WESTCHESTER CAPITAL MANAGEMENT INC
CRD #105064 SEC #801-15556 VALHALLA, NY 914-741-5600
SEC Registered
Total AUM
$1.3B
Discretionary
$1.3B
Employees
10
Clients
--
Accounts
3
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 20, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BEHREN, ROY, DOUGLAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEHREN, ROY, DOUGLAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEHREN, ROY, DOUGLAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEHREN, ROY, DOUGLAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BEHREN, ROY, DOUGLAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GREEN, PATRICIA, PAYNE | I | DIRECTOR | NA | |
| GREEN, PATRICIA, PAYNE | I | DIRECTOR | NA | |
| GREEN, PATRICIA, PAYNE | I | DIRECTOR | NA | |
| GREEN, PATRICIA, PAYNE | I | DIRECTOR | NA | |
| RUBIN, BRUCE, JAY | I | CHIEF OPERATING OFFICER | NA | Control |
| RUBIN, BRUCE, JAY | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, BONNIE, LEE | I | CHIEF OPERATING OFFICER, VICE PRESIDENT AND TREASURER | NA | Control |
| SMITH, BONNIE, LEE | I | VICE PRESIDENT AND TREASURER | NA | Control |
| SMITH, BONNIE, LEE | I | CHIEF OPERATING OFFICER, VICE PRESIDENT AND TREASURER | NA | Control |
| SMITH, BONNIE, LEE | I | CHIEF OPERATING OFFICER, VICE PRESIDENT AND TREASURER | NA | Control |
| SMITH, BONNIE, LEE | I | VICE PRESIDENT AND TREASURER | NA | Control |
| GREEN, FREDERICK, WILLIAM | I | PRESIDENT | E | Control |
| GREEN, FREDERICK, WILLIAM | I | PRESIDENT, DIRECTOR AND SHAREHOLDER | E | Control |
| GREEN, FREDERICK, WILLIAM | I | PRESIDENT | E | Control |
| GREEN, FREDERICK, WILLIAM | I | PRESIDENT AND DIRECTOR | E | Control |
| GREEN, FREDERICK, WILLIAM | I | PRESIDENT | E | Control |
| GREEN, FREDERICK, WILLIAM | I | PRESIDENT, DIRECTOR AND SHAREHOLDER | E | Control |
| SMITH, BONNIE, LEE | I | VICE PRESIDENT | B | Control |
Registrations
Federal
IA
Mar 20, 2009 REGISTERED
Address
100 SUMMIT LAKE DR.VALHALLA, NY 10595
United States
Phone: 914-741-5600