RIA Intelligence

STACEY BRAUN ASSOCIATES INC

CRD #105056 SEC #801-10933 NEW YORK, NY 212-226-7707
SEC Registered
Total AUM
$4.8B
Discretionary
$4.8B
Employees
17
Clients
--
Accounts
1,094

Firm Details

Organization Type
Corporation
State of Formation
New York
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 19, 2025
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
FUCHS, JOHN, JOSEPHIEXECUTIVE VICE PRESIDENTNA
FUCHS, JOHN, JOSEPHIEXECUTIVE VICE PRESIDENTNA
GUREVICH, RITAIVICE PRESIDENT/CHIEF COMPLIANCE OFFICERNA
GUREVICH, RITAIVICE PRESIDENT/CHIEF COMPLIANCE OFFICERNA
GUREVICH, RITAIVICE PRESIDENT/CHIEF COMPLIANCE OFFICERNA
GUREVICH, RITAIVICE PRESIDENTNA
GUREVICH, RITAIVICE PRESIDENT/CHIEF COMPLIANCE OFFICERNA
GUREVICH, RITAIVICE PRESIDENTNA
GUREVICH, RITAIVICE PRESIDENT/CHIEF COMPLIANCE OFFICERNA
GUREVICH, RITAIVICE PRESIDENT/CHIEF COMPLIANCE OFFICERNA
GUREVICH, RITAIVICE PRESIDENT/CHIEF COMPLIANCE OFFICERNA
GUREVICH, RITAIVICE PRESIDENT/CHIEF COMPLIANCE OFFICERNA
GUREVICH, RITAIVICE PRESIDENT/CHIEF COMPLIANCE OFFICERNA
GUREVICH, RITAIVICE PRESIDENT/CHIEF COMPLIANCE OFFICERNA
GUREVICH, RITAIVICE PRESIDENT/CHIEF COMPLIANCE OFFICERNA
GUREVICH, RITAIVICE PRESIDENT/CHIEF COMPLIANCE OFFICERNA
GUREVICH, RITAIVICE PRESIDENT/CHIEF COMPLIANCE OFFICERNA
GUREVICH, RITAIVICE PRESIDENT/CHIEF COMPLIANCE OFFICERNA
GUREVICH, RITAIVICE PRESIDENT/CHIEF COMPLIANCE OFFICERNA
GUREVICH, RITAIVICE PRESIDENT/CHIEF COMPLIANCE OFFICERNA
GUREVICH, RITAIVICE PRESIDENT/CHIEF COMPLIANCE OFFICERNA
GUREVICH, RITAIVICE PRESIDENT/CHIEF COMPLIANCE OFFICERNA
GUREVICH, RITAIVICE PRESIDENT/CHIEF COMPLIANCE OFFICERNA
GUREVICH, RITAIVICE PRESIDENT/CHIEF COMPLIANCE OFFICERNA
GUREVICH, RITAIVICE PRESIDENT/CHIEF COMPLIANCE OFFICERNA
GUREVICH, RITAISENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICERNA
GUREVICH, RITAISENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICERNA
NEWELL, MELBOURNE, ROUSTONIVICE PRESIDENTNA
NEWELL, MELBOURNE, ROUSTONIVICE PRESIDENTNA
NEWELL, MELBOURNE, ROUSTONIVICE PRESIDENTNA
NEWELL, MELBOURNE, ROUSTONIVICE PRESIDENTNA
NEWELL, MELBOURNE, ROUSTONIVICE PRESIDENTNA
NEWELL, MELBOURNE, ROUSTONIVICE PRESIDENTNA
SAN MARCO, RENEEIVICE PRESIDENTNA
SAN MARCO, RENEEIVICE PRESIDENTNA
SAN MARCO, RENEEIVICE PRESIDENTNA
SAN MARCO, RENEEIVICE PRESIDENTNA
SAN MARCO, RENEEIVICE PRESIDENTNA
SAN MARCO, RENEEIVICE PRESIDENTNA
SAN MARCO, RENEEIVICE PRESIDENTNA
