FIRST REPUBLIC SECURITIES COMPANY, LLC
CRD #105108 SEC #801-71759 SAN FRANCISCO, CA 877-348-5576
SEC Registered Broker-Dealer
Total AUM
--
Discretionary
--
Employees
1
Clients
--
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 19, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AUGUST-DEWILDE, KATHERINE | I | DIRECTOR | NA | Control |
| AUGUST-DEWILDE, KATHERINE | I | DIRECTOR | NA | Control |
| AUGUST-DEWILDE, KATHERINE | I | DIRECTOR | NA | Control |
| AUGUST-DEWILDE, KATHERINE | I | DIRECTOR | NA | Control |
| AUGUST-DEWILDE, KATHERINE | I | DIRECTOR | NA | Control |
| AUGUST-DEWILDE, KATHERINE | I | DIRECTOR | NA | Control |
| AUGUST-DEWILDE, KATHERINE | I | DIRECTOR | NA | Control |
| AUGUST-DEWILDE, KATHERINE | I | DIRECTOR | NA | Control |
| AUGUST-DEWILDE, KATHERINE | I | DIRECTOR | NA | Control |
| BURKE, BRENDAN D | I | MSRB PRINCIPAL | NA | |
| CURLEY, MICHAEL JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| CURLEY, MICHAEL JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| CURLEY, MICHAEL JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| CURLEY, MICHAEL JAMES | I | CHIEF COMPLIANCE OFFICER/MSRB PRINCIPAL / ROP | NA | |
| CURLEY, MICHAEL JAMES | I | CHIEF COMPLIANCE OFFICER/MSRB PRINCIPAL / ROP | NA | |
| DOBRANSKI, EDWARD JOSEPH | I | CHIEF LEGAL OFFICER/DIRECTOR | NA | Control |
| DOBRANSKI, EDWARD JOSEPH | I | CHIEF LEGAL OFFICER/DIRECTOR | NA | Control |
| DOBRANSKI, EDWARD JOSEPH | I | CHIEF LEGAL OFFICER/DIRECTOR | NA | Control |
| DOBRANSKI, EDWARD JOSEPH | I | CHIEF LEGAL OFFICER/DIRECTOR | NA | Control |
| DOBRANSKI, EDWARD JOSEPH | I | CHIEF LEGAL OFFICER/DIRECTOR | NA | Control |
| DOBRANSKI, EDWARD JOSEPH | I | CHIEF LEGAL OFFICER/DIRECTOR | NA | Control |
| DOBRANSKI, EDWARD JOSEPH | I | CHIEF LEGAL OFFICER/DIRECTOR | NA | Control |
| DOBRANSKI, EDWARD JOSEPH | I | CHIEF LEGAL OFFICER/DIRECTOR | NA | Control |
| GAVEY, JOHN PATRICK | I | MSRB PRINCIPAL/ROP | NA | |
| GAVEY, JOHN PATRICK | I | MSRB PRINCIPAL/ROP | NA | |
| GAVEY, JOHN PATRICK | I | MSRB PRINCIPAL/ROP | NA | |
| KOFMAN, YALE I | I | BOARD MEMBER | NA | |
| KOFMAN, YALE I | I | BOARD MEMBER | NA | |
| KOFMAN, YALE I | I | BOARD MEMBER | NA | |
| KOFMAN, YALE I | I | BOARD MEMBER | NA | |
| KOFMAN, YALE I | I | BOARD MEMBER | NA | |
| KOFMAN, YALE I | I | BOARD MEMBER | NA | |
| KOFMAN, YALE I | I | BOARD MEMBER | NA | |
| MERRILL, BARRANT VROMAN | I | DIRECTOR | NA | |
| MERRILL, BARRANT VROMAN | I | DIRECTOR | NA | |
| MERRILL, BARRANT VROMAN | I | DIRECTOR | NA | |
| MERRILL, BARRANT VROMAN | I | DIRECTOR | NA | |
| MERRILL, BARRANT VROMAN | I | DIRECTOR | NA | |
| MERRILL, BARRANT VROMAN | I | DIRECTOR | NA | |
| MERRILL, BARRANT VROMAN | I | DIRECTOR | NA | |
| MERRILL, BARRANT VROMAN | I | DIRECTOR | NA | |
| MERRILL, BARRANT VROMAN | I | DIRECTOR | NA | |
| MERRILL, WILLIAM DIETZ | I | ROP | NA | |
| MERRILL, WILLIAM DIETZ | I | ROP | NA | |
