KIT COLE INVESTMENT ADVISORY SERVICES
CRD #105018 SEC #801-23293 SAN RAFAEL, CA 415-457-9000
SEC Registered
Total AUM
$55.8M
Discretionary
$55.8M
Employees
10
Clients
51
Accounts
141
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 22, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COLE, KIT, MARGOSSIAN | I | DIRECTOR/SHAREHOLDER | NA | Control |
| COLE, KIT, MARGOSSIAN | I | DIRECTOR/SHAREHOLDER | NA | Control |
| COLE, KIT, MARGOSSIAN | I | DIRECTOR/SHAREHOLDER | NA | Control |
| COLE, KIT, MARGOSSIAN | I | DIRECTOR/SHAREHOLDER | NA | Control |
| COLE, KIT, MARGOSSIAN | I | DIRECTOR/SHAREHOLDER | NA | Control |
| KIT M COLE IRREVOCABLE TRUST FBO MARTINO PETRINI | DE | TRUST | NA | |
| KIT M COLE IRREVOCABLE TRUST FBO MARTINO PETRINI | DE | TRUST | NA | |
| KIT M COLE IRREVOCABLE TRUST FBO MARTINO PETRINI | DE | TRUST | NA | |
| KIT M COLE IRREVOCABLE TRUST FBO MARTINO PETRINI | DE | TRUST | NA | |
| KIT M COLE IRREVOCABLE TRUST FBO TIANA PETRINI | DE | TRUST | NA | |
| KIT M COLE IRREVOCABLE TRUST FBO TIANA PETRINI | DE | TRUST | NA | |
| KIT M COLE IRREVOCABLE TRUST FBO TIANA PETRINI | DE | TRUST | NA | |
| KIT M COLE IRREVOCABLE TRUST FBO TIANA PETRINI | DE | TRUST | NA | |
| KIT M COLE REVOCABLE FBO WILLIAM J DIXON | DE | TRUST | NA | |
| KIT M COLE REVOCABLE FBO WILLIAM J DIXON | DE | TRUST | NA | |
| KIT M COLE REVOCABLE FBO WILLIAM J DIXON | DE | TRUST | NA | |
| KIT M COLE REVOCABLE FBO WILLIAM J DIXON | DE | TRUST | NA | |
| KIT M COLE REVOCABLE TRUST FBO DANIEL DIXON | DE | TRUST | NA | |
| KIT M COLE REVOCABLE TRUST FBO DANIEL DIXON | DE | TRUST | NA | |
| KIT M COLE REVOCABLE TRUST FBO DANIEL DIXON | DE | TRUST | NA | |
| KIT M COLE REVOCABLE TRUST FBO DANIEL DIXON | DE | TRUST | NA | |
| KIT M. COLE IRREVOCABLE TRUST FBO DOMINIC PETRINI | DE | TRUST | NA | |
| KIT M. COLE IRREVOCABLE TRUST FBO DOMINIC PETRINI | DE | TRUST | NA | |
| KIT M. COLE IRREVOCABLE TRUST FBO DOMINIC PETRINI | DE | TRUST | NA | |
| KIT M. COLE IRREVOCABLE TRUST FBO DOMINIC PETRINI | DE | TRUST | NA | |
| TAPPAN, JAMSON, LISA | I | SHAREHOLDER | NA | |
| TAPPAN, JAMSON, LISA | I | SHAREHOLDER | NA | |
| TAPPAN, JAMSON, LISA | I | SHAREHOLDER | NA | |
| TAPPAN, JAMSON, LISA | I | SHAREHOLDER | NA | |
| TAPPAN, JAMSON, LISA | I | SHAREHOLDER | NA | |
| KIT COLE FAMILY TRUST, KIT COLE TRUSTEE | DE | SHAREHOLDER | E | Control |
| KIT COLE FAMILY TRUST, KIT COLE TRUSTEE | DE | SHAREHOLDER | E | Control |
| KIT COLE FAMILY TRUST, KIT COLE TRUSTEE | DE | SHAREHOLDER | E | Control |
| KIT COLE FAMILY TRUST, KIT COLE TRUSTEE | DE | SHAREHOLDER | E | Control |
| KIT COLE FAMILY TRUST, KIT COLE TRUSTEE | DE | SHAREHOLDER | E | Control |
| PETRINI, KIMBERLY, ALYSON | I | DIRECTOR/SHAREHOLDER | A | Control |
| PETRINI, KIMBERLY, ALYSON | I | DIRECTOR/SHAREHOLDER | A | Control |
| PETRINI, KIMBERLY, ALYSON | I | DIRECTOR/SHAREHOLDER | A | Control |
| PETRINI, KIMBERLY, ALYSON | I | DIRECTOR/SHAREHOLDER | A | Control |
| PETRINI, KIMBERLY, ALYSON | I | DIRECTOR/SHAREHOLDER | A | Control |
| TAPPAN, WILLIAM, JEFFERY | I | DIRECTOR/SHAREHOLDER | A | Control |
| TAPPAN, WILLIAM, JEFFERY | I | DIRECTOR/SHAREHOLDER | A | Control |
| TAPPAN, WILLIAM, JEFFERY | I | DIRECTOR/SHAREHOLDER | A | Control |
| TAPPAN, WILLIAM, JEFFERY | I | DIRECTOR/SHAREHOLDER | A | Control |
| TAPPAN, WILLIAM, JEFFERY | I | DIRECTOR/SHAREHOLDER | A | Control |
Registrations
Federal
IA
Mar 22, 2002 REGISTERED
Notice Filings (2)
CA NV
Address
851 IRWIN ST, STE 301SAN RAFAEL, CA 94901
USA
Phone: 415-457-9000