SCOTT | I | ASSISTANT VICE PRESIDENT/TRADER | NA | Control |
| ANDERSON, DAVID, SCOTT | I | ASSISTANT VICE PRESIDENT/TRADER | NA | Control |
| ANDERSON, DAVID, SCOTT | I | ASSISTANT VICE PRESIDENT/TRADER | NA | Control |
| ANDERSON, DAVID, SCOTT | I | ASSISTANT VICE PRESIDENT/TRADER | NA | Control |
| ANDERSON, DAVID, SCOTT | I | ASSISTANT VICE PRESIDENT/TRADER | NA | Control |
| ANDERSON, DAVID, SCOTT | I | TRADER | NA | Control |
| ANDERSON, DAVID, SCOTT | I | DIRECTOR - HEAD TRADER - GLOBAL EQUITIES | NA | Control |
| ANDERSON, DAVID, SCOTT | I | DIRECTOR - HEAD TRADER - GLOBAL EQUITIES | NA | Control |
| ANDERSON, DAVID, SCOTT | I | DIRECTOR - HEAD TRADER - GLOBAL EQUITIES | NA | Control |
| ANDERSON, DAVID, SCOTT | I | HEAD TRADER - GLOBAL EQUITIES | NA | Control |
| ANDERSON, DAVID, SCOTT | I | HEAD TRADER - GLOBAL EQUITIES | NA | Control |
| ANDERSON, DAVID, SCOTT | I | HEAD TRADER - GLOBAL EQUITIES | NA | Control |
| BANDSMA, BRIAN, JAMES | I | RESEARCH ANALYST | NA | Control |
| BANDSMA, BRIAN, JAMES | I | SENIOR RESEARCH ANALYST | NA | Control |
| BANDSMA, BRIAN, JAMES | I | SENIOR RESEARCH ANALYST | NA | Control |
| BANDSMA, BRIAN, JAMES | I | SENIOR RESEARCH ANALYST | NA | Control |
| BANDSMA, BRIAN, JAMES | I | RESEARCH ANALYST | NA | Control |
| BANDSMA, BRIAN, JAMES | I | RESEARCH ANALYST | NA | Control |
| BANDSMA, BRIAN, JAMES | I | RESEARCH ANALYST | NA | Control |
| BANDSMA, BRIAN, JAMES | I | RESEARCH ANALYST | NA | Control |
| BANDSMA, BRIAN, JAMES | I | RESEARCH ANALYST | NA | Control |
| BANDSMA, BRIAN, JAMES | I | VICE PRESIDENT/SENIOR RESEARCH ANALYST | NA | Control |
| BANDSMA, BRIAN, JAMES | I | RESEARCH ANALYST | NA | Control |
| BANDSMA, BRIAN, JAMES | I | DIRECTOR - DEPUTY PORTFOLIO MANAGER - SENIOR RESEARCH ANALYST | NA | Control |
| BANDSMA, BRIAN, JAMES | I | DIRECTOR - DEPUTY PORTFOLIO MANAGER - SENIOR RESEARCH ANALYST | NA | Control |
| BANDSMA, BRIAN, JAMES | I | DIRECTOR - CO-PORTFOLIO MANAGER - SENIOR RESEARCH ANALYST | NA | Control |
| BANDSMA, BRIAN, JAMES | I | SENIOR RESEARCH ANALYST | NA | Control |
| BANDSMA, BRIAN, JAMES | I | SENIOR RESEARCH ANALYST | NA | Control |
| BANDSMA, BRIAN, JAMES | I | SENIOR RESEARCH ANALYST | NA | Control |
| BANDSMA, BRIAN, JAMES | I | DIRECTOR - DEPUTY PORTFOLIO MANAGER - SENIOR RESEARCH ANALYST | NA | Control |
| BANDSMA, BRIAN, JAMES | I | DIRECTOR - DEPUTY PORTFOLIO MANAGER - SENIOR RESEARCH ANALYST | NA | Control |
| BANDSMA, BRIAN, JAMES | I | DIRECTOR - DEPUTY PORTFOLIO MANAGER - SENIOR RESEARCH ANALYST | NA | Control |
| BANDSMA, BRIAN, JAMES | I | DIRECTOR - DEPUTY PORTFOLIO MANAGER - SENIOR RESEARCH ANALYST | NA | Control |
| BANDSMA, BRIAN, JAMES | I | DIRECTOR - DEPUTY PORTFOLIO MANAGER - SENIOR RESEARCH ANALYST | NA | Control |
| BANDSMA, BRIAN, JAMES | I | DIRECTOR - DEPUTY PORTFOLIO MANAGER - SENIOR RESEARCH ANALYST | NA | Control |
| BANDSMA, BRIAN, JAMES | I | DIRECTOR - DEPUTY PORTFOLIO MANAGER - SENIOR RESEARCH ANALYST | NA | Control |
| BANDSMA, BRIAN, JAMES | I | DIRECTOR - DEPUTY PORTFOLIO MANAGER - SENIOR RESEARCH ANALYST | NA | Control |
| BECKMAN, DEREK, PAUL | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| BECKMAN, DEREK, PAUL | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| BECKMAN, DEREK, PAUL | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| BECKMAN, DEREK, PAUL | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| BENELLI, GIUSEPPE, AMOS LUCIANO | I | DIRECTOR | NA | Control |
| BENELLI, GIUSEPPE, AMOS LUCIANO | I | DIRECTOR | NA | Control |
| BENELLI, GIUSEPPE, AMOS LUCIANO | I | DIRECTOR | NA | Control |
| BENELLI, GIUSEPPE, AMOS LUCIANO | I | DIRECTOR | NA | Control |
| BENELLI, GIUSEPPE, AMOS LUCIANO | I | DIRECTOR | NA | Control |
| BENKENDORF, MATTHEW, WILLIAM | I | VICE PRESIDENT/ASSOCIATE PORTFOLIO MANAGER | NA | Control |
| BENKENDORF, MATTHEW, WILLIAM | I | PORTFOLIO MANAGER - EUROPEAN EQUITIES | NA | Control |
| BENKENDORF, MATTHEW, WILLIAM | I | PORTFOLIO MANAGER - EUROPEAN EQUITIES | NA | Control |
| BENKENDORF, MATTHEW, WILLIAM | I | PORTFOLIO MANAGER - EUROPEAN EQUITIES | NA | Control |
| BENKENDORF, MATTHEW, WILLIAM | I | ASSISTANT TREASURER/RESEARCH ANALYST | NA | Control |
| BENKENDORF, MATTHEW, WILLIAM | I | VICE PRESIDENT/ASSOCIATE PORTFOLIO MANAGER | NA | Control |
| BENKENDORF, MATTHEW, WILLIAM | I | VICE PRESIDENT/ASSOCIATE PORTFOLIO MANAGER | NA | Control |
| BENKENDORF, MATTHEW, WILLIAM | I | VICE PRESIDENT/ASSOCIATE PORTFOLIO MANAGER | NA | Control |
| BENKENDORF, MATTHEW, WILLIAM | I | VICE PRESIDENT/ASSOCIATE PORTFOLIO MANAGER | NA | Control |
| BENKENDORF, MATTHEW, WILLIAM | I | VICE PRESIDENT/ASSOCIATE PORTFOLIO MANAGER | NA | Control |
| BENKENDORF, MATTHEW, WILLIAM | I | ASSISTANT TREASURER/RESEARCH ANALYST | NA | Control |
| BENKENDORF, MATTHEW, WILLIAM | I | MANAGING DIRECTOR - PORTFOLIO MANAGER | NA | Control |
| BENKENDORF, MATTHEW, WILLIAM | I | MANAGING DIRECTOR - PORTFOLIO MANAGER | NA | Control |
| BENKENDORF, MATTHEW, WILLIAM | I | MANAGING DIRECTOR - PORTFOLIO MANAGER | NA | Control |
| BENKENDORF, MATTHEW, WILLIAM | I | MANAGING DIRECTOR - PORTFOLIO MANAGER | NA | Control |
| BENKENDORF, MATTHEW, WILLIAM | I | PORTFOLIO MANAGER - EUROPEAN EQUITIES | NA | Control |
| BENKENDORF, MATTHEW, WILLIAM | I | MANAGING DIRECTOR - PORTFOLIO MANAGER | NA | Control |
| BENKENDORF, MATTHEW, WILLIAM | I | CIO - MANAGING DIRECTOR - PORTFOLIO MANAGER | NA | Control |
| BENKENDORF, MATTHEW, WILLIAM | I | CIO - MANAGING DIRECTOR - PORTFOLIO MANAGER | NA | Control |
| BENKENDORF, MATTHEW, WILLIAM | I | CIO - MANAGING DIRECTOR - PORTFOLIO MANAGER | NA | Control |
| BENKENDORF, MATTHEW, WILLIAM | I | CIO - MANAGING DIRECTOR - PORTFOLIO MANAGER | NA | Control |
| BENKENDORF, MATTHEW, WILLIAM | I | CIO - MANAGING DIRECTOR - PORTFOLIO MANAGER | NA | Control |
| BENKENDORF, MATTHEW, WILLIAM | I | CIO - MANAGING DIRECTOR - PORTFOLIO MANAGER | NA | Control |
| BENKENDORF, MATTHEW, WILLIAM | I | CIO - MANAGING DIRECTOR - PORTFOLIO MANAGER | NA | Control |
| BENKENDORF, MATTHEW, WILLIAM | I | CIO - MANAGING DIRECTOR - PORTFOLIO MANAGER | NA | Control |
| BENKENDORF, MATTHEW, WILLIAM | I | CIO - MANAGING DIRECTOR - PORTFOLIO MANAGER | NA | Control |
| BENKENDORF, MATTHEW, WILLIAM | I | CIO - MANAGING DIRECTOR - PORTFOLIO MANAGER | NA | Control |
| BENKENDORF, MATTHEW, WILLIAM | I | CIO - MANAGING DIRECTOR - PORTFOLIO MANAGER | NA | Control |
| BENKENDORF, MATTHEW, WILLIAM | I | CIO - MANAGING DIRECTOR - PORTFOLIO MANAGER | NA | Control |
| BENKENDORF, MATTHEW, WILLIAM | I | CIO - MANAGING DIRECTOR - PORTFOLIO MANAGER | NA | Control |
| BENKENDORF, MATTHEW, WILLIAM | I | CIO - MANAGING DIRECTOR - PORTFOLIO MANAGER | NA | Control |
| BENKENDORF, MATTHEW, WILLIAM | I | CIO - MANAGING DIRECTOR - PORTFOLIO MANAGER | NA | Control |
| BENKENDORF, MATTHEW, WILLIAM | I | CIO - MANAGING DIRECTOR - PORTFOLIO MANAGER | NA | Control |
| BENKENDORF, MATTHEW, WILLIAM | I | CIO - MANAGING DIRECTOR - PORTFOLIO MANAGER | NA | Control |
| BENKENDORF, MATTHEW, WILLIAM | I | CIO - MANAGING DIRECTOR - PORTFOLIO MANAGER | NA | Control |
| BENKENDORF, MATTHEW, WILLIAM | I | CIO - MANAGING DIRECTOR - PORTFOLIO MANAGER | NA | Control |
| BENKENDORF, MATTHEW, WILLIAM | I | CIO - MANAGING DIRECTOR - PORTFOLIO MANAGER | NA | Control |
| BENKENDORF, MATTHEW, WILLIAM | I | CIO - MANAGING DIRECTOR - PORTFOLIO MANAGER | NA | Control |
| BENKENDORF, MATTHEW, WILLIAM | I | CIO - MANAGING DIRECTOR - PORTFOLIO MANAGER | NA | Control |
| BENKENDORF, MATTHEW, WILLIAM | I | CIO - MANAGING DIRECTOR - PORTFOLIO MANAGER | NA | Control |
| BENKENDORF, MATTHEW, WILLIAM | I | CIO - MANAGING DIRECTOR - PORTFOLIO MANAGER | NA | Control |
| BENKENDORF, MATTHEW, WILLIAM | I | CIO - MANAGING DIRECTOR - PORTFOLIO MANAGER | NA | Control |
| BENKENDORF, MATTHEW, WILLIAM | I | CIO - MANAGING DIRECTOR - PORTFOLIO MANAGER | NA | Control |
| BENKENDORF, MATTHEW, WILLIAM | I | CIO - MANAGING DIRECTOR - PORTFOLIO MANAGER | NA | Control |
| BENKENDORF, MATTHEW, WILLIAM | I | CIO - MANAGING DIRECTOR - PORTFOLIO MANAGER | NA | Control |
| BENKENDORF, MATTHEW, WILLIAM | I | CIO - MANAGING DIRECTOR - PORTFOLIO MANAGER | NA | Control |
| BENKENDORF, MATTHEW, WILLIAM | I | CIO - MANAGING DIRECTOR - PORTFOLIO MANAGER | NA | Control |
| BENKENDORF, MATTHEW, WILLIAM | I | CIO - MANAGING DIRECTOR - PORTFOLIO MANAGER | NA | Control |
| BENKENDORF, MATTHEW, WILLIAM | I | CIO - MANAGING DIRECTOR - PORTFOLIO MANAGER | NA | Control |
| BENKENDORF, MATTHEW, WILLIAM | I | CIO - MANAGING DIRECTOR - PORTFOLIO MANAGER | NA | Control |
| BENKENDORF, MATTHEW, WILLIAM | I | CIO - MANAGING DIRECTOR - PORTFOLIO MANAGER | NA | Control |
| BENKENDORF, MATTHEW, WILLIAM | I | CIO - MANAGING DIRECTOR - PORTFOLIO MANAGER | NA | Control |
| BENKENDORF, MATTHEW, WILLIAM | I | CIO - MANAGING DIRECTOR - PORTFOLIO MANAGER | NA | Control |
| BENKENDORF, MATTHEW, WILLIAM | I | CIO - MANAGING DIRECTOR - PORTFOLIO MANAGER | NA | Control |
| BENKENDORF, MATTHEW, WILLIAM | I | CIO - MANAGING DIRECTOR - PORTFOLIO MANAGER | NA | Control |
| BENNETT, DOUGLAS, CORMACK | I | DIRECTOR - SENIOR PORTFOLIO ADVISOR | NA | Control |
| BENNETT, DOUGLAS, CORMACK | I | DIRECTOR - SENIOR PORTFOLIO ADVISOR | NA | Control |
| BENNETT, DOUGLAS, CORMACK | I | DIRECTOR - SENIOR PORTFOLIO ADVISOR | NA | Control |
| BENNETT, DOUGLAS, CORMACK | I | DIRECTOR - SENIOR PORTFOLIO ADVISOR | NA | Control |
| BENNETT, DOUGLAS, CORMACK | I | DIRECTOR - SENIOR PORTFOLIO ADVISOR | NA | Control |
| BERNER, ROBERT, ALAN | I | DIRECTOR - SENIOR RESEARCH ANALYST | NA | Control |
| BERNER, ROBERT, ALAN | I | DIRECTOR - SENIOR RESEARCH ANALYST | NA | Control |
| BERNER, ROBERT, ALAN | I | DIRECTOR - SENIOR RESEARCH ANALYST | NA | Control |
