TFC FINANCIAL MANAGEMENT, INC.
Legal name: TFC FINANCIAL MANAGEMENT INC
CRD #105062 SEC #801-17784 BOSTON, MA 617-210-6700
SEC Registered
Total AUM
$1.5B
Discretionary
$1.5B
Employees
23
Clients
25
Accounts
1,535
Firm Details
- Organization Type
- Corporation
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 5, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KERN, DANIEL, STEVEN | I | CHIEF INVESTMENT OFFICER | NA | |
| KERN, DANIEL, STEVEN | I | CHIEF INVESTMENT OFFICER | NA | |
| KERN, DANIEL, STEVEN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| KERN, DANIEL, STEVEN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| KERN, DANIEL, STEVEN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| KERN, DANIEL, STEVEN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| KERN, DANIEL, STEVEN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| KERN, DANIEL, STEVEN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| KERN, DANIEL, STEVEN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| KERN, DANIEL, STEVEN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| KERN, DANIEL, STEVEN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| KERN, DANIEL, STEVEN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| KERN, DANIEL, STEVEN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| KERN, DANIEL, STEVEN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| PRESTI, BRIAN, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | |
| PRESTI, BRIAN, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | |
| PRESTI, BRIAN, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | |
| PRESTI, BRIAN, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | |
| PRESTI, BRIAN, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | |
| PRESTI, BRIAN, JOSEPH | I | CHIEF INVESTMENT OFFICER | NA | |
| WYLLIE, CONSTANCE, HAEHNEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| WYLLIE, CONSTANCE, HAEHNEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| WYLLIE, CONSTANCE, HAEHNEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| WYLLIE, CONSTANCE, HAEHNEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| WYLLIE, CONSTANCE, HAEHNEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| WYLLIE, CONSTANCE, HAEHNEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| WYLLIE, CONSTANCE, HAEHNEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WYLLIE, CONSTANCE, HAEHNEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WYLLIE, CONSTANCE, HAEHNEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WYLLIE, CONSTANCE, HAEHNEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WYLLIE, CONSTANCE, HAEHNEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WYLLIE, CONSTANCE, HAEHNEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WYLLIE, CONSTANCE, HAEHNEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WYLLIE, CONSTANCE, HAEHNEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WYLLIE, CONSTANCE, HAEHNEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WYLLIE, CONSTANCE, HAEHNEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WYLLIE, CONSTANCE, HAEHNEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WYLLIE, CONSTANCE, HAEHNEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WYLLIE, CONSTANCE, HAEHNEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WYLLIE, CONSTANCE, HAEHNEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WYLLIE, CONSTANCE, HAEHNEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WYLLIE, CONSTANCE, HAEHNEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOSLIN, JAMES, LIPPITT | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | D | Control |