SAN MARCO, RENEEIVICE PRESIDENTNA
SAN MARCO, RENEEIVICE PRESIDENTNA
SAN MARCO, RENEEIVICE PRESIDENTNA
SAN MARCO, RENEEIVICE PRESIDENTNA
WEXLER, DOUGLAS, HARRYIVICE PRESIDENTNA
WEXLER, DOUGLAS, HARRYIVICE PRESIDENTNA
WEXLER, DOUGLAS, HARRYIVICE PRESIDENTNA
WEXLER, DOUGLAS, HARRYIVICE PRESIDENTNA
WEXLER, PAUL, WILLIAMIVICE PRESIDENTNA
WEXLER, PAUL, WILLIAMIVICE PRESIDENTNA
WILLIS, PETER, BRUCEIEXECUTIVE VICE PRESIDENTNA
WILLIS, PETER, BRUCEIEXECUTIVE VICE PRESIDENTNA
WILLIS, PETER, BRUCEIEXECUTIVE VICE PRESIDENTNA
WILLIS, PETER, BRUCEISENIOR VICE PRESIDENTNA
Robinson Wexler, JuneICHAIRPERSON OF THE BOARDE Control
Robinson Wexler, JuneICHAIRPERSON OF THE BOARDE Control
Robinson Wexler, JuneICHAIRPERSON OF THE BOARDE Control
Robinson Wexler, JuneICHAIRPERSON OF THE BOARDE Control
WEXLER, ESTATE OF MARTIN, HOWARDIESTATE OF MARTIN H. WEXLERE
WEXLER, MARTIN, HOWARDIPRESIDENT/DIRECTORE Control
WEXLER, MARTIN, HOWARDIPRESIDENT/DIRECTORE Control
WEXLER, MARTIN, HOWARDIPRESIDENT/DIRECTORE Control
WEXLER, MARTIN, HOWARDIPRESIDENT/DIRECTORE Control
WEXLER, MARTIN, HOWARDIPRESIDENT/DIRECTORE Control
WEXLER, MARTIN, HOWARDIPRESIDENT/DIRECTORE Control
WEXLER, MARTIN, HOWARDIPRESIDENT/DIRECTORE Control
WEXLER, MARTIN, HOWARDIPRESIDENT/DIRECTORE Control
WEXLER, MARTIN, HOWARDIPRESIDENT/DIRECTORE Control
WEXLER, MARTIN, HOWARDIPRESIDENT/DIRECTORE Control
WEXLER, MARTIN, HOWARDIPRESIDENT/DIRECTORE Control
WEXLER, MARTIN, HOWARDIPRESIDENT/DIRECTORE Control
WEXLER, MARTIN, HOWARDIPRESIDENT/DIRECTORE Control
WEXLER, MARTIN, HOWARDIPRESIDENT/DIRECTORE Control
WEXLER, MARTIN, HOWARDIPRESIDENT/DIRECTORE Control
WEXLER, MARTIN, HOWARDIPRESIDENT/DIRECTORE Control
WEXLER, MARTIN, HOWARDIPRESIDENT/DIRECTORE Control
WEXLER, MARTIN, HOWARDICEO/DIRECTORE Control
WEXLER, MARTIN, HOWARDICEO/DIRECTORE Control
WEXLER, MARTIN, HOWARDICEO/DIRECTORE Control
WEXLER, DOUGLAS, HARRYIVICE PRESIDENTA
WEXLER, DOUGLAS, HARRYIVICE PRESIDENTA
WEXLER, DOUGLAS, HARRYIVICE PRESIDENTA
WEXLER, DOUGLAS, HARRYIVICE PRESIDENTA
WEXLER, DOUGLAS, HARRYIVICE PRESIDENTA
WEXLER, DOUGLAS, HARRYIVICE PRESIDENTA
WEXLER, DOUGLAS, HARRYIVICE PRESIDENTA
WEXLER, DOUGLAS, HARRYIVICE PRESIDENTA
WEXLER, DOUGLAS, HARRYIVICE PRESIDENTA
WEXLER, DOUGLAS, HARRYIVICE PRESIDENTA
WEXLER, DOUGLAS, HARRYIVICE PRESIDENTA
WEXLER, DOUGLAS, HARRYIVICE PRESIDENTA
WEXLER, DOUGLAS, HARRYIVICE PRESIDENTA