| BERNER, ROBERT, ALAN | I | RESEARCH ANALYST | NA | Control |
| BERNER, ROBERT, ALAN | I | RESEARCH ANALYST | NA | Control |
| BERNER, ROBERT, ALAN | I | RESEARCH ANALYST | NA | Control |
| BOSKO, ANDREW, MICHAEL | I | PORTFOLIO COMPLIANCE OFFICER | NA | Control |
| BOSKO, ANDREW, MICHAEL | I | PORTFOLIO COMPLIANCE OFFICER | NA | Control |
| BOSKO, ANDREW, MICHAEL | I | PORTFOLIO COMPLIANCE OFFICER | NA | Control |
| BOSKO, ANDREW, MICHAEL | I | DIRECTOR - PORTFOLIO COMPLIANCE OFFICER | NA | Control |
| BOSKO, ANDREW, MICHAEL | I | DIRECTOR - PORTFOLIO COMPLIANCE OFFICER | NA | Control |
| BOSKO, ANDREW, MICHAEL | I | DIRECTOR - PORTFOLIO COMPLIANCE OFFICER | NA | Control |
| BOSKO, ANDREW, MICHAEL | I | PORTFOLIO COMPLIANCE OFFICER | NA | Control |
| BOSKO, ANDREW, MICHAEL | I | PORTFOLIO COMPLIANCE OFFICER | NA | Control |
| BOSKO, ANDREW, MICHAEL | I | PORTFOLIO COMPLIANCE OFFICER | NA | Control |
| Bino, Maria-Antonella | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| Bino, Maria-Antonella | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| Bino, Maria-Antonella | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| Bino, Maria-Antonella | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| Bino, Maria-Antonella | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| Bino, Maria-Antonella | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| Bino, Maria-Antonella | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| Bino, Maria-Antonella | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| Bino, Maria-Antonella | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| Bino, Maria-Antonella | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| Bino, Maria-Antonella | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| Bino, Maria-Antonella | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| Bino, Maria-Antonella | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| Bino, Maria-Antonella | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| Bino, Maria-Antonella | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| CASTAGNOLA, MARTIN, SIEG | I | DIRECTOR | NA | Control |
| CASTAGNOLA, MARTIN, SIEG | I | DIRECTOR | NA | Control |
| CASTAGNOLA, MARTIN, SIEG | I | DIRECTOR | NA | Control |
| CASTAGNOLA, MARTIN, SIEG | I | DIRECTOR | NA | Control |
| CASTAGNOLA, MARTIN, SIEG | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| CASTAGNOLA, MARTIN, SIEG | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| CASTAGNOLA, MARTIN, SIEG | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| CASTAGNOLA, MARTIN, SIEG | I | DIRECTOR | NA | Control |
| CASTAGNOLA, MARTIN, SIEG | I | DIRECTOR | NA | Control |
| CASTAGNOLA, MARTIN, SIEG | I | DIRECTOR | NA | Control |
| CASTAGNOLA, MARTIN, SIEG | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| CASTAGNOLA, MARTIN, SIEG | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| CASTAGNOLA, MARTIN, SIEG | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| CASTAGNOLA, MARTIN, SIEG | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| CASTAGNOLA, MARTIN, SIEG | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| CASTAGNOLA, MARTIN, SIEG | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| CASTAGNOLA, MARTIN, SIEG | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| CASTAGNOLA, MARTIN, SIEG | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| CASTAGNOLA, MARTIN, SIEG | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| CASTAGNOLA, MARTIN, SIEG | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| CASTAGNOLA, MARTIN, SIEG | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| CASTAGNOLA, MARTIN, SIEG | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| CASTAGNOLA, MARTIN, SIEG | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| CASTAGNOLA, MARTIN, SIEG | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| CASTAGNOLA, MARTIN, SIEG | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| CHELAT, RAMIZ | I | SENIOR RESEARCH ANALYST | NA | Control |
| CHELAT, RAMIZ | I | SENIOR RESEARCH ANALYST | NA | Control |
| CHELAT, RAMIZ | I | SENIOR RESEARCH ANALYST | NA | Control |
| CHELAT, RAMIZ | I | SENIOR RESEARCH ANALYST | NA | Control |
| CHELAT, RAMIZ | I | SENIOR RESEARCH ANALYST | NA | Control |
| CHELAT, RAMIZ | I | SENIOR RESEARCH ANALYST | NA | Control |
| CHELAT, RAMIZ | I | SENIOR RESEARCH ANALYST | NA | Control |
| CHELAT, RAMIZ | I | VICE PRESIDENT, SENIOR RESEARCH ANALYST | NA | Control |
| CHELAT, RAMIZ | I | DIRECTOR - SENIOR RESEARCH ANALYST | NA | Control |
| CHELAT, RAMIZ | I | DIRECTOR - SENIOR RESEARCH ANALYST | NA | Control |
| CHELAT, RAMIZ | I | DIRECTOR - SENIOR RESEARCH ANALYST | NA | Control |
| CHELAT, RAMIZ | I | SENIOR RESEARCH ANALYST | NA | Control |
| CHELAT, RAMIZ | I | SENIOR RESEARCH ANALYST | NA | Control |
| CHELAT, RAMIZ | I | SENIOR RESEARCH ANALYST | NA | Control |
| COZZOLINO, MARC, CHRISTOPHER | I | EXECUTIVE DIRECTOR - GENERAL COUNSEL | NA | Control |
| COZZOLINO, MARC, CHRISTOPHER | I | EXECUTIVE DIRECTOR - GENERAL COUNSEL | NA | Control |
| COZZOLINO, MARC, CHRISTOPHER | I | EXECUTIVE DIRECTOR - GENERAL COUNSEL | NA | Control |
| COZZOLINO, MARC, CHRISTOPHER | I | GENERAL COUNSEL | NA | Control |
| COZZOLINO, MARC, CHRISTOPHER | I | EXECUTIVE DIRECTOR - GENERAL COUNSEL | NA | Control |
| COZZOLINO, MARC, CHRISTOPHER | I | EXECUTIVE DIRECTOR - GENERAL COUNSEL | NA | Control |
| COZZOLINO, MARC, CHRISTOPHER | I | EXECUTIVE DIRECTOR - GENERAL COUNSEL | NA | Control |
| COZZOLINO, MARC, CHRISTOPHER | I | EXECUTIVE DIRECTOR - GENERAL COUNSEL | NA | Control |
| COZZOLINO, MARC, CHRISTOPHER | I | EXECUTIVE DIRECTOR - GENERAL COUNSEL | NA | Control |
| COZZOLINO, MARC, CHRISTOPHER | I | EXECUTIVE DIRECTOR - GENERAL COUNSEL | NA | Control |
| COZZOLINO, MARC, CHRISTOPHER | I | EXECUTIVE DIRECTOR - GENERAL COUNSEL | NA | Control |
| COZZOLINO, MARC, CHRISTOPHER | I | EXECUTIVE DIRECTOR - GENERAL COUNSEL | NA | Control |
| COZZOLINO, MARC, CHRISTOPHER | I | EXECUTIVE DIRECTOR - GENERAL COUNSEL | NA | Control |
| COZZOLINO, MARC, CHRISTOPHER | I | EXECUTIVE DIRECTOR - GENERAL COUNSEL | NA | Control |
| COZZOLINO, MARC, CHRISTOPHER | I | EXECUTIVE DIRECTOR - GENERAL COUNSEL | NA | Control |
| COZZOLINO, MARC, CHRISTOPHER | I | EXECUTIVE DIRECTOR - GENERAL COUNSEL | NA | Control |
| COZZOLINO, MARC, CHRISTOPHER | I | EXECUTIVE DIRECTOR - GENERAL COUNSEL | NA | Control |
| COZZOLINO, MARC, CHRISTOPHER | I | EXECUTIVE DIRECTOR - GENERAL COUNSEL | NA | Control |
| COZZOLINO, MARC, CHRISTOPHER | I | EXECUTIVE DIRECTOR - GENERAL COUNSEL | NA | Control |
| COZZOLINO, MARC, CHRISTOPHER | I | EXECUTIVE DIRECTOR - GENERAL COUNSEL | NA | Control |
| COZZOLINO, MARC, CHRISTOPHER | I | EXECUTIVE DIRECTOR - GENERAL COUNSEL | NA | Control |
| COZZOLINO, MARC, CHRISTOPHER | I | EXECUTIVE DIRECTOR - GENERAL COUNSEL | NA | Control |
| COZZOLINO, MARC, CHRISTOPHER | I | EXECUTIVE DIRECTOR - GENERAL COUNSEL | NA | Control |
| COZZOLINO, MARC, CHRISTOPHER | I | EXECUTIVE DIRECTOR - GENERAL COUNSEL | NA | Control |
| COZZOLINO, MARC, CHRISTOPHER | I | EXECUTIVE DIRECTOR - GENERAL COUNSEL | NA | Control |
| COZZOLINO, MARC, CHRISTOPHER | I | EXECUTIVE DIRECTOR - HEAD OF LEGAL AND COMPLIANCE / CHIEF COMPLIANCE OFFICER | NA | Control |
| COZZOLINO, MARC, CHRISTOPHER | I | EXECUTIVE DIRECTOR - HEAD OF LEGAL AND COMPLIANCE / CHIEF COMPLIANCE OFFICER | NA | Control |
| COZZOLINO, MARC, CHRISTOPHER | I | EXECUTIVE DIRECTOR - HEAD OF LEGAL AND COMPLIANCE | NA | Control |
| COZZOLINO, MARC, CHRISTOPHER | I | EXECUTIVE DIRECTOR - HEAD OF LEGAL AND COMPLIANCE / CHIEF COMPLIANCE OFFICER | NA | Control |
| COZZOLINO, MARC, CHRISTOPHER | I | EXECUTIVE DIRECTOR - GENERAL COUNSEL | NA | Control |
| COZZOLINO, MARC, CHRISTOPHER | I | EXECUTIVE DIRECTOR - HEAD OF LEGAL AND COMPLIANCE | NA | Control |
| COZZOLINO, MARC, CHRISTOPHER | I | EXECUTIVE DIRECTOR - HEAD OF LEGAL AND COMPLIANCE / CHIEF COMPLIANCE OFFICER | NA | Control |
| COZZOLINO, MARC, CHRISTOPHER | I | EXECUTIVE DIRECTOR - HEAD OF LEGAL | NA | Control |
| CURTET, PASCAL | I | PORTFOLIO MANAGER - EASTERN EUROPEAN EQUITIES | NA | Control |
| CURTET, PASCAL | I | PORTFOLIO MANAGER - EASTERN EUROPEAN EQUITIES | NA | Control |
| CURTET, PASCAL | I | PORTFOLIO MANAGER - EASTERN EUROPEAN EQUITIES | NA | Control |
| CURTET, PASCAL | I | VICE PRESIDENT/PORTFOLIO MANAGER | NA | Control |
| CURTET, PASCAL | I | PORTFOLIO MANAGER - EASTERN EUROPEAN EQUITIES | NA | Control |
| DEMCSIK, MELISSA, CATHERINE | I | ASSISTANT VICE PRESIDENT | NA | Control |
| DEMCSIK, MELISSA, CATHERINE | I | ASSISTANT TREASURER | NA | Control |
| DEMCSIK, MELISSA, CATHERINE | I | DIRECTOR/MARKETING AND CLIENT SERVICES | NA | Control |
| DEMCSIK, MELISSA, CATHERINE | I | DIRECTOR/MARKETING AND CLIENT SERVICES | NA | Control |
| DEMCSIK, MELISSA, CATHERINE | I | DIRECTOR/MARKETING AND CLIENT SERVICES | NA | Control |
| DEMCSIK, MELISSA, CATHERINE | I | ASSISTANT VICE PRESIDENT | NA | Control |
| DEMCSIK, MELISSA, CATHERINE | I | ASSISTANT VICE PRESIDENT | NA | Control |
| DEMCSIK, MELISSA, CATHERINE | I | ASSISTANT VICE PRESIDENT | NA | Control |
| DEMCSIK, MELISSA, CATHERINE | I | ASSISTANT VICE PRESIDENT | NA | Control |
| DEMCSIK, MELISSA, CATHERINE | I | ASSISTANT VICE PRESIDENT | NA | Control |
| DEMCSIK, MELISSA, CATHERINE | I | VICE PRESIDENT/HEAD OF INSTITUTIONAL MARKETING AND CLIENT SERVICE SUPPORT | NA | Control |
| DEMCSIK, MELISSA, CATHERINE | I | ASSISTANT TREASURER | NA | Control |
| DEMCSIK, MELISSA, CATHERINE | I | ASSISTANT TREASURER | NA | Control |
| DEMCSIK, MELISSA, CATHERINE | I | EXECUTIVE DIRECTOR - MARKETING AND CLIENT SERVICES | NA | Control |
| DEMCSIK, MELISSA, CATHERINE | I | EXECUTIVE DIRECTOR - MARKETING AND CLIENT SERVICES | NA | Control |
