ICM ASSET MANAGEMENT INC
CRD #105046 SEC #801-16670 SPOKANE, WA 509-455-3588
SEC Registered
Total AUM
$156.5M
Discretionary
$156.5M
Employees
4
Clients
0
Accounts
126
Firm Details
- Organization Type
- Corporation
- State of Formation
- Washington
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 25, 2021
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ATKISON, MICHAEL, SCOTT | I | SENIOR VICE PRESIDENT, DIRECTOR, CFO | NA | Control |
| ATKISON, MICHAEL, SCOTT | I | SENIOR VICE PRESIDENT, DIRECTOR, CFO | NA | Control |
| ATKISON, MICHAEL, SCOTT | I | SENIOR VICE PRESIDENT, DIRECTOR, CFO | NA | Control |
| BABINEAU, FRANCIS, JAY | I | SENIOR VICE PRESIDENT, DIRECTOR, COO | NA | Control |
| BABINEAU, FRANCIS, JAY | I | SENIOR VICE PRESIDENT, DIRECTOR, COO | NA | Control |
| BABINEAU, FRANCIS, JAY | I | SENIOR VICE PRESIDENT, DIRECTOR, COO | NA | Control |
| BUTTERFIELD, DALE, OWEN | I | SR. VICE-PRESIDENT, CORPORATE TREASURER | NA | Control |
| BUTTERFIELD, DALE, OWEN | I | SR. VICE-PRESIDENT, CORPORATE TREASURER | NA | Control |
| BUTTERFIELD, DALE, OWEN | I | SR. VICE-PRESIDENT, CORPORATE TREASURER | NA | Control |
| BUTTERFIELD, DALE, OWEN | I | COO, SR. VICE-PRESIDENT, CORPORATE TREASURER | NA | Control |
| CHERVENAK, TIMOTHY, ROBERT | I | PRESIDENT, COO | NA | Control |
| CHERVENAK, TIMOTHY, ROBERT | I | PRESIDENT, COO | NA | Control |
| CHERVENAK, TIMOTHY, ROBERT | I | PRESIDENT, COO | NA | Control |
| CHERVENAK, TIMOTHY, ROBERT | I | PRESIDENT, COO | NA | Control |
| CHERVENAK, TIMOTHY, ROBERT | I | PRESIDENT, COO | NA | Control |
| CHERVENAK, TIMOTHY, ROBERT | I | PRESIDENT, COO | NA | Control |
| HAHNERT, DIANE, ELIZABETH | I | CCO, VICE PRESIDENT | NA | |
| HAHNERT, DIANE, ELIZABETH | I | CCO | NA | |
| HAHNERT, DIANE, ELIZABETH | I | CCO | NA | |
| HAHNERT, DIANE, ELIZABETH | I | CCO | NA | |
| HAHNERT, DIANE, ELIZABETH | I | CCO | NA | |
| HAHNERT, DIANE, ELIZABETH | I | CCO | NA | |
| HAHNERT, DIANE, ELIZABETH | I | CCO | NA | |
| HAHNERT, DIANE, ELIZABETH | I | CCO | NA | |
| HOUSE, LISA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOUSE, LISA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOUSE, LISA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOUSE, LISA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOUSE, LISA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOUSE, LISA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOUSE, LISA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOUSE, LISA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOUSE, LISA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOUSE, LISA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOUSE, LISA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOUSE, LISA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOUSE, LISA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOUSE, LISA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOUSE, LISA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOUSE, LISA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAW, ROBERT, JAMES | I | GENERAL COUNSEL, EXECUTIVE VICE-PRESIDENT, CORPORATE SECRETARY, DIRECTOR | NA | Control |
