YORKTOWN MANAGEMENT AND RESEARCH CO INC
CRD #105083 SEC #801-23441 FOREST, VA 434-846-1361
SEC Registered
Total AUM
$692.4M
Discretionary
$692.4M
Employees
9
Clients
--
Accounts
4
Firm Details
- Organization Type
- Corporation
- State of Formation
- Maryland
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 6, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BASTEN, AUSTIN, DUFF | I | SECRETARY/TREASURER & DIRECTOR | NA | |
| BASTEN, AUSTIN, DUFF | I | SECRETARY/TREASURER & DIRECTOR | NA | |
| BASTEN, AUSTIN, DUFF | I | SECRETARY/TREASURER & DIRECTOR | NA | |
| BASTEN, AUSTIN, DUFF | I | CHIEF COMPLIANCE OFFICER | NA | |
| BASTEN, AUSTIN, DUFF | I | SECRETARY/TREASURER & DIRECTOR | NA | |
| BASTEN, AUSTIN, DUFF | I | CHIEF COMPLIANCE OFFICER | NA | |
| BASTEN, AUSTIN, DUFF | I | SECRETARY/TREASURER & DIRECTOR | NA | |
| BASTEN, AUSTIN, DUFF | I | CHIEF COMPLIANCE OFFICER | NA | |
| BASTEN, AUSTIN, DUFF | I | SECRETARY/TREASURER & DIRECTOR | NA | |
| BASTEN, AUSTIN, DUFF | I | CHIEF COMPLIANCE OFFICER | NA | |
| BASTEN, AUSTIN, DUFF | I | SECRETARY/TREASURER & DIRECTOR | NA | |
| BASTEN, AUSTIN, DUFF | I | CHIEF COMPLIANCE OFFICER | NA | |
| BASTEN, AUSTIN, DUFF | I | SECRETARY/TREASURER & DIRECTOR | NA | |
| BASTEN, AUSTIN, DUFF | I | CHIEF COMPLIANCE OFFICER | NA | |
| BASTEN, LOUIS, BEVIER | I | SECRETARY/TREASURER & DIRECTOR | NA | |
| BASTEN, LOUIS, BEVIER | I | SECRETARY/TREASURER & DIRECTOR | NA | |
| BASTEN, LOUIS, BEVIER | I | SECRETARY/TREASURER & DIRECTOR | NA | |
| BASTEN, LOUIS, BEVIER | I | SECRETARY/TREASURER & DIRECTOR | NA | |
| FOSTER, CHARLES, DOUGLAS | I | CHIEF FINANCIAL OFFICER | NA | |
| FOSTER, CHARLES, DOUGLAS | I | CHIEF FINANCIAL OFFICER | NA | |
| FOSTER, CHARLES, DOUGLAS | I | CHIEF FINANCIAL OFFICER | NA | |
| FOSTER, CHARLES, DOUGLAS | I | CHIEF FINANCIAL OFFICER | NA | |
| FOSTER, CHARLES, DOUGLAS | I | CHIEF FINANCIAL OFFICER | NA | |
| FOSTER, CHARLES, DOUGLAS | I | CHIEF FINANCIAL OFFICER | NA | |
| FOSTER, CHARLES, DOUGLAS | I | CHIEF FINANCIAL OFFICER | NA | |
| FOSTER, CHARLES, DOUGLAS | I | CHIEF FINANCIAL OFFICER | NA | |
| FOSTER, CHARLES, DOUGLAS | I | CHIEF FINANCIAL OFFICER | NA | |
| FOSTER, CHARLES, DOUGLAS | I | CHIEF FINANCIAL OFFICER | NA | |
| FOSTER, CHARLES, DOUGLAS | I | CHIEF FINANCIAL OFFICER | NA | |
| FOSTER, CHARLES, DOUGLAS | I | CHIEF FINANCIAL OFFICER | NA | |
| FOSTER, CHARLES, DOUGLAS | I | CHIEF FINANCIAL OFFICER | NA | |
| FOSTER, CHARLES, DOUGLAS | I | CHIEF FINANCIAL OFFICER | NA | |
| FOSTER, CHARLES, DOUGLAS | I | CHIEF FINANCIAL OFFICER | NA | |
| FOSTER, CHARLES, DOUGLAS | I | CHIEF FINANCIAL OFFICER | NA | |
| FOSTER, CHARLES, DOUGLAS | I | CHIEF FINANCIAL OFFICER | NA | |
| FOSTER, CHARLES, DOUGLAS | I | CHIEF FINANCIAL OFFICER | NA | |