| DEMCSIK, MELISSA, CATHERINE | I | EXECUTIVE DIRECTOR - MARKETING AND CLIENT SERVICES | NA | Control |
| DEMCSIK, MELISSA, CATHERINE | I | EXECUTIVE DIRECTOR - MARKETING AND CLIENT SERVICES | NA | Control |
| DEMCSIK, MELISSA, CATHERINE | I | DIRECTOR/MARKETING AND CLIENT SERVICES | NA | Control |
| DEMCSIK, MELISSA, CATHERINE | I | EXECUTIVE DIRECTOR - MARKETING AND CLIENT SERVICES | NA | Control |
| DEMCSIK, MELISSA, CATHERINE | I | CEO - PRESIDENT - MANAGING DIRECTOR | NA | Control |
| DEMCSIK, MELISSA, CATHERINE | I | CEO - PRESIDENT - MANAGING DIRECTOR | NA | Control |
| DEMCSIK, MELISSA, CATHERINE | I | CEO - PRESIDENT - MANAGING DIRECTOR | NA | Control |
| DEMCSIK, MELISSA, CATHERINE | I | CEO - PRESIDENT - MANAGING DIRECTOR | NA | Control |
| DEMCSIK, MELISSA, CATHERINE | I | CEO - PRESIDENT - MANAGING DIRECTOR | NA | Control |
| DEMCSIK, MELISSA, CATHERINE | I | CEO - PRESIDENT - MANAGING DIRECTOR | NA | Control |
| DEMCSIK, MELISSA, CATHERINE | I | CEO - PRESIDENT - MANAGING DIRECTOR | NA | Control |
| DEMCSIK, MELISSA, CATHERINE | I | CEO - PRESIDENT - MANAGING DIRECTOR | NA | Control |
| DEMCSIK, MELISSA, CATHERINE | I | CEO - PRESIDENT - MANAGING DIRECTOR | NA | Control |
| DEMCSIK, MELISSA, CATHERINE | I | CEO - PRESIDENT - MANAGING DIRECTOR | NA | Control |
| DEMCSIK, MELISSA, CATHERINE | I | CEO - PRESIDENT - MANAGING DIRECTOR | NA | Control |
| DEMCSIK, MELISSA, CATHERINE | I | CEO - PRESIDENT - MANAGING DIRECTOR | NA | Control |
| DEMCSIK, MELISSA, CATHERINE | I | CEO - PRESIDENT - MANAGING DIRECTOR | NA | Control |
| DEMCSIK, MELISSA, CATHERINE | I | CEO - PRESIDENT - MANAGING DIRECTOR | NA | Control |
| DER HOVANESIAN, MARA | I | RESEARCH ANALYST | NA | Control |
| DER HOVANESIAN, MARA | I | RESEARCH ANALYST | NA | Control |
| DER HOVANESIAN, MARA | I | RESEARCH ANALYST | NA | Control |
| DER HOVANESIAN, MARA | I | DIRECTOR - SENIOR RESEARCH ANALYST | NA | Control |
| DER HOVANESIAN, MARA | I | DIRECTOR - SENIOR RESEARCH ANALYST | NA | Control |
| DER HOVANESIAN, MARA | I | DIRECTOR - SENIOR RESEARCH ANALYST | NA | Control |
| DER HOVANESIAN, MARA | I | RESEARCH ANALYST | NA | Control |
| DER HOVANESIAN, MARA | I | RESEARCH ANALYST | NA | Control |
| DER HOVANESIAN, MARA | I | RESEARCH ANALYST | NA | Control |
| ERNST, URS | I | DIRECTOR | NA | Control |
| ERNST, URS | I | VICE CHAIRMAN | NA | Control |
| ERNST, URS | I | VICE CHAIRMAN | NA | Control |
| FALCK, CHARLES, ROBERT | I | DIRECTOR, HEAD OF INVESTMENT OPERATIONS | NA | Control |
| FALCK, CHARLES, ROBERT | I | DIRECTOR, HEAD OF INVESTMENT OPERATIONS | NA | Control |
| FALCK, CHARLES, ROBERT | I | EXECUTIVE DIRECTOR - CHIEF OPERATING OFFICER | NA | Control |
| FALCK, CHARLES, ROBERT | I | EXECUTIVE DIRECTOR - CHIEF OPERATING OFFICER | NA | Control |
| FALCK, CHARLES, ROBERT | I | EXECUTIVE DIRECTOR - CHIEF OPERATING OFFICER | NA | Control |
| FALCK, CHARLES, ROBERT | I | EXECUTIVE DIRECTOR - HEAD OF INVESTMENT OPERATIONS | NA | Control |
| FALCK, CHARLES, ROBERT | I | DIRECTOR, HEAD OF INVESTMENT OPERATIONS | NA | Control |
| FALCK, CHARLES, ROBERT | I | EXECUTIVE DIRECTOR - CHIEF OPERATING OFFICER | NA | Control |
| FALCK, CHARLES, ROBERT | I | MANAGING DIRECTOR - CHIEF OPERATING OFFICER | NA | Control |
| FALCK, CHARLES, ROBERT | I | EXECUTIVE DIRECTOR - CHIEF OPERATING OFFICER | NA | Control |
| FALCK, CHARLES, ROBERT | I | MANAGING DIRECTOR - CHIEF OPERATING OFFICER | NA | Control |
| FALCK, CHARLES, ROBERT | I | MANAGING DIRECTOR - CHIEF OPERATING OFFICER | NA | Control |
| FALCK, CHARLES, ROBERT | I | MANAGING DIRECTOR - CHIEF OPERATING OFFICER | NA | Control |
| FALCK, CHARLES, ROBERT | I | MANAGING DIRECTOR - CHIEF OPERATING OFFICER | NA | Control |
| FALCK, CHARLES, ROBERT | I | MANAGING DIRECTOR - CHIEF OPERATING OFFICER | NA | Control |
| FALCK, CHARLES, ROBERT | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| FALCK, CHARLES, ROBERT | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| FALIVENA, DOMENICA | I | PORTFOLIO MANAGER PRIVATE CLIENTS | NA | Control |
| FALIVENA, DOMENICA | I | PORTFOLIO MANAGER PRIVATE CLIENTS | NA | Control |
| FALIVENA, DOMENICA | I | PORTFOLIO MANAGER PRIVATE CLIENTS | NA | Control |
| FALIVENA, DOMENICA | I | PORTFOLIO MANAGER PRIVATE CLIENTS | NA | Control |
| FALIVENA, DOMENICA | I | PORTFOLIO MANAGER PRIVATE CLIENTS | NA | Control |
| FALIVENA, DOMENICA | I | PORTFOLIO MANAGER PRIVATE CLIENTS | NA | Control |
| FALIVENA, DOMENICA | I | PORTFOLIO MANAGER PRIVATE CLIENTS | NA | Control |
| FASCHANG, GUENTER | I | VICE PRESIDENT/PORTFOLIO MANAGER | NA | Control |
| FASCHANG, GUENTER | I | VICE PRESIDENT | NA | Control |
| FASCHANG, GUENTER | I | VICE PRESIDENT | NA | Control |
| FASCHANG, GUENTER | I | VICE PRESIDENT/PORTFOLIO MANAGER | NA | Control |
| FASCHANG, GUENTER | I | VICE PRESIDENT/PORTFOLIO MANAGER | NA | Control |
| FASCHANG, GUENTER | I | VICE PRESIDENT/PORTFOLIO MANAGER | NA | Control |
| FASCHANG, GUENTER | I | VICE PRESIDENT/PORTFOLIO MANAGER | NA | Control |
| FASCHANG, GUENTER | I | VICE PRESIDENT | NA | Control |
| FASCHANG, GUENTER | I | VICE PRESIDENT | NA | Control |
| FRIZ, ENRICO, ADAMO | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| FRIZ, ENRICO, ADAMO | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| FRIZ, ENRICO, ADAMO | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| FRIZ, ENRICO, ADAMO | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| FRIZ, ENRICO, ADAMO | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| FRIZ, ENRICO, ADAMO | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| FRIZ, ENRICO, ADAMO | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| FRIZ, ENRICO, ADAMO | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| FRIZ, ENRICO, ADAMO | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| FRIZ, ENRICO, ADAMO | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| FRIZ, ENRICO, ADAMO | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| FRIZ, ENRICO, ADAMO | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| FRIZ, ENRICO, ADAMO | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| Friz, Enrico | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| GRIFFITHS, GRAEME | I | EXECUTIVE DIRECTOR - SENIOR PORTFOLIO ADVISER | NA | Control |
| GRIFFITHS, GRAEME | I | EXECUTIVE DIRECTOR - SENIOR PORTFOLIO ADVISER | NA | Control |
| GRIFFITHS, GRAEME | I | EXECUTIVE DIRECTOR - SENIOR PORTFOLIO ADVISER | NA | Control |
| GRIFFITHS, GRAEME | I | SENIOR PORTFOLIO ADVISER | NA | Control |
| HABERLI, OLIVER, ANDRE | I | ASSISTANT VICE PRESIDENT | NA | Control |
| HABERLI, OLIVER, ANDRE | I | ASSISTANT VICE PRESIDENT | NA | Control |
| HABERLI, OLIVER, ANDRE | I | VICE PRESIDENT | NA | Control |
| HABERLI, OLIVER, ANDRE | I | ASSISTANT VICE PRESIDENT | NA | Control |
| HABERLI, OLIVER, ANDRE | I | VICE PRESIDENT | NA | Control |
| HAUSWIRTH, JOHN, ALLEN | I | DIRECTOR, INSTITUTIONAL MARKETING AND SALES | NA | Control |
| HAUSWIRTH, JOHN, ALLEN | I | DIRECTOR/INSTITUTIONAL CLIENTS NORTH AMERICA | NA | Control |
| HAUSWIRTH, JOHN, ALLEN | I | DIRECTOR/INSTITUTIONAL CLIENTS NORTH AMERICA | NA | Control |
| HAUSWIRTH, JOHN, ALLEN | I | DIRECTOR/INSTITUTIONAL CLIENTS NORTH AMERICA | NA | Control |
| HAUSWIRTH, JOHN, ALLEN | I | DIRECTOR, INSTITUTIONAL MARKETING AND SALES | NA | Control |
| HAUSWIRTH, JOHN, ALLEN | I | DIRECTOR, INSTITUTIONAL MARKETING AND SALES | NA | Control |
| HAUSWIRTH, JOHN, ALLEN | I | DIRECTOR, INSTITUTIONAL MARKETING AND SALES | NA | Control |
| HAUSWIRTH, JOHN, ALLEN | I | DIRECTOR, INSTITUTIONAL MARKETING AND SALES | NA | Control |
| HAUSWIRTH, JOHN, ALLEN | I | DIRECTOR, PRODUCT MANAGER, INSTITUTIONAL CLIENT SERVICES | NA | Control |
| HAUSWIRTH, JOHN, ALLEN | I | DIRECTOR - INSTITUTIONAL CLIENTS NORTH AMERICA | NA | Control |
| HAUSWIRTH, JOHN, ALLEN | I | DIRECTOR - INSTITUTIONAL CLIENTS NORTH AMERICA | NA | Control |
| HAUSWIRTH, JOHN, ALLEN | I | DIRECTOR - INSTITUTIONAL CLIENTS NORTH AMERICA | NA | Control |
| HAUSWIRTH, JOHN, ALLEN | I | DIRECTOR - INSTITUTIONAL CLIENTS NORTH AMERICA | NA | Control |
| HAUSWIRTH, JOHN, ALLEN | I | DIRECTOR/INSTITUTIONAL CLIENTS NORTH AMERICA | NA | Control |
| HAUSWIRTH, JOHN, ALLEN | I | DIRECTOR - INSTITUTIONAL CLIENTS NORTH AMERICA | NA | Control |
| HEINZL, THOMAS, ANTON | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| HEINZL, THOMAS, ANTON | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| HEINZL, THOMAS, ANTON | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| HEINZL, THOMAS, ANTON | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| HEINZL, THOMAS, ANTON | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| HEINZL, THOMAS, ANTON | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| HEINZL, THOMAS, ANTON | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| HEINZL, THOMAS, ANTON | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| HEINZL, THOMAS, ANTON | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| HEINZL, THOMAS, ANTON | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| HEINZL, THOMAS, ANTON | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| HEINZL, THOMAS, ANTON | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| HENSLER, PHILIPP, ALBERT | I | CO-CEO - PRESIDENT - MANAGING DIRECTOR | NA | Control |
| HENSLER, PHILIPP, ALBERT | I | CO-CEO - PRESIDENT - MANAGING DIRECTOR | NA | Control |
| HENSLER, PHILIPP, ALBERT | I | CO-CEO - PRESIDENT - MANAGING DIRECTOR | NA | Control |
| HENSLER, PHILIPP, ALBERT | I | CEO - PRESIDENT - MANAGING DIRECTOR | NA | Control |
| HENSLER, PHILIPP, ALBERT | I | CO-CEO - PRESIDENT - MANAGING DIRECTOR | NA | Control |
| HENSLER, PHILIPP, ALBERT | I | CEO - PRESIDENT - MANAGING DIRECTOR | NA | Control |