| JOSLIN, JAMES, LIPPITT | I | CHIEF COMPLIANCE OFFICER | D | Control |
| JOSLIN, JAMES, LIPPITT | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | D | Control |
| JOSLIN, JAMES, LIPPITT | I | CHIEF COMPLIANCE OFFICER | D | Control |
| JOSLIN, JAMES, LIPPITT | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | D | Control |
| JOSLIN, JAMES, LIPPITT | I | CHIEF COMPLIANCE OFFICER | D | Control |
| JOSLIN, JAMES, LIPPITT | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | D | Control |
| JOSLIN, JAMES, LIPPITT | I | CHIEF COMPLIANCE OFFICER | D | Control |
| JOSLIN, JAMES, LIPPITT | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | D | Control |
| JOSLIN, JAMES, LIPPITT | I | CHIEF COMPLIANCE OFFICER | D | Control |
| JOSLIN, JAMES, LIPPITT | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | D | Control |
| JOSLIN, JAMES, LIPPITT | I | CHIEF COMPLIANCE OFFICER | D | Control |
| JOSLIN, JAMES, LIPPITT | I | CHIEF COMPLIANCE OFFICER | D | Control |
| JOSLIN, JAMES, LIPPITT | I | CHAIRMAN/CHIEF EXECUTIVE OFFICER | D | Control |
| KWOK, RENEE, KAMYEE | I | PRESIDENT | D | Control |
| KWOK, RENEE, KAMYEE | I | PRESIDENT | D | Control |
| KWOK, RENEE, KAMYEE | I | PRESIDENT | D | Control |
| KWOK, RENEE, KAMYEE | I | PRESIDENT, CEO | D | Control |
| KWOK, RENEE, KAMYEE | I | PRESIDENT, CEO | D | Control |
| KWOK, RENEE, KAMYEE | I | PRESIDENT, CEO | D | Control |
| KWOK, RENEE, KAMYEE | I | PRESIDENT, CEO | D | Control |
| KWOK, RENEE, KAMYEE | I | PRESIDENT, CEO | D | Control |
| KWOK, RENEE, KAMYEE | I | PRESIDENT, CEO | D | Control |
| KWOK, RENEE, KAMYEE | I | PRESIDENT, CEO | D | Control |
| KWOK, RENEE, KAMYEE | I | PRESIDENT, CEO | D | Control |
| KWOK, RENEE, KAMYEE | I | PRESIDENT, CEO | D | Control |
| KWOK, RENEE, KAMYEE | I | PRESIDENT, CEO | D | Control |
| KWOK, RENEE, KAMYEE | I | PRESIDENT, CEO | D | Control |
| KWOK, RENEE, KAMYEE | I | PRESIDENT, CEO | D | Control |
| KWOK, RENEE, KAMYEE | I | PRESIDENT, CEO | D | Control |
| KWOK, RENEE, KAMYEE | I | PRESIDENT, CEO | D | Control |
| KWOK, RENEE, KAMYEE | I | PRESIDENT, CEO | D | Control |
| KWOK, RENEE, KAMYEE | I | PRESIDENT, CEO | D | Control |
| KWOK, RENEE, KAMYEE | I | PRESIDENT, CEO | D | Control |
| KWOK, RENEE, KAMYEE | I | PRESIDENT, CEO | D | Control |
| KWOK, RENEE, KAMYEE | I | PRESIDENT, CEO | D | Control |
| KWOK, RENEE, KAMYEE | I | PRESIDENT, CEO | D | Control |
| JOSLIN, JAMES, LIPPITT | I | PRESIDENT/ CCO | C | |
| JOSLIN, JAMES, LIPPITT | I | CHIEF COMPLIANCE OFFICER | C | Control |
| JOSLIN, JAMES, LIPPITT | I | PRESIDENT/CHIEF EXECUTIVE OFFICER | C | Control |
| JOSLIN, JAMES, LIPPITT | I | PRESIDENT | C | |
| JOSLIN, JAMES, LIPPITT | I | PRESIDENT | C | |
| JOSLIN, JAMES, LIPPITT | I | PRESIDENT/ CCO | C | |
| JOSLIN, JAMES, LIPPITT | I | PRESIDENT/ CCO | C | |
| JOSLIN, JAMES, LIPPITT | I | PRESIDENT | C | |
| JOSLIN, JAMES, LIPPITT | I | CHIEF COMPLIANCE OFFICER / CHAIRMAN / CHIEF EXECUTIVE OFFICER | C | Control |
| KWOK, RENEE, KAMYEE | I | PRESIDENT | C | Control |
| KWOK, RENEE, KAMYEE | I | PRESIDENT | C | Control |
| KWOK, RENEE, KAMYEE | I | PRESIDENT | C | Control |
| KWOK, RENEE, KAMYEE | I | PRESIDENT | C | Control |
| KWOK, RENEE, KAMYEE | I | PRESIDENT | C | Control |
| KWOK, RENEE, KAMYEE | I | PRESIDENT | C | Control |
