BAUM GEORGE K MERCHANT BANC LLC
CRD #105040 SEC #801-50556 KANSAS CITY, MO 816-474-1100
SEC Registered
Total AUM
$126.5M
Discretionary
$126.5M
Employees
10
Clients
0
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- OCTOBER
- Registration Date
- --
- Latest Filing
- Sep 7, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAUM, GEORGE, KENNETH | I | MANAGING DIRECTOR | NA | Control |
| BAUM, GEORGE, KENNETH | I | MANAGING DIRECTOR | NA | Control |
| BAUM, GEORGE, KENNETH | I | MANAGING DIRECTOR | NA | Control |
| BAUM, GEORGE, KENNETH | I | MANAGING DIRECTOR | NA | Control |
| BAUM, JONATHAN, EDWARD | I | MANAGING DIRECTOR | NA | Control |
| BAUM, JONATHAN, EDWARD | I | MANAGING DIRECTOR | NA | Control |
| BAUM, JONATHAN, EDWARD | I | MANAGING DIRECTOR | NA | Control |
| BAUM, JONATHAN, EDWARD | I | MANAGING DIRECTOR | NA | Control |
| THOMAS, WILLIAM, DRUE | I | SENIOR MANAGING DIRECTOR | NA | Control |
| THOMAS, WILLIAM, DRUE | I | SENIOR MANAGING DIRECTOR | NA | Control |
| THOMAS, WILLIAM, DRUE | I | SENIOR MANAGING DIRECTOR | NA | Control |
| THOMAS, WILLIAM, DRUE | I | SENIOR MANAGING DIRECTOR | NA | Control |
| ZURLIENE, DONALD, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | |
| ZURLIENE, DONALD, HENRY | I | CHIEF COMPLIANCE OFFICER | NA | |
| GEORGE K. BAUM GROUP, INC. | DE | OWNER | D | Control |
| GEORGE K. BAUM GROUP, INC. | DE | OWNER | D | Control |
| GEORGE K. BAUM GROUP, INC. | DE | OWNER | D | Control |
| GEORGE K. BAUM GROUP, INC. | DE | OWNER | D | Control |
| GEORGE K. BAUM HOLDINGS, INC. | DE | OWNER | D | Control |
| GEORGE K. BAUM HOLDINGS, INC. | DE | OWNER | D | Control |
| GEORGE K. BAUM HOLDINGS, INC. | DE | OWNER | D | Control |
| GEORGE K. BAUM HOLDINGS, INC. | DE | OWNER | D | Control |
Registrations
Federal
IA
Sep 7, 2005 REGISTERED
Notice Filings (1)
MO
Address
4801 MAIN STREETSUITE 540
KANSAS CITY, MO 64112
USA
Phone: 816-474-1100