| HENSLER, PHILIPP, ALBERT | I | CEO - PRESIDENT - MANAGING DIRECTOR | NA | Control |
| HENSLER, PHILIPP, ALBERT | I | CEO - PRESIDENT - MANAGING DIRECTOR | NA | Control |
| HENSLER, PHILIPP, ALBERT | I | CEO - PRESIDENT - MANAGING DIRECTOR | NA | Control |
| HENSLER, PHILIPP, ALBERT | I | CEO - PRESIDENT - MANAGING DIRECTOR | NA | Control |
| HERR, GREGORY, ALLEN | I | SENIOR RESEARCH ANALYST | NA | Control |
| HERR, GREGORY, ALLEN | I | SENIOR RESEARCH ANALYST | NA | Control |
| HERR, GREGORY, ALLEN | I | SENIOR RESEARCH ANALYST | NA | Control |
| HERR, GREGORY, ALLEN | I | SENIOR RESEARCH ANALYST | NA | Control |
| HERR, GREGORY, ALLEN | I | SENIOR RESEARCH ANALYST | NA | Control |
| HERR, GREGORY, ALLEN | I | SENIOR RESEARCH ANALYST | NA | Control |
| HERR, GREGORY, ALLEN | I | SENIOR RESEARCH ANALYST | NA | Control |
| JAIN, RAJIV | I | SENIOR VICE PRESIDENT | NA | Control |
| JAIN, RAJIV | I | FIRST VICE PRESIDENT | NA | Control |
| JAIN, RAJIV | I | FIRST VICE PRESIDENT | NA | Control |
| JAIN, RAJIV | I | MANAGING DIRECTOR/PORTFOLIO MANAGER - INTERNATIONAL EQUITIES | NA | Control |
| JAIN, RAJIV | I | MANAGING DIRECTOR/PORTFOLIO MANAGER - INTERNATIONAL EQUITIES | NA | Control |
| JAIN, RAJIV | I | MANAGING DIRECTOR/PORTFOLIO MANAGER - INTERNATIONAL EQUITIES | NA | Control |
| JAIN, RAJIV | I | SENIOR VICE PRESIDENT | NA | Control |
| JAIN, RAJIV | I | SENIOR VICE PRESIDENT | NA | Control |
| JAIN, RAJIV | I | SENIOR VICE PRESIDENT | NA | Control |
| JAIN, RAJIV | I | SENIOR VICE PRESIDENT | NA | Control |
| JAIN, RAJIV | I | SENIOR VICE PRESIDENT | NA | Control |
| JAIN, RAJIV | I | SENIOR VICE PRESIDENT/MANAGING DIRECTOR, PORTFOLIO MANAGER: INTERNATIONAL AND EMERGING MARKETS EQUITIES | NA | Control |
| JAIN, RAJIV | I | FIRST VICE PRESIDENT | NA | Control |
| JAIN, RAJIV | I | SENIOR VICE PRESIDENT | NA | Control |
| JAIN, RAJIV | I | CO-CEO - CIO - MANAGING DIRECTOR - PORTFOLIO MANAGER - INTERNATIONAL EQUITIES | NA | Control |
| JAIN, RAJIV | I | CO-CEO - CIO - MANAGING DIRECTOR - PORTFOLIO MANAGER - INTERNATIONAL EQUITIES | NA | Control |
| JAIN, RAJIV | I | CO-CEO - CIO - MANAGING DIRECTOR - PORTFOLIO MANAGER - INTERNATIONAL EQUITIES | NA | Control |
| JAIN, RAJIV | I | MANAGING DIRECTOR - PORTFOLIO MANAGER - INTERNATIONAL EQUITIES | NA | Control |
| JAIN, RAJIV | I | MANAGING DIRECTOR/PORTFOLIO MANAGER - INTERNATIONAL EQUITIES | NA | Control |
| JAIN, RAJIV | I | MANAGING DIRECTOR - PORTFOLIO MANAGER - INTERNATIONAL EQUITIES | NA | Control |
| JAIN, RAJIV | I | CO-CEO - MANAGING DIRECTOR | NA | Control |
| KELLER, JAMES, SCOTT | I | VICE PRESIDENT/SENIOR RESEARCH ANALYST | NA | Control |
| KELLER, JAMES, SCOTT | I | SENIOR RESEARCH ANALYST | NA | Control |
| KELLER, JAMES, SCOTT | I | SENIOR RESEARCH ANALYST | NA | Control |
| KELLER, JAMES, SCOTT | I | SENIOR RESEARCH ANALYST | NA | Control |
| KELLER, JAMES, SCOTT | I | VICE PRESIDENT/SENIOR RESEARCH ANALYST | NA | Control |
| KELLER, JAMES, SCOTT | I | VICE PRESIDENT/SENIOR RESEARCH ANALYST | NA | Control |
| KELLER, JAMES, SCOTT | I | VICE PRESIDENT/SENIOR RESEARCH ANALYST | NA | Control |
| KELLER, JAMES, SCOTT | I | VICE PRESIDENT/SENIOR RESEARCH ANALYST | NA | Control |
| KELLER, JAMES, SCOTT | I | VICE PRESIDENT/SENIOR RESEARCH ANALYST | NA | Control |
| KOCH, KATRIN | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| KOCH, KATRIN | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| KOCH, KATRIN | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| KOCH, KATRIN | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| KOCH, KATRIN | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| KOCH, KATRIN | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| KOCH, KATRIN | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| KOCH, KATRIN | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| KOCH, KATRIN | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| KOKUBO, LUIZ GUSTAVO, SUPPION | I | VICE CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| KOKUBO, LUIZ GUSTAVO, SUPPION | I | VICE CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| KOKUBO, LUIZ GUSTAVO, SUPPION | I | VICE CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| KOKUBO, LUIZ GUSTAVO, SUPPION | I | VICE CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| KRANSON, DANIEL, B | I | SENIOR RESEARCH ANALYST | NA | Control |
| KRANSON, DANIEL, B | I | SENIOR RESEARCH ANALYST | NA | Control |
| KRANSON, DANIEL, B | I | SENIOR RESEARCH ANALYST | NA | Control |
| KRANSON, DANIEL, B | I | SENIOR RESEARCH ANALYST | NA | Control |
| KRANSON, DANIEL, B | I | SENIOR RESEARCH ANALYST | NA | Control |
| KRANSON, DANIEL, B | I | SENIOR RESEARCH ANALYST | NA | Control |
| KRANSON, DANIEL, B | I | SENIOR RESEARCH ANALYST | NA | Control |
| KRANSON, DANIEL, B | I | VICE PRESIDENT/SENIOR RESEARCH ANALYST | NA | Control |
| KRANSON, DANIEL, B | I | DIRECTOR - DEPUTY PORTFOLIO MANAGER - SENIOR RESEARCH ANALYST | NA | Control |
| KRANSON, DANIEL, B | I | DIRECTOR - DEPUTY PORTFOLIO MANAGER - SENIOR RESEARCH ANALYST | NA | Control |
| KRANSON, DANIEL, B | I | DIRECTOR - CO-PORTFOLIO MANAGER - SENIOR RESEARCH ANALYST | NA | Control |
| KRANSON, DANIEL, B | I | SENIOR RESEARCH ANALYST | NA | Control |
| KRANSON, DANIEL, B | I | SENIOR RESEARCH ANALYST | NA | Control |
| KRANSON, DANIEL, B | I | SENIOR RESEARCH ANALYST | NA | Control |
| KRANSON, DANIEL, B | I | DIRECTOR - DEPUTY PORTFOLIO MANAGER - SENIOR RESEARCH ANALYST | NA | Control |
| KRANSON, DANIEL, B | I | DIRECTOR - DEPUTY PORTFOLIO MANAGER - SENIOR RESEARCH ANALYST | NA | Control |
| KRANSON, DANIEL, B | I | DIRECTOR - DEPUTY PORTFOLIO MANAGER - SENIOR RESEARCH ANALYST | NA | Control |
| KRANSON, DANIEL, B | I | DIRECTOR - DEPUTY PORTFOLIO MANAGER - SENIOR RESEARCH ANALYST | NA | Control |
| KRANSON, DANIEL, B | I | DIRECTOR - DEPUTY PORTFOLIO MANAGER - SENIOR RESEARCH ANALYST | NA | Control |
| KRANSON, DANIEL, BENJAMIN | I | DIRECTOR - DEPUTY PORTFOLIO MANAGER - SENIOR RESEARCH ANALYST | NA | Control |
| KRANSON, DANIEL, BENJAMIN | I | DIRECTOR - DEPUTY PORTFOLIO MANAGER - SENIOR RESEARCH ANALYST | NA | Control |
| KRANSON, DANIEL, BENJAMIN | I | DIRECTOR - DEPUTY PORTFOLIO MANAGER - SENIOR RESEARCH ANALYST | NA | Control |
| KRUTOV, IGOR | I | VICE PRESIDENT | NA | Control |
| KRUTOV, IGOR | I | SENIOR RESEARCH ANALYST | NA | Control |
| KRUTOV, IGOR | I | SENIOR RESEARCH ANALYST | NA | Control |
| KRUTOV, IGOR | I | SENIOR RESEARCH ANALYST | NA | Control |
| KRUTOV, IGOR | I | VICE PRESIDENT | NA | Control |
| KRUTOV, IGOR | I | VICE PRESIDENT | NA | Control |
| KRUTOV, IGOR | I | VICE PRESIDENT | NA | Control |
| KRUTOV, IGOR | I | VICE PRESIDENT | NA | Control |
| KRUTOV, IGOR | I | VICE PRESIDENT | NA | Control |
| KRUTOV, IGOR | I | VICE PRESIDENT/SENIOR RESEARCH ANALYST | NA | Control |
| KRUTOV, IGOR | I | VICE PRESIDENT | NA | Control |
| KRUTOV, IGOR | I | DIRECTOR - SENIOR RESEARCH ANALYST | NA | Control |
| KRUTOV, IGOR | I | DIRECTOR - SENIOR RESEARCH ANALYST | NA | Control |
| KRUTOV, IGOR | I | DIRECTOR - SENIOR RESEARCH ANALYST | NA | Control |
| KRUTOV, IGOR | I | SENIOR RESEARCH ANALYST | NA | Control |
| KRUTOV, IGOR | I | SENIOR RESEARCH ANALYST | NA | Control |
| KRUTOV, IGOR | I | SENIOR RESEARCH ANALYST | NA | Control |
| KRUTOV, IGOR | I | DIRECTOR OF RESEARCH - SENIOR RESEARCH ANALYST | NA | Control |
| KRUTOV, IGOR | I | DIRECTOR OF RESEARCH - SENIOR RESEARCH ANALYST | NA | Control |
| KRUTOV, IGOR | I | DIRECTOR OF RESEARCH - SENIOR RESEARCH ANALYST | NA | Control |
| KRUTOV, IGOR | I | DIRECTOR OF RESEARCH - SENIOR RESEARCH ANALYST | NA | Control |
| KRUTOV, IGOR | I | HEAD OF INVESTMENTS | NA | Control |
| KRUTOV, IGOR | I | HEAD OF INVESTMENTS | NA | Control |
| KUTLER, JEFFREY, STEVEN | I | DIRECTOR/INSTITUTIONAL CLIENTS NORTH AMERICA | NA | Control |
| KUTLER, JEFFREY, STEVEN | I | DIRECTOR/INSTITUTIONAL CLIENTS NORTH AMERICA | NA | Control |
| KUTLER, JEFFREY, STEVEN | I | DIRECTOR/INSTITUTIONAL CLIENTS NORTH AMERICA | NA | Control |
| KUTLER, JEFFREY, STEVEN | I | VICE PRESIDENT/SENIOR PROJECT MANAGER | NA | Control |
| KUTLER, JEFFREY, STEVEN | I | VICE PRESIDENT/SENIOR PROJECT MANAGER | NA | Control |
| KUTLER, JEFFREY, STEVEN | I | VICE PRESIDENT/SENIOR PROJECT MANAGER | NA | Control |
| KUTLER, JEFFREY, STEVEN | I | VICE PRESIDENT/SENIOR PROJECT MANAGER | NA | Control |
| KUTLER, JEFFREY, STEVEN | I | VICE PRESIDENT/SENIOR PROJECT MANAGER | NA | Control |
| KUTLER, JEFFREY, STEVEN | I | EXECUTIVE DIRECTOR - INSTITUTIONAL CLIENTS NORTH AMERICA | NA | Control |
| KUTLER, JEFFREY, STEVEN | I | EXECUTIVE DIRECTOR - INSTITUTIONAL CLIENTS NORTH AMERICA | NA | Control |
| KUTLER, JEFFREY, STEVEN | I | DIRECTOR - INSTITUTIONAL CLIENTS NORTH AMERICA | NA | Control |
| KUTLER, JEFFREY, STEVEN | I | DIRECTOR - INSTITUTIONAL CLIENTS NORTH AMERICA | NA | Control |
| KUTLER, JEFFREY, STEVEN | I | DIRECTOR/INSTITUTIONAL CLIENTS NORTH AMERICA | NA | Control |
| KUTLER, JEFFREY, STEVEN | I | DIRECTOR - INSTITUTIONAL CLIENTS NORTH AMERICA | NA | Control |
| LEDERGERBER, CHRISTOPH | I | VICE CHAIRMAN | NA | Control |
| LEDERGERBER, CHRISTOPH | I | VICE CHAIRMAN | NA | Control |
| LEDERGERBER, CHRISTOPH | I | VICE CHAIRMAN | NA | Control |
| LEDERGERBER, CHRISTOPH | I | VICE CHAIRMAN | NA | Control |
| LEDERGERBER, CHRISTOPH | I | VICE CHAIRMAN | NA | Control |
| LEDERGERBER, CHRISTOPH | I | VICE CHAIRMAN | NA | Control |
| LEW, ANTHONY | I | VICE PRESIDENT | NA | Control |
| LEW, ANTHONY | I | VICE PRESIDENT | NA | Control |
| LEW, ANTHONY | I | VICE PRESIDENT | NA | Control |