| KWOK, RENEE, KAMYEE | I | PRESIDENT | C | Control |
| KWOK, RENEE, KAMYEE | I | PRESIDENT | C | Control |
| KWOK, RENEE, KAMYEE | I | PRESIDENT | C | Control |
| KWOK, RENEE, KAMYEE | I | PRESIDENT | C | Control |
| MECKEL, TIMOTHY, STEPHAN | I | PRINCIPAL | C | Control |
| MECKEL, TIMOTHY, STEPHAN | I | MANAGING PRINCIPAL / CHIEF COMPLIANCE OFFICER | C | Control |
| MECKEL, TIMOTHY, STEPHAN | I | MANAGING PRINCIPAL | C | Control |
| MECKEL, TIMOTHY, STEPHAN | I | PRINCIPAL | C | Control |
| ONEILL, STEPHEN, JAMES | I | PRINCIPAL | C | Control |
| ONEILL, STEPHEN, JAMES | I | PRINCIPAL | C | Control |
| ONEILL, STEPHEN, JAMES | I | PRINCIPAL | C | Control |
| ONEILL, STEPHEN, JAMES | I | PRINCIPAL | C | Control |
| ONEILL, STEPHEN, JAMES | I | PRINCIPAL | C | Control |
| ONEILL, STEPHEN, JAMES | I | PRINCIPAL | C | Control |
| ONEILL, STEPHEN, JAMES | I | PRINCIPAL | C | Control |
| ONEILL, STEPHEN, JAMES | I | PRINCIPAL | C | Control |
| ONEILL, STEPHEN, JAMES | I | PRINCIPAL | C | Control |
| ONEILL, STEPHEN, JAMES | I | PRINCIPAL | C | Control |
| ONEILL, STEPHEN, JAMES | I | PRINCIPAL | C | Control |
| ONEILL, STEPHEN, JAMES | I | PRINCIPAL | C | Control |
| ONEILL, STEPHEN, JAMES | I | PRINCIPAL | C | Control |
| ONEILL, STEPHEN, JAMES | I | PRINCIPAL | C | Control |
| ONEILL, STEPHEN, JAMES | I | PRINCIPAL | C | Control |
| ONEILL, STEPHEN, JAMES | I | PRINCIPAL | C | Control |
| ONEILL, STEPHEN, JAMES | I | PRINCIPAL | C | Control |
| ONEILL, STEPHEN, JAMES | I | PRINCIPAL | C | Control |
| ONEILL, STEPHEN, JAMES | I | PRINCIPAL | C | Control |
| ONEILL, STEPHEN, JAMES | I | PRINCIPAL | C | Control |
| ONEILL, STEPHEN, JAMES | I | PRINCIPAL | C | Control |
| ONEILL, STEPHEN, JAMES | I | PRINCIPAL | C | Control |
| ONEILL, STEPHEN, JAMES | I | PRINCIPAL | C | Control |
| ONEILL, STEPHEN, JAMES | I | PRINCIPAL | C | Control |
| ONEILL, STEPHEN, JAMES | I | PRINCIPAL | C | Control |
| ONEILL, STEPHEN, JAMES | I | PRINCIPAL | C | Control |
| ONEILL, STEPHEN, JAMES | I | PRINCIPAL | C | Control |
| ONEILL, STEPHEN, JAMES | I | PRINCIPAL | C | Control |
| ONEILL, STEPHEN, JAMES | I | PRINCIPAL | C | Control |
| ONEILL, STEPHEN, JAMES | I | PRINCIPAL | C | Control |
| ONEILL, STEPHEN, JAMES | I | PRINCIPAL | C | Control |
| ONEILL, STEPHEN, JAMES | I | PRINCIPAL | C | Control |
| ONEILL, STEPHEN, JAMES | I | PRINCIPAL | C | Control |
| JAMES L. JOSLIN REVOCABLE TRUST | DE | SHAREHOLDER | B | |
| JAMES L. JOSLIN REVOCABLE TRUST | DE | SHAREHOLDER | B | |
| JAMES L. JOSLIN REVOCABLE TRUST | DE | SHAREHOLDER | B | |
| JOSLIN, JAMES, LIPPITT | I | CHAIRMAN / CHIEF EXECUTIVE OFFICER | B | Control |
| JOSLIN, JAMES, LIPPITT | I | CHAIRMAN / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | B | Control |
| JOSLIN, JAMES, LIPPITT | I | CHAIRMAN / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | B | Control |
| JOSLIN, JAMES, LIPPITT | I | CHAIRMAN / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | B | Control |
| JOSLIN, JAMES, LIPPITT | I | CHAIRMAN / CHIEF EXECUTIVE OFFICER | B | Control |
| JOSLIN, JAMES, LIPPITT | I | CHAIRMAN / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | B | Control |
| JOSLIN, JAMES, LIPPITT | I | CHAIRMAN / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | B | Control |
| JOSLIN, JAMES, LIPPITT | I | CHAIRMAN / CHIEF EXECUTIVE OFFICER | B | Control |
| JOSLIN, JAMES, LIPPITT | I | CHAIRMAN / CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | B | Control |