WEXLER, DOUGLAS, HARRYIVICE PRESIDENTA
WEXLER, DOUGLAS, HARRYIVICE PRESIDENTA
WEXLER, DOUGLAS, HARRYIVICE PRESIDENTA
WEXLER, DOUGLAS, HARRYIEXECUTIVE VICE PRESIDENTA Control
WEXLER, DOUGLAS, HARRYIEXECUTIVE VICE PRESIDENTA Control
WEXLER, DOUGLAS, HARRYIEXECUTIVE VICE PRESIDENTA Control
WEXLER, DOUGLAS, HARRYIEXECUTIVE VICE PRESIDENTA Control
WEXLER, DOUGLAS, HARRYIEXECUTIVE VICE PRESIDENTA Control
WEXLER, PAUL, WILLIAMIVICE PRESIDENTA
WEXLER, PAUL, WILLIAMIVICE PRESIDENTA
WEXLER, PAUL, WILLIAMIVICE PRESIDENTA
WEXLER, PAUL, WILLIAMIVICE PRESIDENTA
WEXLER, PAUL, WILLIAMIVICE PRESIDENTA
WEXLER, PAUL, WILLIAMIVICE PRESIDENTA
WEXLER, PAUL, WILLIAMIVICE PRESIDENTA
WEXLER, PAUL, WILLIAMIVICE PRESIDENTA
WEXLER, PAUL, WILLIAMIVICE PRESIDENTA
WEXLER, PAUL, WILLIAMIVICE PRESIDENTA
WEXLER, PAUL, WILLIAMIVICE PRESIDENTA
WEXLER, PAUL, WILLIAMIVICE PRESIDENTA
WEXLER, PAUL, WILLIAMIVICE PRESIDENTA
WEXLER, PAUL, WILLIAMIVICE PRESIDENTA
WEXLER, PAUL, WILLIAMIVICE PRESIDENTA
WEXLER, PAUL, WILLIAMIVICE PRESIDENTA
WEXLER, PAUL, WILLIAMIEXECUTIVE VICE PRESIDENTA Control
WEXLER, PAUL, WILLIAMIEXECUTIVE VICE PRESIDENTA Control
WEXLER, PAUL, WILLIAMIEXECUTIVE VICE PRESIDENTA Control
WEXLER, PAUL, WILLIAMIEXECUTIVE VICE PRESIDENTA Control
WEXLER, PAUL, WILLIAMIEXECUTIVE VICE PRESIDENTA Control
WILLIS, PETER, BRUCEIEXECUTIVE VICE PRESIDENTA
WILLIS, PETER, BRUCEIEXECUTIVE VICE PRESIDENTA
WILLIS, PETER, BRUCEIEXECUTIVE VICE PRESIDENTA
WILLIS, PETER, BRUCEIEXECUTIVE VICE PRESIDENTA
WILLIS, PETER, BRUCEIEXECUTIVE VICE PRESIDENTA
WILLIS, PETER, BRUCEIEXECUTIVE VICE PRESIDENTA
WILLIS, PETER, BRUCEIEXECUTIVE VICE PRESIDENTA
WILLIS, PETER, BRUCEIEXECUTIVE VICE PRESIDENTA
WILLIS, PETER, BRUCEIEXECUTIVE VICE PRESIDENTA
WILLIS, PETER, BRUCEIEXECUTIVE VICE PRESIDENTA
WILLIS, PETER, BRUCEIEXECUTIVE VICE PRESIDENTA
WILLIS, PETER, BRUCEIEXECUTIVE VICE PRESIDENTA
WILLIS, PETER, BRUCEIEXECUTIVE VICE PRESIDENTA
WILLIS, PETER, BRUCEIPRESIDENTA
WILLIS, PETER, BRUCEIPRESIDENTA
WILLIS, PETER, BRUCEIPRESIDENTA
WILLIS, PETER, BRUCEIPRESIDENTA Control
WILLIS, PETER, BRUCEIPRESIDENTA Control
WILLIS, PETER, BRUCEIPRESIDENTA Control
WILLIS, PETER, BRUCEIPRESIDENTA Control
WILLIS, PETER, BRUCEIPRESIDENTA Control

Registrations

Federal

IA
Mar 19, 2025 REGISTERED

Notice Filings (10)

CA CT FL MA MD NJ NY PA TX VA

Address

377 BROADWAY
NEW YORK, NY 10013-3934
United States
Phone: 212-226-7707