| LITTLE, PETER, EDWARD | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| LITTLE, PETER, EDWARD | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| LITTLE, PETER, EDWARD | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| LITTLE, PETER, EDWARD | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| Lenhard, Felix | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| Lenhard, Felix | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| Lenhard, Felix | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| Lenhard, Felix | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| Lenhard, Felix | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| Lenhard, Felix | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| Lenhard, Felix | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| Lenhard, Felix | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| Lenhard, Felix | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| Lenhard, Felix | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| Lenhard, Felix | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| Lenhard, Felix | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| Lenhard, Felix | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| Lenhard, Felix | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| Lenhard, Felix | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| Lenhard, Felix | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| Lenhard, Felix | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| Lenhard, Felix | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| Lenhard, Felix | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| Lenhard, Felix | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| Lenhard, Felix | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| Lenhard, Felix | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| Lenhard, Felix | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| Lenhard, Felix | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| Lenhard, Felix | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| Lenhard, Felix | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| MARBEY, SYLVESTER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARBEY, SYLVESTER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARBEY, SYLVESTER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARBEY, SYLVESTER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARBEY, SYLVESTER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARBEY, SYLVESTER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARBEY, SYLVESTER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARBEY, SYLVESTER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARBEY, SYLVESTER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARBEY, SYLVESTER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARBEY, SYLVESTER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARBEY, SYLVESTER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARCUS, CARRIE, R | I | DIRECTOR - HEAD OF FINANCE | NA | Control |
| MARCUS, CARRIE, R | I | DIRECTOR - HEAD OF FINANCE | NA | Control |
| MARCUS, CARRIE, R | I | DIRECTOR - HEAD OF FINANCE | NA | Control |
| MARCUS, CARRIE, R | I | HEAD OF FINANCE | NA | Control |
| MASTOLONI, JOSEPH | I | FIRST VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| MASTOLONI, JOSEPH | I | VICE PRESIDENT/COMPLIANCE | NA | Control |
| MASTOLONI, JOSEPH | I | VICE PRESIDENT/COMPLIANCE | NA | Control |
| MASTOLONI, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MASTOLONI, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MASTOLONI, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MASTOLONI, JOSEPH | I | VICE PRESIDENT/COMPLIANCE | NA | Control |
| MASTOLONI, JOSEPH | I | FIRST VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| MASTOLONI, JOSEPH | I | FIRST VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| MASTOLONI, JOSEPH | I | FIRST VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| MASTOLONI, JOSEPH | I | FIRST VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| MASTOLONI, JOSEPH | I | FIRST VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| MASTOLONI, JOSEPH | I | VICE PRESIDENT/COMPLIANCE | NA | Control |
| MASTOLONI, JOSEPH | I | VICE PRESIDENT/COMPLIANCE | NA | Control |
| MASTOLONI, JOSEPH | I | EXECUTIVE DIRECTOR - CHIEF COMPLIANCE OFFICER | NA | Control |
| MASTOLONI, JOSEPH | I | EXECUTIVE DIRECTOR - CHIEF COMPLIANCE OFFICER | NA | Control |
| MASTOLONI, JOSEPH | I | EXECUTIVE DIRECTOR - CHIEF COMPLIANCE OFFICER | NA | Control |
| MASTOLONI, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MASTOLONI, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MASTOLONI, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MASTOLONI, JOSEPH | I | EXECUTIVE DIRECTOR - CHIEF COMPLIANCE OFFICER | NA | Control |
| MASTOLONI, JOSEPH | I | EXECUTIVE DIRECTOR - CHIEF COMPLIANCE OFFICER | NA | Control |
| MASTOLONI, JOSEPH | I | EXECUTIVE DIRECTOR - CHIEF COMPLIANCE OFFICER | NA | Control |
| MASTOLONI, JOSEPH | I | EXECUTIVE DIRECTOR - CHIEF COMPLIANCE OFFICER | NA | Control |
| MASTOLONI, JOSEPH | I | EXECUTIVE DIRECTOR - CHIEF COMPLIANCE OFFICER | NA | Control |
| MASTOLONI, JOSEPH, FRANCIS | I | EXECUTIVE DIRECTOR - CHIEF COMPLIANCE OFFICER | NA | Control |
| MASTOLONI, JOSEPH, FRANCIS | I | EXECUTIVE DIRECTOR - CHIEF COMPLIANCE OFFICER | NA | Control |
| MASTOLONI, JOSEPH, FRANCIS | I | EXECUTIVE DIRECTOR - CHIEF COMPLIANCE OFFICER | NA | Control |
| MASTOLONI, JOSEPH, FRANCIS | I | EXECUTIVE DIRECTOR - CHIEF COMPLIANCE OFFICER | NA | Control |
| MASTOLONI, JOSEPH, FRANCIS | I | EXECUTIVE DIRECTOR - CHIEF COMPLIANCE OFFICER | NA | Control |
| MASTOLONI, JOSEPH, FRANCIS | I | EXECUTIVE DIRECTOR - CHIEF COMPLIANCE OFFICER | NA | Control |
| MASTOLONI, JOSEPH, FRANCIS | I | EXECUTIVE DIRECTOR - CHIEF COMPLIANCE OFFICER | NA | Control |
| MASTOLONI, JOSEPH, FRANCIS | I | EXECUTIVE DIRECTOR - CHIEF COMPLIANCE OFFICER | NA | Control |
| MASTOLONI, JOSEPH, FRANCIS | I | MANAGING DIRECTOR - CHIEF COMPLIANCE OFFICER | NA | Control |
| MASTOLONI, JOSEPH, FRANCIS | I | MANAGING DIRECTOR - CHIEF COMPLIANCE OFFICER | NA | Control |
| MASTOLONI, JOSEPH, FRANCIS | I | MANAGING DIRECTOR - CHIEF COMPLIANCE OFFICER | NA | Control |
| MASTOLONI, JOSEPH, FRANCIS | I | MANAGING DIRECTOR - CHIEF COMPLIANCE OFFICER | NA | Control |
| MASTOLONI, JOSEPH, FRANCIS | I | MANAGING DIRECTOR - CHIEF COMPLIANCE OFFICER | NA | Control |
| MASTOLONI, JOSEPH, FRANCIS | I | MANAGING DIRECTOR - CHIEF COMPLIANCE OFFICER | NA | Control |
| MASTOLONI, JOSEPH, FRANCIS | I | MANAGING DIRECTOR - CHIEF COMPLIANCE OFFICER | NA | Control |
| MASTOLONI, JOSEPH, FRANCIS | I | MANAGING DIRECTOR - CHIEF COMPLIANCE OFFICER | NA | Control |
| MASTOLONI, JOSEPH, FRANCIS | I | MANAGING DIRECTOR | NA | Control |
| MASTOLONI, JOSEPH, FRANCIS | I | MANAGING DIRECTOR - CHIEF COMPLIANCE OFFICER | NA | Control |
| MASTOLONI, JOSEPH, FRANCIS | I | MANAGING DIRECTOR - CHIEF COMPLIANCE OFFICER | NA | Control |
| MASTOLONI, JOSEPH, FRANCIS | I | MANAGING DIRECTOR - CHIEF COMPLIANCE OFFICER | NA | Control |
| MASTOLONI, JOSEPH, FRANCIS | I | MANAGING DIRECTOR | NA | Control |
| MCFADDEN, ELIZABETH, ALEXANDRA | I | RESEARCH ASSOCIATE | NA | Control |
| MCFADDEN, ELIZABETH, ALEXANDRA | I | SENIOR RESEARCH ANALYST | NA | Control |
| MCFADDEN, ELIZABETH, ALEXANDRA | I | SENIOR RESEARCH ANALYST | NA | Control |
| MCFADDEN, ELIZABETH, ALEXANDRA | I | SENIOR RESEARCH ANALYST | NA | Control |
| MCFADDEN, ELIZABETH, ALEXANDRA | I | RESEARCH ASSOCIATE | NA | Control |
| MCFADDEN, ELIZABETH, ALEXANDRA | I | RESEARCH ASSOCIATE | NA | Control |
| MCFADDEN, ELIZABETH, ALEXANDRA | I | RESEARCH ASSOCIATE | NA | Control |
| MCFADDEN, ELIZABETH, ALEXANDRA | I | RESEARCH ASSOCIATE | NA | Control |
| MCFADDEN, ELIZABETH, ALEXANDRA | I | VICE PRESIDENT/SENIOR RESEARCH ANALYST | NA | Control |
| MCGOVERN, MARGARET, JOHANNA | I | DIRECTOR - HEAD OF HUMAN RESOURCES | NA | Control |
| MCGOVERN, MARGARET, JOHANNA | I | DIRECTOR - HEAD OF HUMAN RESOURCES | NA | Control |
| MCGOVERN, MARGARET, JOHANNA | I | DIRECTOR - HEAD OF HUMAN RESOURCES | NA | Control |
| MCGOVERN, MARGARET, JOHANNA | I | HEAD OF HUMAN RESOURCES | NA | Control |
| MEZZETTA, CAROLINE | I | SENIOR TRADER | NA | Control |
| MEZZETTA, CAROLINE | I | SENIOR TRADER | NA | Control |
| MEZZETTA, CAROLINE | I | SENIOR TRADER | NA | Control |
| MEZZETTA, CAROLINE | I | DIRECTOR - SENIOR TRADER | NA | Control |
| MEZZETTA, CAROLINE | I | DIRECTOR - SENIOR TRADER | NA | Control |
| MEZZETTA, CAROLINE | I | DIRECTOR - SENIOR TRADER | NA | Control |
| MEZZETTA, CAROLINE | I | SENIOR TRADER | NA | Control |
| MEZZETTA, CAROLINE | I | SENIOR TRADER | NA | Control |
| MEZZETTA, CAROLINE | I | SENIOR TRADER | NA | Control |
| MOLNAR, DAVID | I | VICE PRESIDENT | NA | Control |
| MUKADAM, AMIT, V. | I | EXECUTIVE DIRECTOR - INSTITUTIONAL CLIENTS NORTH AMERICA | NA | Control |
| MUKADAM, AMIT, V. | I | EXECUTIVE DIRECTOR - INSTITUTIONAL CLIENTS NORTH AMERICA | NA | Control |
| NAEGELI, BEAT | I | CHAIRMAN | NA | Control |
| NAEGELI, BEAT | I | CHAIRMAN | NA | Control |
| NAEGELI, BEAT | I | CHAIRMAN | NA | Control |
| NAVARRA, FRANCES, ELIZABETH | I | ASSISTANT VICE PRESIDENT/COMPLIANCE OFFICER | NA | Control |
| NAVARRA, FRANCES, ELIZABETH | I | ASSISTANT VICE PRESIDENT/COMPLIANCE OFFICER | NA | Control |
| NAVARRA, FRANCES, ELIZABETH | I | ASSISTANT VICE PRESIDENT/COMPLIANCE OFFICER | NA | Control |
| NAVARRA, FRANCES, ELIZABETH | I | ASSISTANT VICE PRESIDENT/COMPLIANCE OFFICER | NA | Control |
| NAVARRA, FRANCES, ELIZABETH | I | ASSISTANT VICE PRESIDENT/COMPLIANCE OFFICER | NA | Control |
| NEWELL, PETER | I | SENIOR VICE PRESIDENT | NA | Control |
| NEWELL, PETER | I | SENIOR VICE PRESIDENT | NA | Control |
| NEWELL, PETER | I | SENIOR VICE PRESIDENT | NA | Control |