| JOSLIN, JAMES, LIPPITT | I | CHAIRMAN / CHIEF EXECUTIVE OFFICER | B | Control |
| JOSLIN, JAMES, LIPPITT | I | CHAIRMAN / CHIEF EXECUTIVE OFFICER | B | Control |
| JOSLIN, JAMES, LIPPITT | I | CHAIRMAN / CHIEF EXECUTIVE OFFICER | B | Control |
| JOSLIN, JAMES, LIPPITT | I | CHAIRMAN | B | Control |
| JOSLIN, JAMES, LIPPITT | I | CHAIRMAN | B | Control |
| JOSLIN, JAMES, LIPPITT | I | CHAIRMAN | B | Control |
| JOSLIN, JAMES, LIPPITT | I | CHAIRMAN | B | Control |
| JOSLIN, JAMES, LIPPITT | I | CHAIRMAN | B | Control |
| JOSLIN, JAMES, LIPPITT | I | CHAIRMAN | B | Control |
| JOSLIN, JAMES, LIPPITT | I | CHAIRMAN | B | Control |
| JOSLIN, JAMES, LIPPITT | I | CHAIRMAN | B | Control |
| JOSLIN, JAMES, LIPPITT | I | CHAIRMAN | B | Control |
| JOSLIN, JAMES, LIPPITT | I | CHAIRMAN | B | Control |
| JOSLIN, JAMES, LIPPITT | I | CHAIRMAN | B | Control |
| JOSLIN, JAMES, LIPPITT | I | CHAIRMAN | B | Control |
| JOSLIN, JAMES, LIPPITT | I | CHAIRMAN | B | Control |
| JOSLIN, JAMES, LIPPITT | I | CHAIRMAN | B | Control |
| JOSLIN, JAMES, LIPPITT | I | CHAIRMAN | B | Control |
| JOSLIN, JAMES, LIPPITT | I | CHAIRMAN | B | Control |
| JOSLIN, JAMES, LIPPITT | I | CHAIRMAN | B | Control |
| KWOK, RENEE, KAMYEE | I | PRINCIPAL | B | Control |
| KWOK, RENEE, KAMYEE | I | PRESIDENT | B | Control |
| KWOK, RENEE, KAMYEE | I | PRESIDENT | B | Control |
| KWOK, RENEE, KAMYEE | I | PRESIDENT | B | Control |
| KWOK, RENEE, KAMYEE | I | PRESIDENT | B | Control |
| KWOK, RENEE, KAMYEE | I | PRESIDENT | B | Control |
| KWOK, RENEE, KAMYEE | I | PRESIDENT | B | Control |
| KWOK, RENEE, KAMYEE | I | PRESIDENT | B | Control |
| KWOK, RENEE, KAMYEE | I | PRINCIPAL | B | Control |
| KWOK, RENEE, KAMYEE | I | PRESIDENT | B | Control |
| ONEILL, STEPHEN, JAMES | I | PRINCIPAL | B | Control |
| ONEILL, STEPHEN, JAMES | I | PRINCIPAL | B | Control |
| ONEILL, STEPHEN, JAMES | I | PRINCIPAL | B | Control |
| ONEILL, STEPHEN, JAMES | I | PRINCIPAL | B | Control |
| ONEILL, STEPHEN, JAMES | I | PRINCIPAL | B | Control |
| ONEILL, STEPHEN, JAMES | I | PRINCIPAL | B | Control |
| ONEILL, STEPHEN, JAMES | I | PRINCIPAL | B | Control |
| TFC FINANCIAL MANAGEMENT INC | DE | TFC FINANCIAL MANAGEMENT, INC. RETAINED | B | |
| TFC FINANCIAL MANAGEMENT INC | DE | TFC FINANCIAL MANAGEMENT, INC. RETAINED | B | |
| STEPHEN J. O'NEILL REVOCABLE TRUST | DE | SHAREHOLDER | A | |
| STEPHEN J. O'NEILL REVOCABLE TRUST | DE | SHAREHOLDER | A | |
| STEPHEN J. O'NEILL REVOCABLE TRUST | DE | SHAREHOLDER | A | |
| SULLIVAN, LEANN, NATHAN | I | VICE PRESIDENT | A | |
| SULLIVAN, LEANN, NATHAN | I | VICE PRESIDENT | A | |
| SULLIVAN, LEANN, NATHAN | I | VICE PRESIDENT | A | |
| SULLIVAN, LEANN, NATHAN | I | VICE PRESIDENT | A | |
| SULLIVAN, LEANN, NATHAN | I | SR. VICE PRESIDENT | A | |
| SULLIVAN, LEANN, NATHAN | I | SR. VICE PRESIDENT | A | |
| SULLIVAN, LEANN, NATHAN | I | SR. VICE PRESIDENT | A | |
| SULLIVAN, LEANN, NATHAN | I | SR. VICE PRESIDENT | A | |
| SULLIVAN, LEANN, NATHAN | I | SR. VICE PRESIDENT | A | |
| SULLIVAN, LEANN, NATHAN | I | SR. VICE PRESIDENT | A | |
| WYLLIE, CONSTANCE, HAEHNEL | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WYLLIE, CONSTANCE, HAEHNEL | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WYLLIE, CONSTANCE, HAEHNEL | I | CHIEF COMPLIANCE OFFICER | A | Control |
Registrations
Federal
IA
Aug 5, 2025 REGISTERED
Notice Filings (15)
CA CT FL GA IL MA MD ME NC NH NY RI TX VA VT
Address
260 FRANKLIN STREETSUITE 1888
BOSTON, MA 02110
United States
Phone: 617-210-6700