FORD THOMAS FRANCIS
Legal name: FORD & ASSOCIATES
CRD #105063 SEC #801-20933 MOUNTAIN VIEW, CA 650-964-7770
SEC Registered
Total AUM
$65M
Discretionary
$65M
Employees
5
Clients
26
Accounts
42
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 7, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FORD, THOMAS, FRANCIS | I | OWNER;CHIEF COMPLIANCE OFFICER | E | Control |
| FORD, THOMAS, FRANCIS | I | OWNER;CHIEF COMPLIANCE OFFICER | E | Control |
| FORD, THOMAS, FRANCIS | I | OWNER;CHIEF COMPLIANCE OFFICER | E | Control |
| FORD, THOMAS, FRANCIS | I | OWNER | E | Control |
| FORD, THOMAS, FRANCIS | I | OWNER | E | Control |
| FORD, THOMAS, FRANCIS | I | OWNER | E | Control |
Registrations
Federal
IA
Mar 7, 2007 REGISTERED
Notice Filings (1)
CA
Address
2685 MARINE WAY #1220MOUNTAIN VIEW, CA 94043
USA
Phone: 650-964-7770