| NEWELL, PETER | I | MANAGING DIRECTOR - SENIOR PORTFOLIO ADVISER | NA | Control |
| NEWELL, PETER | I | MANAGING DIRECTOR - SENIOR PORTFOLIO ADVISER | NA | Control |
| NEWELL, PETER | I | MANAGING DIRECTOR - SENIOR PORTFOLIO ADVISER | NA | Control |
| NEWELL, PETER | I | SENIOR VICE PRESIDENT | NA | Control |
| NEWELL, PETER | I | SENIOR VICE PRESIDENT | NA | Control |
| NEWELL, PETER | I | SENIOR VICE PRESIDENT | NA | Control |
| NEWELL, PETER | I | SENIOR VICE PRESIDENT | NA | Control |
| NEWELL, PETER | I | SENIOR VICE PRESIDENT | NA | Control |
| NEWELL, PETER | I | SENIOR VICE PRESIDENT-SENIOR PROJECT MANAGER/MANAGING DIRECTOR | NA | Control |
| NEWELL, PETER | I | SENIOR VICE PRESIDENT | NA | Control |
| NEWELL, PETER | I | SENIOR VICE PRESIDENT | NA | Control |
| NEWELL, PETER | I | MANAGING DIRECTOR - SENIOR PORTFOLIO ADVISER | NA | Control |
| NEWELL, PETER | I | MANAGING DIRECTOR - SENIOR PORTFOLIO ADVISER | NA | Control |
| NEWELL, PETER | I | MANAGING DIRECTOR - SENIOR PORTFOLIO ADVISER | NA | Control |
| NEWELL, PETER | I | MANAGING DIRECTOR - SENIOR PORTFOLIO ADVISER | NA | Control |
| NEWELL, PETER | I | MANAGING DIRECTOR - SENIOR PORTFOLIO ADVISER | NA | Control |
| NEWELL, PETER | I | MANAGING DIRECTOR - SENIOR PORTFOLIO ADVISER | NA | Control |
| NEWELL, PETER | I | MANAGING DIRECTOR - SENIOR PORTFOLIO ADVISER | NA | Control |
| NEWELL, PETER | I | MANAGING DIRECTOR - SENIOR PORTFOLIO ADVISER | NA | Control |
| NEWELL, PETER | I | MANAGING DIRECTOR - SENIOR PORTFOLIO ADVISER | NA | Control |
| NEWELL, PETER | I | MANAGING DIRECTOR - SENIOR PORTFOLIO ADVISER | NA | Control |
| NEWELL, PETER | I | MANAGING DIRECTOR - SENIOR PORTFOLIO ADVISER | NA | Control |
| NEWELL, PETER, HOWARD | I | MANAGING DIRECTOR - SENIOR PORTFOLIO ADVISER | NA | Control |
| NEWELL, PETER, HOWARD | I | MANAGING DIRECTOR - SENIOR PORTFOLIO ADVISER | NA | Control |
| NEWELL, PETER, HOWARD | I | MANAGING DIRECTOR - SENIOR PORTFOLIO ADVISER | NA | Control |
| NOFELT, ULF, WOLLMAR | I | VICE PRESIDENT | NA | Control |
| NOFELT, ULF, WOLLMAR | I | VICE PRESIDENT | NA | Control |
| NYFFELER, ALFRED | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER | NA | Control |
| NYFFELER, ALFRED | I | CHIEF FINANCIAL OFFICER | NA | Control |
| NYFFELER, ALFRED | I | CHIEF FINANCIAL OFFICER | NA | Control |
| NYFFELER, ALFRED | I | CHIEF FINANCIAL OFFICER | NA | Control |
| NYFFELER, ALFRED | I | CHIEF FINANCIAL OFFICER | NA | Control |
| NYFFELER, ALFRED | I | CHIEF FINANCIAL OFFICER | NA | Control |
| NYFFELER, ALFRED | I | CHIEF FINANCIAL OFFICER | NA | Control |
| NYFFELER, ALFRED | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER | NA | Control |
| NYFFELER, ALFRED | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER | NA | Control |
| NYFFELER, ALFRED | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER | NA | Control |
| NYFFELER, ALFRED | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER | NA | Control |
| NYFFELER, ALFRED | I | FIRST VICE PRESIDENT/CHIEF FINANCIAL OFFICER/TREASURER/SECRETARY | NA | Control |
| NYFFELER, ALFRED | I | CHIEF FINANCIAL OFFICER | NA | Control |
| NYFFELER, ALFRED | I | CHIEF FINANCIAL OFFICER | NA | Control |
| NYFFELER, ALFRED | I | CHIEF FINANCIAL OFFICER | NA | Control |
| NYFFELER, ALFRED | I | CHIEF FINANCIAL OFFICER | NA | Control |
| O'NEILL, JOHN, DANIEL | I | ASSISTANT VICE PRESIDENT/EQUITY TRADER | NA | Control |
| PIERALLINI, FABRIZIO | I | SENIOR VICE PRESIDENT | NA | Control |
| PIERALLINI, FABRIZIO | I | SENIOR VICE PRESIDENT | NA | Control |
| PIERALLINI, FABRIZIO | I | SENIOR VICE PRESIDENT | NA | Control |
| PRICE, LAURENCE, JAY | I | SENIOR MARKETING & PERFORMANCE ANALYST | NA | Control |
| PRICE, LAURENCE, JAY | I | SENIOR QUANTITATIVE ANALYST | NA | Control |
| PRICE, LAURENCE, JAY | I | SENIOR QUANTITATIVE ANALYST | NA | Control |
| PRICE, LAURENCE, JAY | I | SENIOR QUANTITATIVE ANALYST | NA | Control |
| PRICE, LAURENCE, JAY | I | SENIOR QUANTITATIVE ANALYST | NA | Control |
| PRICE, LAURENCE, JAY | I | SENIOR QUANTITATIVE ANALYST | NA | Control |
| Pfister, Markus | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| Pfister, Markus | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| Pfister, Markus | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| Pfister, Markus | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| Pfister, Markus | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| Pfister, Markus | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| Pfister, Markus | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| Pfister, Markus | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| RENDU DE LINT, CHRISTEL | I | VICE CHAIRWOMAN AND DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| RENDU DE LINT, CHRISTEL | I | VICE CHAIRWOMAN AND DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| RENDU DE LINT, CHRISTEL | I | VICE CHAIRWOMAN AND DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| RENDU DE LINT, CHRISTEL | I | VICE CHAIRWOMAN AND DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| RENDU DE LINT, CHRISTEL | I | VICE CHAIRWOMAN AND DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| RENDU DE LINT, CHRISTEL | I | VICE CHAIRWOMAN AND DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| RENDU DE LINT, CHRISTEL | I | VICE CHAIRWOMAN AND DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| RENDU DE LINT, CHRISTEL | I | VICE CHAIRWOMAN AND DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| RENDU DE LINT, CHRISTEL | I | VICE CHAIRWOMAN AND DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| ROC-SENNETT, SUDHIR | I | DIRECTOR-SENIOR PORTFOLIO ADVISER | NA | Control |
| ROC-SENNETT, SUDHIR | I | DIRECTOR-SENIOR PORTFOLIO ADVISER | NA | Control |
| ROC-SENNETT, SUDHIR | I | EXECUTIVE DIRECTOR - SENIOR PORTFOLIO ADVISER | NA | Control |
| ROC-SENNETT, SUDHIR | I | EXECUTIVE DIRECTOR - SENIOR PORTFOLIO ADVISER | NA | Control |
| ROC-SENNETT, SUDHIR | I | EXECUTIVE DIRECTOR - SENIOR PORTFOLIO ADVISER | NA | Control |
| ROC-SENNETT, SUDHIR | I | DIRECTOR - SENIOR PORTFOLIO ADVISER | NA | Control |
| ROC-SENNETT, SUDHIR | I | DIRECTOR-SENIOR PORTFOLIO ADVISER | NA | Control |
| ROC-SENNETT, SUDHIR | I | DIRECTOR - SENIOR PORTFOLIO ADVISER | NA | Control |
| RODER, MARKO, INGO | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| RODER, MARKO, INGO | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| RODER, MARKO, INGO | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| RODER, MARKO, INGO | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| RODER, MARKO, INGO | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| RUFFIN, EDGAR, ALLEN | I | ASSISTANT VICE PRESIDENT/OPERATIONS AND INFORMATION TECHNOLOGY MANAGER | NA | Control |
| RUFFIN, EDGAR, ALLEN | I | ASSOCIATE DIRECTOR/HEAD OF OPERATIONS & DB | NA | Control |
| RUFFIN, EDGAR, ALLEN | I | ASSISTANT VICE PRESIDENT/OPERATIONS AND INFORMATION TECHNOLOGY MANAGER | NA | Control |
| RUFFIN, EDGAR, ALLEN | I | ASSISTANT VICE PRESIDENT/OPERATIONS AND INFORMATION TECHNOLOGY MANAGER | NA | Control |
| RUFFIN, EDGAR, ALLEN | I | ASSISTANT VICE PRESIDENT/OPERATIONS AND INFORMATION TECHNOLOGY MANAGER | NA | Control |
| RUFFIN, EDGAR, ALLEN | I | ASSISTANT VICE PRESIDENT/OPERATIONS AND INFORMATION TECHNOLOGY MANAGER | NA | Control |
| RUFFIN, EDGAR, ALLEN | I | ASSISTANT VICE PRESIDENT/OPERATIONS AND INFORMATION TECHNOLOGY MANAGER | NA | Control |
| RUFFIN, EDGAR, ALLEN | I | ASSISTANT VICE PRESIDENT/ HEAD OF OPERATIONS & DB | NA | Control |
| RUFFIN, EDGAR, ALLEN | I | ASSISTANT TREASURER/OPERATIONS AND INFORMATION TECHNOLOGY MANAGER | NA | Control |
| Richardson, Sandra, Geiger | I | GENERAL COUNSEL AMERICAS | NA | Control |
| Richardson, Sandra, Geiger | I | GENERAL COUNSEL AMERICAS | NA | Control |
| Richardson, Sandra, Geiger | I | GENERAL COUNSEL AMERICAS | NA | Control |
| Richardson, Sandra, Geiger | I | GENERAL COUNSEL AMERICAS | NA | Control |
| Richardson, Sandra, Geiger | I | GENERAL COUNSEL AMERICAS | NA | Control |
| Richardson, Sandra, Geiger | I | GENERAL COUNSEL AMERICAS | NA | Control |
| Richardson, Sandra, Geiger | I | GENERAL COUNSEL AMERICAS | NA | Control |
| SCHEIDT, HERBERT, J | I | CHAIRMAN | NA | Control |
| SCHEIDT, HERBERT, J | I | CHAIRMAN | NA | Control |
| SCHEIDT, HERBERT, J | I | CHAIRMAN | NA | Control |
| SCHEIDT, HERBERT, J | I | CHAIRMAN | NA | Control |
| SCHEIDT, HERBERT, J | I | CHAIRMAN | NA | Control |
| SCHEIDT, HERBERT, J | I | CHAIRMAN | NA | Control |
| SCHEIDT, HERBERT, J | I | CHAIRMAN | NA | Control |
| SCHEIDT, HERBERT, J | I | CHAIRMAN | NA | Control |
| SCHEIDT, HERBERT, J | I | CHAIRMAN | NA | Control |
| SCHEIDT, HERBERT, J | I | CHAIRMAN | NA | Control |
| SCHILDKNECHT, EDWIN | I | DIRECTOR | NA | Control |
| SCHILDKNECHT, EDWIN | I | DIRECTOR | NA | Control |
| SCHILDKNECHT, EDWIN | I | DIRECTOR | NA | Control |
| SCHLEGEL, HEINRICH | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| SCHLEGEL, HEINRICH | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| SCHLEGEL, HEINRICH | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| SCHLEGEL, HEINRICH | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | |
| SCHLEGEL, HEINRICH | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | |
| SCHLEGEL, HEINRICH | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | |
| SCHLEGEL, HEINRICH | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | |
| SCHLEGEL, HEINRICH | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | |
| SCHLEGEL, HEINRICH | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | |
| SCHLEGEL, HEINRICH | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | |
