ELEY FINANCIAL MANAGEMENT, INC.
Legal name: BROADLAKE FINANCIAL MANAGEMENT
CRD #105057 SEC #801-34761 SOUTH BURLINGTON, VT 802-863-4463
SEC Registered
Total AUM
$369M
Discretionary
$369M
Employees
4
Clients
51
Accounts
1,157
Firm Details
- Organization Type
- Corporation
- State of Formation
- Vermont
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 24, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DIEBOLD, JOSEPH, MATTHEW | I | VICE PRESIDENT, PORTFOLIO MANAGER, INVESTMENT COMMITTEE MEMBER | NA | |
| DIEBOLD, JOSEPH, MATTHEW | I | VICE PRESIDENT, PORTFOLIO MANAGER, INVESTMENT COMMITTEE MEMBER | NA | |
| DIEBOLD, JOSEPH, MATTHEW | I | VICE PRESIDENT, PORTFOLIO MANAGER, INVESTMENT COMMITTEE MEMBER | NA | |
| DIEBOLD, JOSEPH, MATTHEW | I | VICE PRESIDENT, PORTFOLIO MANAGER, INVESTMENT COMMITTEE MEMBER | NA | |
| ELEY, GARY, WAYNE | I | CHIEF COMPLIANCE OFFICER, INV. COMM. MEMBER, DIRECTOR | NA | Control |
| ELEY, SARAH, KATHRYN | I | DIRECTOR | NA | |
| ELEY, SARAH, KATHRYN | I | DIRECTOR | NA | |
| ELEY, SARAH, KATHRYN | I | DIRECTOR | NA | |
| ELEY, SARAH, KATHRYN | I | DIRECTOR | NA | |
| ELEY, SARAH, KATHRYN | I | DIRECTOR | NA | |
| ELEY, SARAH, KATHRYN | I | DIRECTOR | NA | |
| ELEY, SARAH, KATHRYN | I | DIRECTOR | NA | |
| ELEY, SARAH, KATHRYN | I | DIRECTOR | NA | |
| ELEY, SARAH, KATHRYN | I | DIRECTOR | NA | |
| ELEY, SARAH, KATHRYN | I | DIRECTOR | NA | |
| ELEY, SARAH, KATHRYN | I | DIRECTOR | NA | |
| ELEY, SIDNEY, LOUISE | I | SECRETARY, TREASURER, DIRECTOR | NA | |
| ELEY, SIDNEY, LOUISE | I | SECRETARY, TREASURER, DIRECTOR | NA | |
| ELEY, SIDNEY, LOUISE | I | SECRETARY, TREASURER, DIRECTOR | NA | |
| ELEY, SIDNEY, LOUISE | I | SECRETARY, TREASURER, DIRECTOR | NA | |
| ELEY, SIDNEY, LOUISE | I | TREASURER, DIRECTOR | NA | |
| ELEY, SIDNEY, LOUISE | I | SECRETARY, TREASURER, DIRECTOR | NA | |
| ELEY, SIDNEY, LOUISE | I | SECRETARY, TREASURER, DIRECTOR | NA | |
| ELEY, SIDNEY, LOUISE | I | SECRETARY, TREASURER, DIRECTOR | NA | |
| ELEY, SIDNEY, LOUISE | I | SECRETARY, TREASURER, DIRECTOR | NA | |
| ELEY, SIDNEY, LOUISE | I | SECRETARY, TREASURER, DIRECTOR | NA | |
| ELEY, SIDNEY, LOUISE | I | SECRETARY, TREASURER, DIRECTOR | NA | |
| HIMES, SARAH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HIMES, SARAH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HIMES, SARAH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MURPHY, ANDREW, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURPHY, ANDREW, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURPHY, ANDREW, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURPHY, ANDREW, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURPHY, ANDREW, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURPHY, ANDREW, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURPHY, ANDREW, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURPHY, ANDREW, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURPHY, ANDREW, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURPHY, ANDREW, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURPHY, ANDREW, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURPHY, ANDREW, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURPHY, ANDREW, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURPHY, ANDREW, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURPHY, ANDREW, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURPHY, ANDREW, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURPHY, ANDREW, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| MURPHY, ANDREW, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| POCHOP, RENE, ANN | I | VICE PRESIDENT, PORTFOLIO MANAGER, INVESTMENT COMMITTEE MEMBER | NA | |
