RIA Intelligence

DAWSON CAPITAL MANAGEMENT, INC.

CRD #105135 SEC #801-15852 SOUTHPORT, CT 203-254-0091
SEC Registered
Total AUM
$442.7M
Discretionary
$442.7M
Employees
--
Clients
0
Accounts
32

Firm Details

Organization Type
Corporation
State of Formation
Connecticut
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Sep 13, 2010
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
CARTON, SLADJANAIEXECUTIVE MANAGING DIRECTOR, DIRECTOR OF BUSINESS DEVELOPMENT & DIRECTORNA Control
CARTON, SLADJANAIEXECUTIVE MANAGING DIRECTOR, DIRECTOR OF BUSINESS DEVELOPMENT & DIRECTORNA Control
CARTON, SLADJANAIEXECUTIVE MANAGING DIRECTOR, DIRECTOR OF BUSINESS DEVELOPMENT & DIRECTORNA Control
GALVIN, THOMAS, STEPHENICHIEF FINANCIAL OFFICERNA Control
GALVIN, THOMAS, STEPHENICHIEF FINANCIAL OFFICERNA Control
GALVIN, THOMAS, STEPHENICHIEF FINANCIAL OFFICERNA Control
GALVIN, THOMAS, STEPHENICHIEF FINANCIAL OFFICERNA Control
GALVIN, THOMAS, STEPHENICHIEF FINANCIAL OFFICERNA Control
GALVIN, THOMAS, STEPHENICHIEF FINANCIAL OFFICERNA Control
GALVIN, THOMAS, STEPHENICHIEF FINANCIAL OFFICERNA Control
GALVIN, THOMAS, STEPHENICHIEF FINANCIAL OFFICERNA Control
GALVIN, THOMAS, STEPHENICHIEF FINANCIAL OFFICERNA Control
GALVIN, THOMAS, STEPHENICHIEF FINANCIAL OFFICERNA Control
GALVIN, THOMAS, STEPHENICHIEF FINANCIAL OFFICERNA Control
GALVIN, THOMAS, STEPHENICHIEF FINANCIAL OFFICERNA Control
GALVIN, THOMAS, STEPHENICHIEF FINANCIAL OFFICERNA Control
GALVIN, THOMAS, STEPHENICHIEF FINANCIAL OFFICERNA Control
GALVIN, THOMAS, STEPHENICHIEF FINANCIAL OFFICERNA Control
GALVIN, THOMAS, STEPHENICHIEF FINANCIAL OFFICERNA Control
HAWLEY, SAMUEL, ROBERTSIHEAD TRADERNA Control
HAWLEY, SAMUEL, ROBERTSIHEAD TRADERNA Control
HAWLEY, SAMUEL, ROBERTSIHEAD TRADERNA Control
HAWLEY, SAMUEL, ROBERTSIHEAD TRADERNA Control
HAWLEY, SAMUEL, ROBERTSIHEAD TRADERNA Control
HAWLEY, SAMUEL, ROBERTSIHEAD TRADERNA Control
HAWLEY, SAMUEL, ROBERTSIHEAD TRADERNA Control
HAWLEY, SAMUEL, ROBERTSIHEAD TRADERNA Control
HAWLEY, SAMUEL, ROBERTSIHEAD TRADERNA Control
THORBURN, JAMES, MANNINGICEO, DIRECTOR & CHIEF COMPLIANCE OFFICERNA Control
THORBURN, JAMES, MANNINGICEO, DIRECTOR & CHIEF COMPLIANCE OFFICERNA Control
THORBURN, JAMES, MANNINGICEO, DIRECTOR, CHIEF COMPLIANCE OFFICER & GENERAL COUNSELNA Control
THORBURN, JAMES, MANNINGICEO, DIRECTOR, CHIEF COMPLIANCE OFFICER & GENERAL COUNSELNA Control
THORBURN, JAMES, MANNINGICEO, DIRECTOR, CHIEF COMPLIANCE OFFICER & GENERAL COUNSELNA Control
DAWSON, JONATHAN, TYRRELLICHAIRMAN OF THE BOARD, DIRECTOR & CHIEF INVESTMENT OFFICERE Control
DAWSON, JONATHAN, TYRRELLICHAIRMAN OF THE BOARD, DIRECTOR & CHIEF INVESTMENT OFFICERE Control
DAWSON, JONATHAN, TYRRELLICHAIRMAN OF THE BOARD, DIRECTOR & CHIEF INVESTMENT OFFICERE Control
DAWSON, JONATHAN, TYRRELLICHAIRMAN OF THE BOARD, DIRECTOR & CHIEF INVESTMENT OFFICERE Control
DAWSON, JONATHAN, TYRRELLICHAIRMAN OF THE BOARD, DIRECTOR & CHIEF INVESTMENT OFFICERE Control
DAWSON, JONATHAN, TYRRELLICHAIRMAN, CEO & DIRECTORD Control
DAWSON, JONATHAN, TYRRELLICHAIRMAN, CEO & DIRECTORD Control
DAWSON, JONATHAN, TYRRELLICHAIRMAN, CEO & DIRECTORD Control
DAWSON, JONATHAN, TYRRELLICHAIRMAN, CEO & DIRECTORD Control
DAWSON, JONATHAN, TYRRELLICHAIRMAN, CEO & DIRECTORD Control
DAWSON, JONATHAN, TYRRELLICHAIRMAN, CEO & DIRECTORD Control
