RIA Intelligence

COMPASS ADVISORS INC

CRD #105041 SEC #801-33937 SAN DIEGO, CA 858-487-7526
SEC Registered
Total AUM
$67.4M
Discretionary
$62.8M
Employees
--
Clients
26
Accounts
105

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Apr 1, 2002
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
GELLMAN, ROBERT, CHARLESICHIEF OPERATING OFFICERNA Control
GELLMAN, ROBERT, CHARLESICHIEF OPERATING OFFICERNA Control
NATION SMITH HERMES DIAMONDDEOWNERE Control
NATION SMITH HERMES DIAMONDDEOWNERE Control
NATION SMITH HERMES DIAMONDDEOWNERE Control
NATION SMITH HERMES DIAMONDDEOWNERE Control
GELLMAN, ROBERT, CHARLESIOWNERB

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
NATION, PAUL, EDWARDINATION SMITH HERMES DIAMONDC Control
NATION, PAUL, EDWARDINATION SMITH HERMES DIAMONDC Control
NATION, PAUL, EDWARDINATION SMITH HERMES DIAMONDC Control
NATION, PAUL, EDWARDINATION SMITH HERMES DIAMONDC Control
SMITH, GREGORY, MILAMINATION SMITH HERMES DIAMONDC Control
SMITH, GREGORY, MILAMINATION SMITH HERMES DIAMONDC Control
SMITH, GREGORY, MILAMINATION SMITH HERMES DIAMONDC Control
SMITH, GREGORY, MILAMINATION SMITH HERMES DIAMONDC Control

Registrations

Federal

IA
Apr 1, 2002 REGISTERED

Notice Filings (1)

CA

Address

17085 VIA DEL CAMPO RD
SAN DIEGO, CA 92127-1711
USA
Phone: 858-487-7526