HEROLD ADVISORS, INC.
CRD #105090 SEC #801-11216 NEW YORK, NY 212-371-3950
SEC Registered Broker-Dealer Disclosures
Total AUM
$489.7M
Discretionary
$489.7M
Employees
9
Clients
0
Accounts
523
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Dec 2025 | $489.7M | $489.7M | $0 | 9 | 0 |
| Jun 2025 | $489.7M | $489.7M | $0 | 9 | 0 |
| Mar 2025 | $489.7M | $489.7M | $0 | 9 | 0 |
| Mar 2024 | $413.1M | $413.1M | $0 | 9 | 0 |
| Mar 2023 | $334M | $334M | $0 | 8 | 0 |
| Jul 2022 | $376M | $376M | $0 | 7 | 0 |
| Mar 2022 | $376M | $376M | $0 | 7 | 0 |
| Mar 2021 | $276.2M | $276.2M | $0 | 8 | 0 |
| Nov 2020 | $186.2M | $186.2M | $0 | 8 | 198 |
| Nov 2020 | $186.2M | $186.2M | $0 | 8 | 198 |
| Nov 2020 | $186.2M | $186.2M | $0 | 8 | 198 |
| Nov 2020 | $186.2M | $186.2M | $0 | 8 | 198 |
| Oct 2020 | $186.2M | $186.2M | $0 | 8 | 198 |
| Jun 2020 | $186.2M | $186.2M | $0 | 8 | 198 |
| Apr 2020 | $186.2M | $186.2M | $0 | 8 | 198 |
| Mar 2019 | $129.1M | $129.1M | $0 | 8 | 177 |
| Jun 2018 | $140.1M | $140.1M | $0 | 8 | 172 |
| Mar 2018 | $140.1M | $140.1M | $0 | 8 | 172 |
| Mar 2017 | $108M | $108M | $0 | 8 | 26 |
| Mar 2016 | $92.3M | $92.3M | $0 | 8 | 26 |
| Jun 2015 | $93M | $93M | $0 | 7 | 26 |
| Jun 2015 | $93M | $93M | $0 | 7 | 26 |
| Mar 2015 | $93M | $93M | $0 | 7 | 26 |
| Mar 2015 | $93M | $93M | $0 | 7 | 26 |
| Apr 2014 | $76.9M | $76.9M | $0 | 7 | 26 |
| Mar 2014 | $76.9M | $76.9M | $0 | 7 | 26 |
| Jan 2014 | $76.9M | $76.9M | $0 | 7 | 26 |
| Jan 2013 | $62.7M | $62.7M | $0 | 7 | 26 |
| Feb 2012 | $51.3M | $51.3M | $0 | 6 | 26 |
| Feb 2011 | $52.2M | $52.2M | $0 | 10 | -- |
| Jan 2011 | $52.2M | $52.2M | $0 | 10 | -- |
| Jan 2008 | $56.6M | $56.6M | $0 | 10 | -- |
| Feb 2007 | $60.2M | $60.2M | $0 | 10 | -- |
| Feb 2006 | $45.2M | $45.2M | $0 | 10 | -- |
| Jan 2005 | $39.3M | $39.3M | $0 | 10 | -- |
DateDec 2025
Total AUM$489.7M
Discretionary$489.7M
Non-Disc.$0
Employees9
Clients0
DateJun 2025
Total AUM$489.7M
Discretionary$489.7M
Non-Disc.$0
Employees9
Clients0
DateMar 2025
Total AUM$489.7M
Discretionary$489.7M
Non-Disc.$0
Employees9
Clients0
DateMar 2024
Total AUM$413.1M
Discretionary$413.1M
Non-Disc.$0
Employees9
Clients0
DateMar 2023
Total AUM$334M
Discretionary$334M
Non-Disc.$0
Employees8
Clients0
DateJul 2022
Total AUM$376M
Discretionary$376M
Non-Disc.$0
Employees7
Clients0
DateMar 2022
Total AUM$376M
Discretionary$376M
Non-Disc.$0
Employees7
Clients0
DateMar 2021
Total AUM$276.2M
Discretionary$276.2M
Non-Disc.$0
Employees8
Clients0
DateNov 2020
Total AUM$186.2M
Discretionary$186.2M
Non-Disc.$0
Employees8
Clients198
DateNov 2020
Total AUM$186.2M
Discretionary$186.2M
Non-Disc.$0
Employees8
Clients198
DateNov 2020
Total AUM$186.2M
Discretionary$186.2M
Non-Disc.$0
Employees8
Clients198
DateNov 2020
Total AUM$186.2M
Discretionary$186.2M
Non-Disc.$0
Employees8
Clients198
DateOct 2020
Total AUM$186.2M
Discretionary$186.2M
Non-Disc.$0
Employees8
Clients198
DateJun 2020
Total AUM$186.2M
Discretionary$186.2M
Non-Disc.$0
Employees8
Clients198
DateApr 2020
Total AUM$186.2M
Discretionary$186.2M
Non-Disc.$0
Employees8
Clients198
DateMar 2019
Total AUM$129.1M
Discretionary$129.1M
Non-Disc.$0
Employees8
Clients177
DateJun 2018
Total AUM$140.1M
Discretionary$140.1M
Non-Disc.$0
Employees8
Clients172
DateMar 2018
Total AUM$140.1M
Discretionary$140.1M
Non-Disc.$0
Employees8
Clients172
DateMar 2017
Total AUM$108M
Discretionary$108M
Non-Disc.$0
Employees8
Clients26
DateMar 2016
Total AUM$92.3M
Discretionary$92.3M
Non-Disc.$0
Employees8
Clients26
DateJun 2015
Total AUM$93M
Discretionary$93M
Non-Disc.$0
Employees7
Clients26
DateJun 2015
Total AUM$93M
Discretionary$93M
Non-Disc.$0
Employees7
Clients26
DateMar 2015
Total AUM$93M
Discretionary$93M
Non-Disc.$0
Employees7
Clients26
DateMar 2015
Total AUM$93M
Discretionary$93M
Non-Disc.$0
Employees7
Clients26
DateApr 2014
Total AUM$76.9M
Discretionary$76.9M
Non-Disc.$0
Employees7
Clients26
DateMar 2014
Total AUM$76.9M
Discretionary$76.9M
Non-Disc.$0
Employees7
Clients26
DateJan 2014
Total AUM$76.9M
Discretionary$76.9M
Non-Disc.$0
Employees7
Clients26
DateJan 2013
Total AUM$62.7M
Discretionary$62.7M
Non-Disc.$0
Employees7
Clients26
DateFeb 2012
Total AUM$51.3M
Discretionary$51.3M
Non-Disc.$0
Employees6
Clients26
DateFeb 2011
Total AUM$52.2M
Discretionary$52.2M
Non-Disc.$0
Employees10
Clients--
DateJan 2011
Total AUM$52.2M
Discretionary$52.2M
Non-Disc.$0
Employees10
Clients--
DateJan 2008
Total AUM$56.6M
Discretionary$56.6M
Non-Disc.$0
Employees10
Clients--
DateFeb 2007
Total AUM$60.2M
Discretionary$60.2M
Non-Disc.$0
Employees10
Clients--
DateFeb 2006
Total AUM$45.2M
Discretionary$45.2M
Non-Disc.$0
Employees10
Clients--
DateJan 2005
Total AUM$39.3M
Discretionary$39.3M
Non-Disc.$0
Employees10
Clients--