| LAW, ROBERT, JAMES | I | GENERAL COUNSEL, EXECUTIVE VICE-PRESIDENT, CORPORATE SECRETARY, DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| LAW, ROBERT, JAMES | I | GENERAL COUNSEL, EXECUTIVE VICE-PRESIDENT, CORPORATE SECRETARY, DIRECTOR | NA | Control |
| LAW, ROBERT, JAMES | I | GENERAL COUNSEL, EXECUTIVE VICE-PRESIDENT, CORPORATE SECRETARY, DIRECTOR | NA | Control |
| LAW, ROBERT, JAMES | I | GENERAL COUNSEL, EXECUTIVE VICE-PRESIDENT, CORPORATE SECRETARY, DIRECTOR | NA | Control |
| LAW, ROBERT, JAMES | I | GENERAL COUNSEL, SR. VICE-PRESIDENT, CORPORATE SECRETARY, DIRECTOR | NA | Control |
| LAW, ROBERT, JAMES | I | GENERAL COUNSEL, SR. VICE-PRESIDENT, CORPORATE SECRETARY, DIRECTOR | NA | Control |
| LAW, ROBERT, JAMES | I | GENERAL COUNSEL, EXECUTIVE VICE-PRESIDENT, CORPORATE SECRETARY, DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| LAW, ROBERT, JAMES | I | GENERAL COUNSEL, SR. VICE-PRESIDENT, CORPORATE SECRETARY, DIRECTOR | NA | Control |
| LAW, ROBERT, JAMES | I | GENERAL COUNSEL, EXECUTIVE VICE-PRESIDENT, CORPORATE SECRETARY, DIRECTOR | NA | Control |
| LAW, ROBERT, JAMES | I | GENERAL COUNSEL, EXECUTIVE VICE-PRESIDENT, CORPORATE SECRETARY, DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| LAW, ROBERT, JAMES | I | GENERAL COUNSEL, CCO, SR. VICE-PRESIDENT, CORPORATE SECRETARY | NA | Control |
| STOLTZ, APRIL, JANETT | I | CFO, VICE PRESIDENT, CORPORATE TREASURER | NA | |
| STOLTZ, APRIL, JANETT | I | CFO, VICE PRESIDENT, CORPORATE TREASURER | NA | |
| STOLTZ, APRIL, JANETT | I | CFO, VICE PRESIDENT, CORPORATE TREASURER | NA | |
| STOLTZ, APRIL, JANETT | I | CFO, VICE PRESIDENT, CORPORATE TREASURER | NA | |
| STOLTZ, APRIL, JANETT | I | CFO, VICE PRESIDENT, CORPORATE TREASURER | NA | |
| STOLTZ, APRIL, JANETT | I | CFO, VICE PRESIDENT, CORPORATE TREASURER | NA | |
| STOLTZ, APRIL, JANETT | I | CFO, VICE PRESIDENT, CORPORATE TREASURER | NA | |
| STOLTZ, APRIL, JANETT | I | CFO, VICE PRESIDENT, CORPORATE TREASURER | NA | |
| STOLTZ, APRIL, JANETT | I | CFO, VICE PRESIDENT, CORPORATE TREASURER | NA | |
| SIMMONS, JAMES, MARVIN | I | PRESIDENT,CIO,DIRECTOR | E | Control |
| SIMMONS, JAMES, MARVIN | I | CEO,CIO,DIRECTOR | D | Control |
| SIMMONS, JAMES, MARVIN | I | CEO,CIO,DIRECTOR | D | Control |
| SIMMONS, JAMES, MARVIN | I | CEO,CIO,DIRECTOR | D | Control |
| SIMMONS, JAMES, MARVIN | I | CEO,CIO,DIRECTOR | D | Control |
| SIMMONS, JAMES, MARVIN | I | CEO,CIO,DIRECTOR | D | Control |
| SIMMONS, JAMES, MARVIN | I | CEO,CIO,DIRECTOR | D | Control |
| SIMMONS, JAMES, MARVIN | I | PRESIDENT,CIO,DIRECTOR | D | Control |
| SIMMONS, JAMES, MARVIN | I | PRESIDENT,CIO,DIRECTOR | D | Control |
| SIMMONS, JAMES, MARVIN | I | CEO,CIO,DIRECTOR | D | Control |
| SIMMONS, JAMES, MARVIN | I | PRESIDENT,CIO,DIRECTOR | D | Control |
| SIMMONS, JAMES, MARVIN | I | CEO,CIO,DIRECTOR | D | Control |
| SIMMONS, JAMES, MARVIN | I | CEO,CIO,DIRECTOR | D | Control |
| SIMMONS, JAMES, MARVIN | I | CEO,CIO,DIRECTOR | D | Control |
| SIMMONS, JAMES, MARVIN | I | CEO,CIO,DIRECTOR | D | Control |