| FOSTER, CHARLES, DOUGLAS | I | CHIEF FINANCIAL OFFICER | NA | |
| FOSTER, CHARLES, DOUGLAS | I | CHIEF FINANCIAL OFFICER | NA | |
| FOSTER, CHARLES, DOUGLAS | I | CHIEF FINANCIAL OFFICER | NA | |
| JONES, DAVID, DWAIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| JONES, DAVID, DWAIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMITH, PETER, LEONARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMITH, PETER, LEONARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMITH, PETER, LEONARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| STRATTON, MARVIN, DENNIS | I | CHIEF FINANCIAL OFFICER | NA | |
| BASTEN, DAVID, DILLARD | I | PRESIDENT & DIRECTOR | D | Control |
| BASTEN, DAVID, DILLARD | I | PRESIDENT & DIRECTOR | D | Control |
| BASTEN, DAVID, DILLARD | I | PRESIDENT & DIRECTOR | D | Control |
| BASTEN, DAVID, DILLARD | I | PRESIDENT & DIRECTOR | D | Control |
| BASTEN, DAVID, DILLARD | I | PRESIDENT & DIRECTOR | D | Control |
| BASTEN, DAVID, DILLARD | I | PRESIDENT & DIRECTOR | D | Control |
| BASTEN, DAVID, DILLARD | I | PRESIDENT & DIRECTOR | D | Control |
| BASTEN, DAVID, DILLARD | I | PRESIDENT & DIRECTOR | D | Control |
| BASTEN, DAVID, DILLARD | I | PRESIDENT & DIRECTOR | D | Control |
| BASTEN, DAVID, DILLARD | I | PRESIDENT & DIRECTOR | D | Control |
| BASTEN, DAVID, DILLARD | I | PRESIDENT & DIRECTOR | D | Control |
| BASTEN, DAVID, DILLARD | I | PRESIDENT & DIRECTOR | D | Control |
| BASTEN, DAVID, DILLARD | I | PRESIDENT & DIRECTOR | B | |
| BASTEN, DAVID, DILLARD | I | PRESIDENT & DIRECTOR | B | |
| BASTEN, DAVID, DILLARD | I | PRESIDENT & DIRECTOR | B | |
| BASTEN, DAVID, DILLARD | I | PRESIDENT & DIRECTOR | B | |
| BASTEN, DAVID, DILLARD | I | PRESIDENT & DIRECTOR | B | |
| BASTEN, DAVID, DILLARD | I | PRESIDENT & DIRECTOR | B | |
| BASTEN, DAVID, DILLARD | I | PRESIDENT & DIRECTOR | B | |
| BASTEN, DAVID, DILLARD | I | PRESIDENT & DIRECTOR | B | |
| BASTEN, DAVID, DILLARD | I | PRESIDENT & DIRECTOR | B | |
| BASTEN, DAVID, DILLARD | I | PRESIDENT & DIRECTOR | B | |
| BASTEN, DAVID, MASON | I | SHAREHOLDER | B | |
| BASTEN, DAVID, MASON | I | SHAREHOLDER | B | |
| BASTEN, DAVID, MASON | I | SHAREHOLDER | B | |
| BASTEN, DAVID, MASON | I | SHAREHOLDER | B | |
| BASTEN, DAVID, MASON | I | SHAREHOLDER | B | |
| BASTEN, DAVID, MASON | I | SHAREHOLDER | B | |
| BASTEN, DAVID, MASON | I | SHAREHOLDER | B | |
| BASTEN, DAVID, MASON | I | SHAREHOLDER | B | |
| BASTEN, DAVID, MASON | I | SHAREHOLDER | B | |
| BASTEN, DAVID, MASON | I | SHAREHOLDER | B | |
| BASTEN, DAVID, MASON | I | SHAREHOLDER | B | |
| BASTEN, DAVID, MASON | I | SHAREHOLDER | B | |
| BASTEN, DAVID, MASON | I | SHAREHOLDER | B | |
| BASTEN, DAVID, MASON | I | SHAREHOLDER | B | |
| BASTEN, DAVID, MASON | I | SHAREHOLDER | B | |
| BASTEN, LESLIE, MASON | I | DIRECTOR | B | |