| POCHOP, RENE, ANN | I | VICE PRESIDENT, PORTFOLIO MANAGER, INVESTMENT COMMITTEE MEMBER | NA | |
| POCHOP, RENE, ANN | I | VICE PRESIDENT, PORTFOLIO MANAGER, INVESTMENT COMMITTEE MEMBER | NA | |
| POCHOP, RENE, ANN | I | VICE PRESIDENT, PORTFOLIO MANAGER, INVESTMENT COMMITTEE MEMBER | NA | |
| ELEY, GARY, WAYNE | I | PRESIDENT, INV. COMM. MEMBER, DIRECTOR | E | Control |
| ELEY, GARY, WAYNE | I | PRESIDENT, INV. COMM. MEMBER, DIRECTOR | E | Control |
| ELEY, GARY, WAYNE | I | PRESIDENT, INV. COMM. MEMBER, DIRECTOR | E | Control |
| ELEY, GARY, WAYNE | I | PRESIDENT, INV. COMM. MEMBER, DIRECTOR | E | Control |
| ELEY, GARY, WAYNE | I | PRESIDENT, INV. COMM. MEMBER, DIRECTOR | E | Control |
| ELEY, GARY, WAYNE | I | PRESIDENT, INV. COMM. MEMBER, DIRECTOR | E | Control |
| ELEY, GARY, WAYNE | I | PRESIDENT, INV. COMM. MEMBER, DIRECTOR | E | Control |
| ELEY, GARY, WAYNE | I | PRESIDENT, INV. COMM. MEMBER, DIRECTOR | E | Control |
| ELEY, GARY, WAYNE | I | PRESIDENT, INV. COMM. MEMBER, DIRECTOR | E | Control |
| ELEY, GARY, WAYNE | I | PRESIDENT, INV. COMM. MEMBER, DIRECTOR | E | Control |
| DIEBOLD, JOSEPH, MATTHEW | I | PRESIDENT, PORTFOLIO MANAGER, INVESTMENT COMMITTEE MEMBER | D | Control |
| DIEBOLD, JOSEPH, MATTHEW | I | PRESIDENT, PORTFOLIO MANAGER, INVESTMENT COMMITTEE MEMBER | D | Control |
| DIEBOLD, JOSEPH, MATTHEW | I | PRESIDENT, PORTFOLIO MANAGER, INVESTMENT COMMITTEE MEMBER | D | Control |
| DIEBOLD, JOSEPH, MATTHEW | I | PRESIDENT, PORTFOLIO MANAGER, INVESTMENT COMMITTEE MEMBER | D | Control |
| DIEBOLD, JOSEPH, MATTHEW | I | PRESIDENT, PORTFOLIO MANAGER, INVESTMENT COMMITTEE MEMBER | D | Control |
| DIEBOLD, JOSEPH, MATTHEW | I | PRESIDENT, PORTFOLIO MANAGER, INVESTMENT COMMITTEE MEMBER | D | Control |
| DIEBOLD, JOSEPH, MATTHEW | I | PRESIDENT, PORTFOLIO MANAGER, INVESTMENT COMMITTEE MEMBER | D | Control |
| DIEBOLD, JOSEPH, MATTHEW | I | PRESIDENT, PORTFOLIO MANAGER, INVESTMENT COMMITTEE MEMBER | D | Control |
| DIEBOLD, JOSEPH, MATTHEW | I | PRESIDENT, PORTFOLIO MANAGER, INVESTMENT COMMITTEE MEMBER | D | Control |
| DIEBOLD, JOSEPH, MATTHEW | I | PRESIDENT, PORTFOLIO MANAGER, INVESTMENT COMMITTEE MEMBER | D | Control |
| DIEBOLD, JOSEPH, MATTHEW | I | PRESIDENT, PORTFOLIO MANAGER, INVESTMENT COMMITTEE MEMBER | D | Control |
| DIEBOLD, JOSEPH, MATTHEW | I | PRESIDENT, PORTFOLIO MANAGER, INVESTMENT COMMITTEE MEMBER | D | Control |
| DIEBOLD, JOSEPH, MATTHEW | I | PRESIDENT, PORTFOLIO MANAGER, INVESTMENT COMMITTEE MEMBER | D | Control |
| DIEBOLD, JOSEPH, MATTHEW | I | PRESIDENT, PORTFOLIO MANAGER, INVESTMENT COMMITTEE MEMBER | D | Control |
| DIEBOLD, JOSEPH, MATTHEW | I | PRESIDENT, PORTFOLIO MANAGER, INVESTMENT COMMITTEE MEMBER | D | Control |
| DIEBOLD, JOSEPH, MATTHEW | I | PRESIDENT, PORTFOLIO MANAGER, INVESTMENT COMMITTEE MEMBER | D | Control |
| DIEBOLD, JOSEPH, MATTHEW | I | PRESIDENT, PORTFOLIO MANAGER, INVESTMENT COMMITTEE MEMBER | D | Control |
| DIEBOLD, JOSEPH, MATTHEW | I | PRESIDENT, PORTFOLIO MANAGER, INVESTMENT COMMITTEE MEMBER | D | Control |
| DIEBOLD, JOSEPH, MATTHEW | I | PRESIDENT, PORTFOLIO MANAGER, INVESTMENT COMMITTEE MEMBER | D | Control |