| SCHLEGEL, HEINRICH | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | |
| SCHLEGEL, HEINRICH | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | |
| SCHLEGEL, HEINRICH | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | |
| SCHLEGEL, HEINRICH | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | |
| SCHLEGEL, HEINRICH | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | |
| SCHLEGEL, HEINRICH | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | |
| SCHLEGEL, HEINRICH | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | |
| SCHLEGEL, HEINRICH | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | |
| SCHLEGEL, HEINRICH | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | |
| SCHLEGEL, HEINRICH | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | |
| SCHLEGEL, HEINRICH | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | |
| SCHLEGEL, HEINRICH | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | |
| SCHLEGEL, HEINRICH | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | |
| SCHLEGEL, HEINRICH | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | |
| SCHLEGEL, HEINRICH | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | |
| SCHLEGEL, HEINRICH | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | |
| SCHLEGEL, HEINRICH | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | |
| SCHLEGEL, HEINRICH | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | |
| SCHLEGEL, HEINRICH | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | |
| SCHLEGEL, HEINRICH | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | |
| SCHLEGEL, HEINRICH | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | |
| SCHLEGEL, HENRY | I | PRESIDENT AND CEO | NA | Control |
| SCHLEGEL, HENRY | I | PRESIDENT AND CEO | NA | Control |
| SCHLEGEL, HENRY | I | PRESIDENT AND CEO | NA | Control |
| SCHLEGEL, HENRY | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| SCHLEGEL, HENRY | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| SCHLEGEL, HENRY | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| SCHLEGEL, HENRY | I | PRESIDENT AND CEO | NA | Control |
| SCHLEGEL, HENRY | I | PRESIDENT AND CEO | NA | Control |
| SCHLEGEL, HENRY | I | PRESIDENT AND CEO | NA | Control |
| SCHLEGEL, HENRY | I | PRESIDENT AND CEO | NA | Control |
| SCHLEGEL, HENRY | I | PRESIDENT AND CEO | NA | Control |
| SCHLEGEL, HENRY | I | PRESIDENT AND CEO/MANAGING DIRECTOR | NA | Control |
| SCHLEGEL, HENRY | I | PRESIDENT AND CEO | NA | Control |
| SCHLEGEL, HENRY | I | PRESIDENT AND CEO | NA | Control |
| SCHLEGEL, HENRY | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| SCHLEGEL, HENRY | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| SCHLEGEL, HENRY | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| SCHLEGEL, HENRY | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| SCHLEGEL, HENRY | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| SCHLEGEL, HENRY | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| SCHLEGEL, HENRY | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| SCHLEGEL, HENRY | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| SCHLEGEL, HENRY | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| SCHLEGEL, HENRY | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| SCHLEGEL, HENRY | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| SCHWALBE-CHRONIS, ELENA | I | ASSISTANT TREASURER | NA | Control |
| SCHWALBE-CHRONIS, ELENA | I | ASSISTANT TREASURER | NA | Control |
| SCHWARZER, AXEL | I | VICE CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| SCHWARZER, AXEL | I | VICE CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| SCHWARZER, AXEL | I | VICE CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| SCHWARZER, AXEL | I | CHAIRMAN | NA | Control |
| SCHWARZER, AXEL | I | VICE CHAIRMAN | NA | Control |
| SCHWARZER, AXEL | I | CHAIRMAN | NA | Control |
| SCHWARZER, AXEL | I | VICE CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| SCHWARZER, AXEL | I | VICE CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| SCHWARZER, AXEL | I | VICE CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| SCHWARZER, AXEL | I | VICE CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| SCHWARZER, AXEL | I | VICE CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| SCHWARZER, AXEL, JUERGEN | I | VICE CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| SCHWARZER, AXEL, JUERGEN | I | VICE CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| SCHWARZER, AXEL, JUERGEN | I | VICE CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| SCHWARZER, AXEL, JUERGEN | I | VICE CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| SCHWARZER, AXEL, JUERGEN | I | VICE CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| SCHWARZER, AXEL, JUERGEN | I | VICE CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| SCHWARZER, AXEL, JUERGEN | I | VICE CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| SCHWARZER, AXEL, JUERGEN | I | VICE CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| SCHWARZER, AXEL, JUERGEN | I | VICE CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| SCHWARZER, AXEL, JUERGEN | I | VICE CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| SCHWARZER, AXEL, JUERGEN | I | VICE CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| SCHWARZER, AXEL, JUERGEN | I | VICE CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| SERRA, JOSEPHINE | I | ASSISTANT TREASURER | NA | Control |
| SERRA, JOSEPHINE | I | ASSISTANT TREASURER | NA | Control |
| SERRA, JOSEPHINE | I | ASSISTANT TREASURER | NA | Control |
| SERRA, JOSEPHINE | I | ASSISTANT TREASURER | NA | Control |
| SERRA, JOSEPHINE | I | ASSISTANT TREASURER | NA | Control |
| SOGANI, SANGAM | I | VICE PRESIDENT/SENIOR RESEARCH ANALYST | NA | Control |
| SOGANI, SANGAM | I | VICE PRESIDENT/SENIOR RESEARCH ANALYST | NA | Control |
| SOUCCAR, DAVID, BROMBERGER | I | SENIOR RESEARCH ANALYST | NA | Control |
| SOUCCAR, DAVID, BROMBERGER | I | SENIOR RESEARCH ANALYST | NA | Control |
| SOUCCAR, DAVID, BROMBERGER | I | SENIOR RESEARCH ANALYST | NA | Control |
| SOUCCAR, DAVID, BROMBERGER | I | SENIOR RESEARCH ANALYST | NA | Control |
| SOUCCAR, DAVID, BROMBERGER | I | SENIOR RESEARCH ANALYST | NA | Control |
| SOUCCAR, DAVID, BROMBERGER | I | SENIOR RESEARCH ANALYST | NA | Control |
| SOUCCAR, DAVID, BROMBERGER | I | SENIOR RESEARCH ANALYST | NA | Control |
| SOUCCAR, DAVID, BROMBERGER | I | VICE PRESIDENT, SENIOR RESEARCH ANALYST | NA | Control |
| SOUCCAR, DAVID, BROMBERGER | I | DIRECTOR - SENIOR RESEARCH ANALYST | NA | Control |
| SOUCCAR, DAVID, BROMBERGER | I | DIRECTOR - SENIOR RESEARCH ANALYST | NA | Control |
| SOUCCAR, DAVID, BROMBERGER | I | DIRECTOR - SENIOR RESEARCH ANALYST | NA | Control |
| SOUCCAR, DAVID, BROMBERGER | I | SENIOR RESEARCH ANALYST | NA | Control |
| SOUCCAR, DAVID, BROMBERGER | I | SENIOR RESEARCH ANALYST | NA | Control |
| SOUCCAR, DAVID, BROMBERGER | I | SENIOR RESEARCH ANALYST | NA | Control |
| SREJIC, DEJAN | I | EXECUTIVE DIRECTOR | NA | Control |
| SREJIC, DEJAN | I | EXECUTIVE DIRECTOR | NA | Control |
| STAUB, ZENO | I | VICE CHAIRMAN | NA | Control |
| STAUB, ZENO | I | VICE CHAIRMAN | NA | Control |
| STAUB, ZENO | I | VICE CHAIRMAN | NA | Control |
| STAUB, ZENO | I | DIRECTOR | NA | Control |
| STAUB, ZENO | I | VICE CHAIRMAN | NA | Control |
| STAUB, ZENO | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| STAUB, ZENO | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| STAUB, ZENO | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| STAUB, ZENO | I | CHAIRMAN | NA | Control |
| STAUB, ZENO | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| STAUB, ZENO | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| STAUB, ZENO | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| STAUB, ZENO | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| STAUB, ZENO | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| STAUB, ZENO, MARKUS | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| STAUB, ZENO, MARKUS | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| STAUB, ZENO, MARKUS | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| STAUB, ZENO, MARKUS | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| STAUB, ZENO, MARKUS | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| STAUB, ZENO, MARKUS | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| STAUB, ZENO, MARKUS | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| STAUB, ZENO, MARKUS | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| STAUB, ZENO, MARKUS | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| STAUB, ZENO, MARKUS | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| STAUB, ZENO, MARKUS | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| STAUB, ZENO, MARKUS | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| STAUB, ZENO, MARKUS | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| STAUB, ZENO, MARKUS | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| STAUB, ZENO, MARKUS | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| STAUB, ZENO, MARKUS | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| STAUB, ZENO, MARKUS | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| STAUB, ZENO, MARKUS | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| STAUB, ZENO, MARKUS | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| STAUB, ZENO, MARKUS | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| STAUB, ZENO, MARKUS | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| STAUB, ZENO, MARKUS | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| STAUB, ZENO, MARKUS | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| STAUB, ZENO, MARKUS | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| STAUB, ZENO, MARKUS | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| TAUFER, MARTIN | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| TAUFER, MARTIN | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| TAUFER, MARTIN | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| TAUFER, MARTIN | I | DIRECTOR | NA | Control |