| SIMMONS, JAMES, MARVIN | I | CEO,CIO,DIRECTOR | D | Control |
| SIMMONS, JAMES, MARVIN | I | CEO,CIO,DIRECTOR | D | Control |
| SIMMONS, JAMES, MARVIN | I | CEO,CIO,DIRECTOR | D | Control |
| SIMMONS, JAMES, MARVIN | I | CEO,CIO,DIRECTOR | D | Control |
| SIMMONS, JAMES, MARVIN | I | CEO,CIO,DIRECTOR | D | Control |
| SIMMONS, JAMES, MARVIN | I | CEO,CIO,DIRECTOR | D | Control |
| SIMMONS, JAMES, MARVIN | I | CEO,CIO,DIRECTOR | D | Control |
| SIMMONS, JAMES, MARVIN | I | CEO,CIO,DIRECTOR | D | Control |
| SIMMONS, JAMES, MARVIN | I | CEO,CIO,DIRECTOR | D | Control |
| SIMMONS, JAMES, MARVIN | I | CEO,CIO,DIRECTOR | D | Control |
| SIMMONS, JAMES, MARVIN | I | CEO,CIO,DIRECTOR | D | Control |
| SIMMONS, JAMES, MARVIN | I | CEO,CIO,DIRECTOR | D | Control |
| SIMMONS, JAMES, MARVIN | I | CEO,CIO,DIRECTOR | D | Control |
| CHASE, PETER, JOSEPH | I | COO | B | Control |
| CHASE, PETER, JOSEPH | I | COO | B | Control |
| SIMMONS, VICKI, LYNN | I | DIRECTOR | B | Control |
| SIMMONS, VICKI, LYNN | I | DIRECTOR | B | Control |
| SIMMONS, VICKI, LYNN | I | DIRECTOR | B | Control |
| SIMMONS, VICKI, LYNN | I | DIRECTOR | B | Control |
| SIMMONS, VICKI, LYNN | I | DIRECTOR | B | Control |
| SIMMONS, VICKI, LYNN | I | DIRECTOR | B | Control |
| SIMMONS, VICKI, LYNN | I | DIRECTOR | B | Control |
| SIMMONS, VICKI, LYNN | I | DIRECTOR | B | Control |
| SIMMONS, VICKI, LYNN | I | DIRECTOR | B | Control |
| SIMMONS, VICKI, LYNN | I | DIRECTOR | B | Control |
| SIMMONS, VICKI, LYNN | I | DIRECTOR | B | Control |
| SIMMONS, VICKI, LYNN | I | DIRECTOR | B | Control |
| SIMMONS, VICKI, LYNN | I | DIRECTOR | B | Control |
| SIMMONS, VICKI, LYNN | I | DIRECTOR | B | Control |
| SIMMONS, VICKI, LYNN | I | DIRECTOR | B | Control |
| SIMMONS, VICKI, LYNN | I | DIRECTOR | B | Control |
| SIMMONS, VICKI, LYNN | I | DIRECTOR | B | Control |
| SIMMONS, VICKI, LYNN | I | DIRECTOR | B | Control |
| SIMMONS, VICKI, LYNN | I | DIRECTOR | B | Control |
| SIMMONS, VICKI, LYNN | I | DIRECTOR | B | Control |
| SIMMONS, VICKI, LYNN | I | DIRECTOR | B | Control |
| SIMMONS, VICKI, LYNN | I | DIRECTOR | B | Control |
| SIMMONS, VICKI, LYNN | I | DIRECTOR | B | Control |
| SIMMONS, VICKI, LYNN | I | DIRECTOR | B | Control |
| SIMMONS, VICKI, LYNN | I | DIRECTOR | B | Control |
| SIMMONS, VICKI, LYNN | I | DIRECTOR | B | Control |
| SIMMONS, VICKI, LYNN | I | DIRECTOR | B | Control |
| CATHCART, BRIAN, JOSEPH | I | VICE-PRESIDENT MARKETING | A | |
| CATHCART, BRIAN, JOSEPH | I | VICE-PRESIDENT MARKETING | A | |
| CATHCART, BRIAN, JOSEPH | I | VICE-PRESIDENT MARKETING | A | |
| CATHCART, BRIAN, JOSEPH | I | VICE-PRESIDENT MARKETING | A | |
| NEFF, STEVEN, KING | I | SR. VICE-PRESIDENT | A | |
| NEFF, STEVEN, KING | I | SR. VICE-PRESIDENT | A | |
| NEFF, STEVEN, KING | I | SR. VICE-PRESIDENT | A | |
| NEFF, STEVEN, KING | I | SR. VICE-PRESIDENT,DIRECTOR OF MARKETING | A | Control |
Registrations
Federal
IA
Feb 25, 2021 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
601 WEST MAIN AVENUE, SUITE 900SPOKANE, WA 99201-0613
United States
Phone: 509-455-3588