| MALANEY, MATTHEW, AMES | I | SECRETARY, PORTFOLIO MANAGER AND INVESTMENT COMMITTEE MEMBER | D | Control |
| MALANEY, MATTHEW, AMES | I | SECRETARY, PORTFOLIO MANAGER AND INVESTMENT COMMITTEE MEMBER | D | Control |
| MALANEY, MATTHEW, AMES | I | SECRETARY, PORTFOLIO MANAGER AND INVESTMENT COMMITTEE MEMBER | D | Control |
| MALANEY, MATTHEW, AMES | I | SECRETARY, PORTFOLIO MANAGER AND INVESTMENT COMMITTEE MEMBER | D | Control |
| MALANEY, MATTHEW, AMES | I | SECRETARY, PORTFOLIO MANAGER AND INVESTMENT COMMITTEE MEMBER | D | Control |
| MALANEY, MATTHEW, AMES | I | SECRETARY, PORTFOLIO MANAGER AND INVESTMENT COMMITTEE MEMBER | D | Control |
| MALANEY, MATTHEW, AMES | I | SECRETARY, PORTFOLIO MANAGER AND INVESTMENT COMMITTEE MEMBER | D | Control |
| MALANEY, MATTHEW, AMES | I | SECRETARY, PORTFOLIO MANAGER AND INVESTMENT COMMITTEE MEMBER | D | Control |
| MALANEY, MATTHEW, AMES | I | SECRETARY, PORTFOLIO MANAGER AND INVESTMENT COMMITTEE MEMBER | D | Control |
| MALANEY, MATTHEW, AMES | I | SECRETARY, PORTFOLIO MANAGER AND INVESTMENT COMMITTEE MEMBER | D | Control |
| MALANEY, MATTHEW, AMES | I | SECRETARY, PORTFOLIO MANAGER AND INVESTMENT COMMITTEE MEMBER | D | Control |
| MALANEY, MATTHEW, AMES | I | SECRETARY, PORTFOLIO MANAGER AND INVESTMENT COMMITTEE MEMBER | D | Control |
| MALANEY, MATTHEW, AMES | I | SECRETARY, PORTFOLIO MANAGER AND INVESTMENT COMMITTEE MEMBER | D | Control |
| MALANEY, MATTHEW, AMES | I | SECRETARY, PORTFOLIO MANAGER AND INVESTMENT COMMITTEE MEMBER | D | Control |
| MALANEY, MATTHEW, AMES | I | SECRETARY, PORTFOLIO MANAGER AND INVESTMENT COMMITTEE MEMBER | D | Control |
| MALANEY, MATTHEW, AMES | I | SECRETARY, PORTFOLIO MANAGER AND INVESTMENT COMMITTEE MEMBER | D | Control |
| MALANEY, MATTHEW, AMES | I | SECRETARY, PORTFOLIO MANAGER AND INVESTMENT COMMITTEE MEMBER | D | Control |
| MALANEY, MATTHEW, AMES | I | SECRETARY, PORTFOLIO MANAGER AND INVESTMENT COMMITTEE MEMBER | D | Control |
| MALANEY, MATTHEW, AMES | I | SECRETARY, PORTFOLIO MANAGER AND INVESTMENT COMMITTEE MEMBER | D | Control |
| DIEBOLD, JOSEPH, MATTHEW | I | VICE PRESIDENT, PORTFOLIO MANAGER, INVESTMENT COMMITTEE MEMBER | A | Control |
| DIEBOLD, JOSEPH, MATTHEW | I | VICE PRESIDENT, PORTFOLIO MANAGER, INVESTMENT COMMITTEE MEMBER | A | Control |
| DIEBOLD, JOSEPH, MATTHEW | I | VICE PRESIDENT, PORTFOLIO MANAGER, INVESTMENT COMMITTEE MEMBER | A | Control |
| DIEBOLD, JOSEPH, MATTHEW | I | VICE PRESIDENT, PORTFOLIO MANAGER, INVESTMENT COMMITTEE MEMBER | A | Control |
| DIEBOLD, JOSEPH, MATTHEW | I | VICE PRESIDENT, PORTFOLIO MANAGER, INVESTMENT COMMITTEE MEMBER | A | Control |
| DIEBOLD, JOSEPH, MATTHEW | I | VICE PRESIDENT, PORTFOLIO MANAGER, INVESTMENT COMMITTEE MEMBER | A | Control |
| POCHOP, RENE, ANN | I | VICE PRESIDENT, PORTFOLIO MANAGER, INVESTMENT COMMITTEE MEMBER; CHIEF COMPLIANCE OFFICER (01/2005) | A | Control |
| POCHOP, RENE, ANN | I | VICE PRESIDENT, PORTFOLIO MANAGER, INVESTMENT COMMITTEE MEMBER; CHIEF COMPLIANCE OFFICER (01/2005) | A | Control |
| POCHOP, RENE, ANN | I | VICE PRESIDENT, PORTFOLIO MANAGER, INVESTMENT COMMITTEE MEMBER; CHIEF COMPLIANCE OFFICER (01/2005) | A | Control |
Registrations
Federal
IA
Mar 24, 2025 REGISTERED
Notice Filings (16)
AZ CA CO CT FL MA MD ME MI NC NH NY SC TX VA VT
Address
99 SWIFT STREETSUITE 305
SOUTH BURLINGTON, VT 05403-7360
United States
Phone: 802-863-4463