DAWSON, JONATHAN, TYRRELLICHAIRMAN, CEO & DIRECTORD Control
DAWSON, JONATHAN, TYRRELLICHAIRMAN, CEO & DIRECTORD Control
DAWSON, JONATHAN, TYRRELLICHAIRMAN, CEO & DIRECTORD Control
DAWSON, JONATHAN, TYRRELLICHAIRMAN OF THE BOARD & DIRECTORC Control
DAWSON, JONATHAN, TYRRELLICHAIRMAN OF THE BOARD & DIRECTORC Control
HERMAN, RUSSELL, MARKICHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND DIRECTORC Control
HERMAN, RUSSELL, MARKICHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND DIRECTORC Control
GIAMMALVA, ANTHONY, JOHNICHIEF INVESTMENT OFFICER & DIRECTORB Control
GIAMMALVA, ANTHONY, JOHNICHIEF INVESTMENT OFFICER & DIRECTORB Control
GIAMMALVA, ANTHONY, JOHNICHIEF INVESTMENT OFFICER & DIRECTORB Control
HERMAN, RUSSELL, MARKICHIEF INVESTMENT OFFICER AND DIRECTORB Control
HERMAN, RUSSELL, MARKICHIEF INVESTMENT OFFICER AND DIRECTORB Control
HERMAN, RUSSELL, MARKICHIEF INVESTMENT OFFICER AND DIRECTORB Control
THORBURN, JAMES, MANNINGIPRESIDENT, DIRECTOR, COO, CHIEF COMPLIANCE OFFICER & GENERAL COUNSELB Control
THORBURN, JAMES, MANNINGIPRESIDENT, DIRECTOR, COO, CHIEF COMPLIANCE OFFICER & GENERAL COUNSELB Control
THORBURN, JAMES, MANNINGIPRESIDENT, DIRECTOR, COO, COMPLIANCE OFFICER & GENERAL COUNSELB Control
THORBURN, JAMES, MANNINGIPRESIDENT, DIRECTOR, COO, CHIEF COMPLIANCE OFFICER & GENERAL COUNSELB Control
THORBURN, JAMES, MANNINGIPRESIDENT, DIRECTOR, COO, COMPLIANCE OFFICER & GENERAL COUNSELB Control
THORBURN, JAMES, MANNINGIPRESIDENT, DIRECTOR, COO, COMPLIANCE OFFICER & GENERAL COUNSELB Control
THORBURN, JAMES, MANNINGIPRESIDENT, DIRECTOR, COO, CHIEF COMPLIANCE OFFICER & GENERAL COUNSELB Control
THORBURN, JAMES, MANNINGIPRESIDENT, DIRECTOR, COO, COMPLIANCE OFFICER & GENERAL COUNSELB Control
THORBURN, JAMES, MANNINGIPRESIDENT, DIRECTOR, COO, COMPLIANCE OFFICER & GENERAL COUNSELB Control
THORBURN, JAMES, MANNINGIPRESIDENT, DIRECTOR, COO, COMPLIANCE OFFICER & GENERAL COUNSELB Control
THORBURN, JAMES, MANNINGIPRESIDENT, DIRECTOR, COO, COMPLIANCE OFFICER & GENERAL COUNSELB Control
COMCOWICH, KEVIN, JIANALYSTA Control
COMCOWICH, KEVIN, JIANALYSTA Control
COMCOWICH, KEVIN, JIANALYSTA Control
ESPOSITO, MICHELE, ANNISENIOR ANALYST, SENIOR VICE PRESIDENTA Control
GROSS, GEOFFREY, PHILIPPIPORTFOLIO MANAGERA Control
GROSS, GEOFFREY, PHILIPPIPORTFOLIO MANAGERA Control
HAWLEY, SAMUEL, ROBERTSIPRESIDENT, HEAD TRADER & DIRECTORA Control
HAWLEY, SAMUEL, ROBERTSIPRESIDENT, HEAD TRADER & DIRECTORA Control
HAWLEY, SAMUEL, ROBERTSIPRESIDENT, HEAD TRADER & DIRECTORA Control
HAWLEY, SAMUEL, ROBERTSIPRESIDENT, HEAD TRADER & DIRECTORA Control
HAWLEY, SAMUEL, ROBERTSIPRESIDENT, HEAD TRADER & DIRECTORA Control
HERMAN, RUSSELL, MARKIPORTFOLIO MANAGERA Control
HERMAN, RUSSELL, MARKICHIEF INVESTMENT OFFICER AND DIRECTORA Control
HERMAN, RUSSELL, MARKIPORTFOLIO MANAGERA Control
HERMAN, RUSSELL, MARKIPORTFOLIO MANAGERA Control
HERMAN, RUSSELL, MARKICHIEF INVESTMENT OFFICER AND DIRECTORA Control
HERMAN, RUSSELL, MARKICHIEF INVESTMENT OFFICER AND DIRECTORA Control
MCCULLOUGH, KEITH, RUSSELLIEXECUTIVE VICE PRESIDENT AND DIRECTORA Control
MCCULLOUGH, KEITH, RUSSELLIEXECUTIVE VICE PRESIDENT AND DIRECTORA Control

Registrations

Federal

IA
Sep 13, 2010 REGISTERED

Notice Filings (2)

CT VT

Address

354 PEQUOT AVENUE
SOUTHPORT, CT 06890-1345
United States
Phone: 203-254-0091