RIA Intelligence

BERGER FINANCIAL GROUP LLC

CRD #105125 SEC #801-9451 DENVER, CO 303-329-0200
SEC Registered
Total AUM
$7.4B
Discretionary
$7.4B
Employees
51
Clients
--
Accounts
28

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Apr 25, 2002
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BOSCH, ANTHONY, RAYMONDIVP AND CHIEF LEGAL OFFICERNA
BOSCH, ANTHONY, RAYMONDIVP AND CHIEF LEGAL OFFICERNA
FERRIE, BRIAN, SCOTTIVP, TREASURER, AND CHIEF FINANCIAL OFFICERNA
FERRIE, BRIAN, SCOTTIVP, TREASURER, AND CHIEF FINANCIAL OFFICERNA
ISEMAN, ANDREW, JAMESIVP AND CHIEF OPERATING OFFICERNA Control
ISEMAN, ANDREW, JAMESIVP AND CHIEF OPERATING OFFICERNA Control
MERTENS, DAVID, GERHARDISR. VICE PRESIDENTNA Control
MERTENS, DAVID, GERHARDISR. VICE PRESIDENTNA Control
SUNDERHUSE, MARK, STEVENIEXECUTIVE VICE PRESIDENTNA Control
TEAGUE, JANICE, MARGUERITEIVP-ADMINISTRATION AND SECRETARYNA Control
TEAGUE, JANICE, MARGUERITEIVP-ADMINISTRATION AND SECRETARYNA Control
THOMPSON, JACK, RALPHIPRESIDENT AND CEONA Control
THOMPSON, JACK, RALPHIPRESIDENT AND CEONA Control
TRACEY, JAY, WALTERIEXECUTIVE VICE PRESIDENT/CIONA Control
TRACEY, JAY, WALTERIEXECUTIVE VICE PRESIDENT/CIONA Control
STILWELL MANAGEMENT, INC.DEMEMBER MANAGERE Control
STILWELL MANAGEMENT, INC.DEMEMBER MANAGERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
STILWELL FINANCIAL INC.DESTILWELL MANAGEMENT, INC.E Control
STILWELL FINANCIAL INC.DESTILWELL MANAGEMENT, INC.E Control

Registrations

Federal

IA
Apr 25, 2002 REGISTERED

Notice Filings (9)

AK AR AZ CA CO DE TN TX WA

Address

210 UNIVERSITY BLVD
STE 800
DENVER, CO 80206
USA
Phone: 303-329-0200