| TAUFER, MARTIN | I | DIRECTOR | NA | Control |
| TAUFER, MARTIN | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| TAUFER, MARTIN | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| TAUFER, MARTIN | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| TAUFER, MARTIN | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| THOMPSON, GARY, CURTIS | I | EXECUTIVE DIRECTOR - HEAD OF TRADING | NA | Control |
| THOMPSON, GARY, CURTIS | I | EXECUTIVE DIRECTOR - HEAD OF TRADING | NA | Control |
| THOMPSON, GARY, CURTIS | I | EXECUTIVE DIRECTOR - HEAD OF TRADING | NA | Control |
| THOMPSON, GARY, CURTIS | I | DIRECTOR - HEAD OF TRADING | NA | Control |
| THOMPSON, GARY, CURTIS | I | DIRECTOR/HEAD OF TRADING | NA | Control |
| THOMPSON, GARY, CURTIS | I | DIRECTOR - HEAD OF TRADING | NA | Control |
| Udeh Martinez, Ezinne | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| Udeh Martinez, Ezinne | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| Udeh Martinez, Ezinne | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| Udeh Martinez, Ezinne | I | DIRECTOR OF THE BOARD OF DIRECTORS | NA | Control |
| VANDOORN, VINCENT, FRANK | I | VICE PRESIDENT | NA | Control |
| VANDOORN, VINCENT, FRANK | I | VICE PRESIDENT | NA | Control |
| VANDOORN, VINCENT, FRANK | I | VICE PRESIDENT | NA | Control |
| WALCZAK, EDWIN, DAVID | I | SENIOR VICE PRESIDENT | NA | Control |
| WALCZAK, EDWIN, DAVID | I | SENIOR VICE PRESIDENT | NA | Control |
| WALCZAK, EDWIN, DAVID | I | SENIOR VICE PRESIDENT | NA | Control |
| WALCZAK, EDWIN, DAVID | I | MANAGING DIRECTOR/PORTFOLIO MANAGER - US EQUITIES | NA | Control |
| WALCZAK, EDWIN, DAVID | I | MANAGING DIRECTOR/PORTFOLIO MANAGER - US EQUITIES | NA | Control |
| WALCZAK, EDWIN, DAVID | I | MANAGING DIRECTOR/PORTFOLIO MANAGER - US EQUITIES | NA | Control |
| WALCZAK, EDWIN, DAVID | I | SENIOR VICE PRESIDENT | NA | Control |
| WALCZAK, EDWIN, DAVID | I | SENIOR VICE PRESIDENT | NA | Control |
| WALCZAK, EDWIN, DAVID | I | SENIOR VICE PRESIDENT | NA | Control |
| WALCZAK, EDWIN, DAVID | I | SENIOR VICE PRESIDENT | NA | Control |
| WALCZAK, EDWIN, DAVID | I | SENIOR VICE PRESIDENT | NA | Control |
| WALCZAK, EDWIN, DAVID | I | SENIOR VICE PRESIDENT, MANAGING DIRECTOR, PORTFOLIO MANAGER: US EQUITIES | NA | Control |
| WALCZAK, EDWIN, DAVID | I | SENIOR VICE PRESIDENT | NA | Control |
| WALCZAK, EDWIN, DAVID | I | SENIOR VICE PRESIDENT | NA | Control |
| WALCZAK, EDWIN, DAVID | I | MANAGING DIRECTOR - PORTFOLIO MANAGER - US EQUITIES | NA | Control |
| WALCZAK, EDWIN, DAVID | I | MANAGING DIRECTOR - PORTFOLIO MANAGER - US EQUITIES | NA | Control |
| WALCZAK, EDWIN, DAVID | I | MANAGING DIRECTOR - PORTFOLIO MANAGER - US EQUITIES | NA | Control |
| WALCZAK, EDWIN, DAVID | I | MANAGING DIRECTOR - PORTFOLIO MANAGER - US EQUITIES | NA | Control |
| WALCZAK, EDWIN, DAVID | I | MANAGING DIRECTOR/PORTFOLIO MANAGER - US EQUITIES | NA | Control |
| WALCZAK, EDWIN, DAVID | I | MANAGING DIRECTOR - PORTFOLIO MANAGER - US EQUITIES | NA | Control |
| WALCZAK, EDWIN, DAVID | I | MANAGING DIRECTOR - DEPUTY PORTFOLIO MANAGER - US EQUITIES | NA | Control |
| WALCZAK, EDWIN, DAVID | I | MANAGING DIRECTOR - PORTFOLIO MANAGER - US EQUITIES | NA | Control |
| WALCZAK, EDWIN, DAVID | I | MANAGING DIRECTOR - DEPUTY PORTFOLIO MANAGER - US EQUITIES | NA | Control |
| WALCZAK, EDWIN, DAVID | I | MANAGING DIRECTOR - DEPUTY PORTFOLIO MANAGER - US EQUITIES | NA | Control |
| WALCZAK, EDWIN, DAVID | I | MANAGING DIRECTOR - DEPUTY PORTFOLIO MANAGER - US EQUITIES | NA | Control |
| WALCZAK, EDWIN, DAVID | I | MANAGING DIRECTOR - DEPUTY PORTFOLIO MANAGER - US EQUITIES | NA | Control |
| WALCZAK, EDWIN, DAVID | I | MANAGING DIRECTOR - DEPUTY PORTFOLIO MANAGER - US EQUITIES | NA | Control |
| WALCZAK, EDWIN, DAVID | I | MANAGING DIRECTOR - DEPUTY PORTFOLIO MANAGER - US EQUITIES | NA | Control |
| WITTWER, THOMAS, PETER | I | SENIOR VICE PRESIDENT | NA | |
| WITTWER, THOMAS, PETER | I | SENIOR VICE PRESIDENT | NA | |
| WITTWER, THOMAS, PETER | I | SENIOR VICE PRESIDENT | NA | |
| WITTWER, THOMAS, PETER | I | MANAGING DIRECTOR - SENIOR PORTFOLIO ADVISER | NA | |
| WITTWER, THOMAS, PETER | I | MANAGING DIRECTOR - SENIOR PORTFOLIO ADVISER | NA | |
| WITTWER, THOMAS, PETER | I | MANAGING DIRECTOR - SENIOR PORTFOLIO ADVISER | NA | |
| WITTWER, THOMAS, PETER | I | SENIOR VICE PRESIDENT | NA | |
| WITTWER, THOMAS, PETER | I | SENIOR VICE PRESIDENT | NA | |
| WITTWER, THOMAS, PETER | I | SENIOR VICE PRESIDENT | NA | |
| WITTWER, THOMAS, PETER | I | SENIOR VICE PRESIDENT | NA | |
| WITTWER, THOMAS, PETER | I | SENIOR VICE PRESIDENT | NA | |
| WITTWER, THOMAS, PETER | I | SENIOR VICE PRESIDENT-HEAD OF GLOBAL SALES AND CLIENT SERVICES/MANAGING DIRECTOR | NA | |
| WITTWER, THOMAS, PETER | I | SENIOR VICE PRESIDENT | NA | |
| WITTWER, THOMAS, PETER | I | SENIOR VICE PRESIDENT | NA | |
| WITTWER, THOMAS, PETER | I | MANAGING DIRECTOR - SENIOR PORTFOLIO ADVISER | NA | Control |
| WITTWER, THOMAS, PETER | I | MANAGING DIRECTOR - SENIOR PORTFOLIO ADVISER | NA | Control |
| WITTWER, THOMAS, PETER | I | MANAGING DIRECTOR - SENIOR PORTFOLIO ADVISER | NA | Control |
| WITTWER, THOMAS, PETER | I | MANAGING DIRECTOR - SENIOR PORTFOLIO ADVISER | NA | Control |
| WITTWER, THOMAS, PETER | I | MANAGING DIRECTOR - SENIOR PORTFOLIO ADVISER | NA | |
| WITTWER, THOMAS, PETER | I | MANAGING DIRECTOR - SENIOR PORTFOLIO ADVISER | NA | Control |
| WITTWER, THOMAS, PETER | I | MANAGING DIRECTOR - SENIOR PORTFOLIO ADVISER | NA | Control |
| WITTWER, THOMAS, PETER | I | MANAGING DIRECTOR - SENIOR PORTFOLIO ADVISER | NA | Control |
| WITTWER, THOMAS, PETER | I | MANAGING DIRECTOR - SENIOR PORTFOLIO ADVISER | NA | Control |
| WITTWER, THOMAS, PETER | I | MANAGING DIRECTOR - SENIOR PORTFOLIO ADVISER | NA | Control |
| WITTWER, THOMAS, PETER | I | MANAGING DIRECTOR - SENIOR PORTFOLIO ADVISER | NA | Control |
| WITTWER, THOMAS, PETER | I | MANAGING DIRECTOR - SENIOR PORTFOLIO ADVISER | NA | Control |
| WITTWER, THOMAS, PETER | I | MANAGING DIRECTOR - SENIOR PORTFOLIO ADVISER | NA | Control |
| WITTWER, THOMAS, PETER | I | CEO - PRESIDENT - MANAGING DIRECTOR | NA | Control |
| WITTWER, THOMAS, PETER | I | CEO - PRESIDENT - MANAGING DIRECTOR | NA | Control |
| WITTWER, THOMAS, PETER | I | CEO - PRESIDENT - MANAGING DIRECTOR | NA | Control |
| WITTWER, THOMAS, PETER | I | CEO - PRESIDENT - MANAGING DIRECTOR | NA | Control |
| WITTWER, THOMAS, PETER | I | CEO - PRESIDENT - MANAGING DIRECTOR | NA | Control |
| WITTWER, THOMAS, PETER | I | CEO - PRESIDENT - MANAGING DIRECTOR | NA | Control |
| WITTWER, THOMAS, PETER | I | CEO - PRESIDENT - MANAGING DIRECTOR | NA | Control |
| WITTWER, THOMAS, PETER | I | CEO - PRESIDENT - MANAGING DIRECTOR | NA | Control |
| WITTWER, THOMAS, PETER | I | CEO - PRESIDENT - MANAGING DIRECTOR | NA | Control |
| WITTWER, THOMAS, PETER | I | CEO - PRESIDENT - MANAGING DIRECTOR | NA | Control |
| WITTWER, THOMAS, PETER | I | CEO - PRESIDENT - MANAGING DIRECTOR | NA | Control |
| WITTWER, THOMAS, PETER | I | CEO - PRESIDENT - MANAGING DIRECTOR | NA | Control |
| WITTWER, THOMAS, PETER | I | CEO - PRESIDENT - MANAGING DIRECTOR | NA | Control |
| WITTWER, THOMAS, PETER | I | CEO - PRESIDENT - MANAGING DIRECTOR | NA | Control |
| WITTWER, THOMAS, PETER | I | CEO - PRESIDENT - MANAGING DIRECTOR | NA | Control |
| WITTWER, THOMAS, PETER | I | CEO - PRESIDENT - MANAGING DIRECTOR | NA | Control |
| WITTWER, THOMAS, PETER | I | CEO - PRESIDENT - MANAGING DIRECTOR | NA | Control |
| WITTWER, THOMAS, PETER | I | CEO - PRESIDENT - MANAGING DIRECTOR | NA | Control |
| WITTWER, THOMAS, PETER | I | CEO - PRESIDENT - MANAGING DIRECTOR | NA | Control |
| ZHANG, JIN | I | SENIOR RESEARCH ANALYST | NA | Control |
| ZHANG, JIN | I | SENIOR RESEARCH ANALYST | NA | Control |
| ZHANG, JIN | I | SENIOR RESEARCH ANALYST | NA | Control |
| ZHANG, JIN | I | SENIOR RESEARCH ANALYST | NA | Control |
| ZHANG, JIN | I | SENIOR RESEARCH ANALYST | NA | Control |
| ZHANG, JIN | I | SENIOR RESEARCH ANALYST | NA | Control |
| ZHANG, JIN | I | SENIOR RESEARCH ANALYST | NA | Control |
| ZHANG, JIN | I | SENIOR RESEARCH ANALYST | NA | Control |
| ZHANG, JIN | I | SENIOR RESEARCH ANALYST | NA | Control |
| ZHANG, JIN | I | DIRECTOR - SENIOR RESEARCH ANALYST | NA | Control |
| ZHANG, JIN | I | DIRECTOR - SENIOR RESEARCH ANALYST | NA | Control |
| ZHANG, JIN | I | DIRECTOR - SENIOR RESEARCH ANALYST | NA | Control |
| ZHANG, JIN | I | SENIOR RESEARCH ANALYST | NA | Control |
| ZHANG, JIN | I | SENIOR RESEARCH ANALYST | NA | Control |
| ZHANG, JIN | I | SENIOR RESEARCH ANALYST | NA | Control |
| von Reiche, Hans-Christoph | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| von Reiche, Hans-Christoph | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| von Reiche, Hans-Christoph | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| von Reiche, Hans-Christoph | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
| VONTOBEL HOLDING AG | FE | SOLE SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| VONTOBEL, HANSDIETER | I | VONTOBEL HOLDING AG | C | |
| VONTOBEL, HANSDIETER | I | VONTOBEL HOLDING AG | C | |
| VONTOBEL, HANSDIETER | I | VONTOBEL HOLDING AG | C |
Registrations
Federal
IA
Sep 29, 2025 REGISTERED
Notice Filings (49)
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Address
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United States
Phone: 212-804-9300