| MERRILL, WILLIAM DIETZ | I | ROP | NA | |
| OSBORNE, ANGELA MAREN | I | DIRECTOR | NA | |
| PATEL, RAMESH CHAND | I | FINOP / CFO | NA | |
| PATEL, RAMESH CHAND | I | FINOP / CFO | NA | |
| PATEL, RAMESH CHAND | I | FINOP / CFO | NA | |
| PATEL, RAMESH CHAND | I | FINOP / CFO | NA | |
| PATEL, RAMESH CHAND | I | FINOP / CFO | NA | |
| PATEL, RAMESH CHAND | I | FINOP / CFO | NA | |
| PATEL, RAMESH CHAND | I | FINOP / CFO | NA | |
| PATEL, RAMESH CHAND | I | FINOP / CFO | NA | |
| PATEL, RAMESH CHAND | I | FINOP / CFO | NA | |
| ROSENZWEIG, DAVID A | I | ROP | NA | |
| SANTELLI, JONATHAN | I | DIRECTOR | NA | |
| SWEENEY, CATHERINE LINDA | I | CHIEF COMPLIANCE OFFICER | NA | |
| SWEENEY, CATHERINE LINDA | I | CHIEF COMPLIANCE OFFICER | NA | |
| SWEENEY, CATHERINE LINDA | I | CHIEF COMPLIANCE OFFICER | NA | |
| SWEENEY, CATHERINE LINDA | I | CHIEF COMPLIANCE OFFICER | NA | |
| SWEENEY, CATHERINE LINDA | I | DEPUTY CHIEF COMPLIANCE OFFICER | NA | |
| SWEENEY, CATHERINE LINDA | I | DEPUTY CHIEF COMPLIANCE OFFICER | NA | |
| TATEOSIAN, DAVID CHARLES | I | PRESIDENT | NA | Control |
| TATEOSIAN, DAVID CHARLES | I | PRESIDENT | NA | Control |
| TATEOSIAN, DAVID CHARLES | I | PRESIDENT | NA | Control |
| TATEOSIAN, DAVID CHARLES | I | PRESIDENT | NA | Control |
| TATEOSIAN, DAVID CHARLES | I | PRESIDENT | NA | Control |
| TATEOSIAN, DAVID CHARLES | I | PRESIDENT | NA | Control |
| TATEOSIAN, DAVID CHARLES | I | PRESIDENT | NA | Control |
| TATEOSIAN, DAVID CHARLES | I | PRESIDENT | NA | Control |
| TATEOSIAN, DAVID CHARLES | I | PRESIDENT | NA | Control |
| THORNTON, ROBERT LEE JR | I | DIRECTOR | NA | |
| THORNTON, ROBERT LEE JR | I | DIRECTOR | NA | |
| THORNTON, ROBERT LEE JR | I | DIRECTOR | NA | |
| THORNTON, ROBERT LEE JR | I | DIRECTOR | NA | |
| THORNTON, ROBERT LEE JR | I | DIRECTOR | NA | |
| THORNTON, ROBERT LEE JR | I | DIRECTOR | NA | |
| THORNTON, ROBERT LEE JR | I | DIRECTOR | NA | |
| THORNTON, ROBERT LEE JR | I | DIRECTOR | NA | |
| THORNTON, ROBERT LEE JR | I | DIRECTOR | NA | |
| TRIOLO, CARL SALVATORE | I | MSRB PRINCIPAL | NA | |
| TRIOLO, CARL SALVATORE | I | MSRB PRINCIPAL | NA | |
| TRIOLO, CARL SALVATORE | I | MSRB PRINCIPAL | NA | |
| FIRST REPUBLIC BANK | DE | PARENT COMPANY | E | Control |
| FIRST REPUBLIC BANK | DE | PARENT COMPANY | E | Control |
| FIRST REPUBLIC BANK | DE | PARENT COMPANY | E | Control |
| FIRST REPUBLIC BANK | DE | PARENT COMPANY | E | Control |
| FIRST REPUBLIC BANK | DE | PARENT COMPANY | E | Control |
| FIRST REPUBLIC BANK | DE | PARENT COMPANY | E | Control |
| FIRST REPUBLIC BANK | DE | PARENT COMPANY | E | Control |
| FIRST REPUBLIC BANK | DE | PARENT COMPANY | E | Control |
| FIRST REPUBLIC BANK | DE | PARENT COMPANY | E | Control |
Registrations
Federal
IA
Jul 19, 2012 REGISTERED
Notice Filings (10)
AZ CA CT ID IL MA NV NY PA RI
Address
111 PINE STREET7TH FLOOR
SAN FRANCISCO, CA 94111
United States
Phone: 877-348-5576