FOCUS FINANCIAL ADVISORS, INC.
CRD #105038 SEC #801-30209 ROCKFORD, IL 815-633-8844
SEC Registered
Total AUM
$99.7M
Discretionary
$99.7M
Employees
3
Clients
51
Accounts
393
Firm Details
- Organization Type
- Corporation
- State of Formation
- Illinois
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 23, 2018
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALDRICH, JON, L | I | PRINCIPAL | NA | |
| ALDRICH, JON, L | I | PRINCIPAL | NA | |
| ALDRICH, JON, L | I | PRINCIPAL | NA | |
| ALDRICH, JON, L | I | PRINCIPAL | NA | |
| ALDRICH, JON, L | I | PRINCIPAL | NA | |
| ALDRICH, JON, L | I | PRINCIPAL | NA | |
| ALDRICH, JON, L | I | PRINCIPAL | NA | |
| ALDRICH, JON, L | I | PRINCIPAL | NA | |
| ALDRICH, JON, L | I | PRINCIPAL | NA | |
| ALDRICH, JON, L | I | PRINCIPAL | NA | |
| ALDRICH, JON, L | I | PRINCIPAL | NA | |
| ALDRICH, JON, L | I | PRINCIPAL | NA | |
| ALDRICH, JON, L | I | PRINCIPAL | NA | |
| ALDRICH, JON, L | I | PRINCIPAL | NA | |
| BRINKMAN, BRUCE, E | I | VICE PRESIDENT | NA | |
| LAWRENZ, ROBERT, W. | I | CHAIRMAN, DIRECTOR | NA | |
| LAWRENZ, ROBERT, W. | I | CHAIRMAN, DIRECTOR | NA | |
| LAWRENZ, ROBERT, W. | I | CHAIRMAN, DIRECTOR | NA | |
| LAWRENZ, ROBERT, W. | I | CHAIRMAN, DIRECTOR | NA | |
| SCHUMACHER, JOALLEN, M | I | MARKETING DIRECTOR | NA | |
| SCHUMACHER, JOALLEN, M | I | MARKETING DIRECTOR | NA | |
| SCHUMACHER, JOALLEN, M | I | MARKETING DIRECTOR | NA | |
| THIENEMANN, ROLF, ARTHUR | I | FINANCIAL ADVISOR | NA | |
| THIENEMANN, ROLF, ARTHUR | I | FINANCIAL ADVISOR | NA | |
| WHITMAN, MARTHA, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITMAN, MARTHA, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITMAN, MARTHA, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITMAN, MARTHA, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITMAN, MARTHA, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITMAN, MARTHA, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITMAN, MARTHA, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITMAN, MARTHA, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITMAN, MARTHA, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITMAN, MARTHA, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITMAN, MARTHA, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITMAN, MARTHA, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITMAN, MARTHA, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITMAN, MARTHA, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| FREDERICK E. RAFFETY TRUST DATED 9/25/2000 | DE | OWNER | E | Control |
| FREDERICK E. RAFFETY TRUST DATED 9/25/2000 | DE | OWNER | E | Control |
| FREDERICK E. RAFFETY TRUST DATED 9/25/2000 | DE | OWNER | E | Control |
| FREDERICK E. RAFFETY TRUST DATED 9/25/2000 | DE | OWNER | E | Control |
| FREDERICK E. RAFFETY TRUST DATED 9/25/2000 | DE | OWNER | E | Control |
| RAFFETY, FREDERICK, E. | I | PRESIDENT, DIRECTOR, OWNER | E | Control |
| RAFFETY, FREDERICK, E. | I | PRESIDENT, DIRECTOR, OWNER | E | Control |
| RAFFETY, FREDERICK, E. | I | PRESIDENT, DIRECTOR, OWNER | E | Control |
| RAFFETY, FREDERICK, E. | I | PRESIDENT, DIRECTOR | E | Control |
| RAFFETY, FREDERICK, E. | I | PRESIDENT, DIRECTOR | E | Control |
| RAFFETY, FREDERICK, E. | I | PRESIDENT, DIRECTOR, OWNER | E | Control |
| RAFFETY, FREDERICK, E. | I | PRESIDENT, DIRECTOR | E | Control |
| RAFFETY, FREDERICK, E. | I | PRESIDENT, DIRECTOR, OWNER | E | Control |
| RAFFETY, FREDERICK, E. | I | PRESIDENT, DIRECTOR, OWNER | E | Control |
| RAFFETY, FREDERICK, E. | I | PRESIDENT, DIRECTOR, OWNER | E | Control |
| RAFFETY, FREDERICK, E. | I | PRESIDENT, DIRECTOR, OWNER | E | Control |
| RAFFETY, FREDERICK, E. | I | PRESIDENT, DIRECTOR, OWNER | E | Control |
| Raffety, Judith, H | I | TRUSTEE | E | Control |
| LAWRENZ, ROBERT, WILLIAM | I | CHAIRMAN, DIRECTOR, OWNER | D | Control |
| LAWRENZ, ROBERT, W. | I | CHAIRMAN, DIRECTOR, OWNER | C | Control |
| LAWRENZ, ROBERT, W. | I | CHAIRMAN, DIRECTOR, OWNER | C | Control |
| LAWRENZ, ROBERT, W. | I | CHAIRMAN, DIRECTOR, OWNER | C | Control |
| RAFFETY, FREDERICK, E. | I | PRESIDENT, DIRECTOR | C | Control |
Registrations
Federal
IA
Mar 23, 2018 REGISTERED
Notice Filings (5)
FL IL LA MN TX
Address
6870 ROTE ROADSUITE 101
ROCKFORD, IL 61107-2690
United States
Phone: 815-633-8844