| BASTEN, LESLIE, MASON | I | DIRECTOR | B | |
| BASTEN, LESLIE, MASON | I | DIRECTOR | B | |
| BASTEN, LESLIE, MASON | I | DIRECTOR | B | |
| BASTEN, LESLIE, MASON | I | DIRECTOR | B | |
| BASTEN, LESLIE, MASON | I | DIRECTOR | B | |
| BASTEN, LESLIE, MASON | I | DIRECTOR | B | |
| BASTEN, LESLIE, MASON | I | DIRECTOR | B | |
| BASTEN, LESLIE, MASON | I | DIRECTOR | B | |
| BASTEN, LESLIE, MASON | I | DIRECTOR | B | |
| R BASTEN TRUST FBO DAVID BASTEN | DE | SHAREHOLDER | B | |
| R BASTEN TRUST FBO DAVID BASTEN | DE | SHAREHOLDER | B | |
| R BASTEN TRUST FBO DAVID BASTEN | DE | SHAREHOLDER | B | |
| R BASTEN TRUST FBO DAVID BASTEN | DE | SHAREHOLDER | B | |
| R BASTEN TRUST FBO DAVID BASTEN | DE | SHAREHOLDER | B | |
| R BASTEN TRUST FBO DAVID BASTEN | DE | SHAREHOLDER | B | |
| R BASTEN TRUST FBO DAVID BASTEN | DE | SHAREHOLDER | B | |
| BASTEN, ELIZABETH, BRENTZ | I | SHAREHOLDER | A | |
| BASTEN, ELIZABETH, BRENTZ | I | SHAREHOLDER | A | |
| BASTEN, ELIZABETH, BRENTZ | I | SHAREHOLDER | A | |
| BASTEN, ELIZABETH, BRENTZ | I | SHAREHOLDER | A | |
| BASTEN, ELIZABETH, BRENTZ | I | SHAREHOLDER | A | |
| BASTEN, ELIZABETH, BRENTZ | I | SHAREHOLDER | A | |
| BASTEN, ELIZABETH, BRENTZ | I | SHAREHOLDER | A | |
| BASTEN, ELIZABETH, BRENTZ | I | SHAREHOLDER | A | |
| BASTEN, ELIZABETH, BRENTZ | I | SHAREHOLDER | A | |
| BASTEN, ELIZABETH, BRENTZ | I | SHAREHOLDER | A | |
| BASTEN, LESLIE, MASON | I | DIRECTOR | A | |
| BASTEN, LESLIE, MASON | I | DIRECTOR | A | |
| BASTEN, LESLIE, MASON | I | DIRECTOR | A | |
| BASTEN, LESLIE, MASON | I | DIRECTOR | A | |
| BASTEN, LESLIE, MASON | I | DIRECTOR | A | |
| BASTEN, LESLIE, MASON | I | DIRECTOR | A | |
| BASTEN, LESLIE, MASON | I | DIRECTOR | A | |
| BASTEN, LESLIE, MASON | I | DIRECTOR | A | |
| BASTEN, LESLIE, MASON | I | DIRECTOR | A | |
| BASTEN, LESLIE, MASON | I | DIRECTOR | A | |
| BASTEN, LESLIE, MASON | I | DIRECTOR | A | |
| BASTEN, LESLIE, MASON | I | DIRECTOR | A | |
| Basten, Austin, Duff | I | SECRETARY/TREASURER & DIRECTOR | A | |
| Basten, Austin, Duff | I | CHIEF COMPLIANCE OFFICER | A | |
| Basten, Austin, Duff | I | SECRETARY/TREASURER & DIRECTOR | A | |
| Basten, Austin, Duff | I | CHIEF COMPLIANCE OFFICER | A | |
| Basten, Austin, Duff | I | SECRETARY/TREASURER & DIRECTOR | A | |
| Basten, Austin, Duff | I | CHIEF COMPLIANCE OFFICER | A | |
| Basten, Austin, Duff | I | SECRETARY/TREASURER & DIRECTOR | A | |
| Basten, Austin, Duff | I | CHIEF COMPLIANCE OFFICER | A | |
| Basten, Austin, Duff | I | SECRETARY/TREASURER & DIRECTOR | A | |
| Basten, Austin, Duff | I | CHIEF COMPLIANCE OFFICER | A | |
| Basten, Austin, Duff | I | SECRETARY/TREASURER & DIRECTOR | A | |
| Basten, Austin, Duff | I | CHIEF COMPLIANCE OFFICER | A | |
| Basten, Austin, Duff | I | SECRETARY/TREASURER & DIRECTOR | A | |
| Basten, Austin, Duff | I | CHIEF COMPLIANCE OFFICER | A | |
| Basten, Austin, Duff | I | SECRETARY/TREASURER & DIRECTOR | A | |
| Basten, Austin, Duff | I | CHIEF COMPLIANCE OFFICER | A | |
| Basten, Austin, Duff | I | SECRETARY/TREASURER & DIRECTOR | A | |
| Basten, Austin, Duff | I | CHIEF COMPLIANCE OFFICER | A | |
| Basten, Austin, Duff | I | SECRETARY/TREASURER & DIRECTOR | A | |
| Basten, Austin, Duff | I | CHIEF COMPLIANCE OFFICER | A | |
| MASON, AUBREY, LEE | I | SHAREHOLDER | A | |
| MASON, AUBREY, LEE | I | SHAREHOLDER | A | |
| MASON, AUBREY, LEE | I | SHAREHOLDER | A | |
| MASON, AUBREY, LEE | I | SHAREHOLDER | A | |
| MASON, AUBREY, LEE | I | SHAREHOLDER | A | |
| MASON, AUBREY, LEE | I | SHAREHOLDER | A | |
| MASON, AUBREY, LEE | I | SHAREHOLDER | A | |
| MASON, WALTER, GORDON | I | SHAREHOLDER | A | |
| MASON, WALTER, GORDON | I | SHAREHOLDER | A | |
| MASON, WALTER, GORDON | I | SHAREHOLDER | A | |
| MASON, WALTER, GORDON | I | SHAREHOLDER | A | |
| MASON, WALTER, GORDON | I | SHAREHOLDER | A | |
| MASON, WALTER, GORDON | I | SHAREHOLDER | A | |
| MASON, WALTER, GORDON | I | SHAREHOLDER | A | |
| SIGLER, ALISON, MASON | I | SHAREHOLDER | A | |
| SIGLER, ALISON, MASON | I | SHAREHOLDER | A | |
| SIGLER, ALISON, MASON | I | SHAREHOLDER | A | |
| SIGLER, ALISON, MASON | I | SHAREHOLDER | A | |
| SIGLER, ALISON, MASON | I | SHAREHOLDER | A | |
| SIGLER, ALISON, MASON | I | SHAREHOLDER | A | |
| SIGLER, ALISON, MASON | I | SHAREHOLDER | A | |
| SIGLER, ALISON, MASON | I | SHAREHOLDER | A | |
| SIGLER, ALISON, MASON | I | SHAREHOLDER | A | |
| SIGLER, ALISON, MASON | I | SHAREHOLDER | A | |
| SIGLER, ALISON, MASON | I | SHAREHOLDER | A | |
| SIGLER, ALISON, MASON | I | SHAREHOLDER | A | |
| SIGLER, ALISON, MASON | I | SHAREHOLDER | A | |
| SIGLER, ALISON, MASON | I | SHAREHOLDER | A | |
| SIGLER, ALISON, MASON | I | SHAREHOLDER | A | |
| SIGLER, ALISON, MASON | I | SHAREHOLDER | A | |
| SIGLER, ALISON, MASON | I | SHAREHOLDER | A | |
| SIGLER, ALISON, MASON | I | SHAREHOLDER | A | |
| SIGLER, ALISON, MASON | I | SHAREHOLDER | A | |
| SIGLER, ALISON, MASON | I | SHAREHOLDER | A | |
| SIGLER, ALISON, MASON | I | SHAREHOLDER | A | |
| SIGLER, ALISON, MASON | I | SHAREHOLDER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BASTEN, DAVID, DILLARD | I | R BASTEN TRUST FBO DAVID BASTEN | F | |
| BASTEN, DAVID, DILLARD | I | R BASTEN TRUST FBO DAVID BASTEN | F | |
| BASTEN, DAVID, DILLARD | I | R BASTEN TRUST FBO DAVID BASTEN | F | |
| BASTEN, DAVID, DILLARD | I | R BASTEN TRUST FBO DAVID BASTEN | F | |
| BASTEN, DAVID, DILLARD | I | R BASTEN TRUST FBO DAVID BASTEN | F |
Registrations
Federal
IA
Oct 6, 2025 REGISTERED
Notice Filings (2)
TX VA
Address
106 ANNJO COURTSUITE A
FOREST, VA 24551-2630
United States
Phone: 434-846-1361