LOWE, BROCKENBROUGH & COMPANY, INC.
Legal name: BROCKENBROUGH
CRD #105142 SEC #801-6691 RICHMOND, VA 804-288-0404
SEC Registered Private Funds
Total AUM
$5.4B
Discretionary
$4.9B
Employees
32
Clients
0
Accounts
1,162
Firm Details
- Organization Type
- Corporation
- State of Formation
- Virginia
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 22, 2025
- Branch Offices
- 0
- LEI
- 549300WAKS2ILZ1M8P04
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BROCKENBROUGH III, AUSTIN | I | MANAGING DIRECTOR & CHAIRMAN OF THE BOARD; EXECUTIVE COMMITTEE | NA | Control |
| BROCKENBROUGH III, AUSTIN | I | MANAGING DIRECTOR & CHAIRMAN OF THE BOARD; EXECUTIVE COMMITTEE | NA | Control |
| BROCKENBROUGH III, AUSTIN | I | MANAGING DIRECTOR & CHAIRMAN OF THE BOARD; EXECUTIVE COMMITTEE | NA | Control |
| BROCKENBROUGH III, AUSTIN | I | MANAGING DIRECTOR & CHAIRMAN OF THE BOARD; EXECUTIVE COMMITTEE | NA | Control |
| BROCKENBROUGH III, AUSTIN | I | MANAGING DIRECTOR & CHAIRMAN OF THE BOARD | NA | Control |
| BROCKENBROUGH III, AUSTIN | I | MANAGING DIRECTOR & CHAIRMAN OF THE BOARD | NA | Control |
| BROCKENBROUGH III, AUSTIN | I | MANAGING DIRECTOR & CHAIRMAN OF THE BOARD | NA | Control |
| BROCKENBROUGH III, AUSTIN | I | MANAGING DIRECTOR & CHAIRMAN OF THE BOARD | NA | Control |
| BROCKENBROUGH III, AUSTIN | I | MANAGING DIRECTOR & CHAIRMAN OF THE BOARD | NA | Control |
| BROCKENBROUGH III, AUSTIN | I | MANAGING DIRECTOR & CHAIRMAN OF THE BOARD | NA | Control |
| BROCKENBROUGH III, AUSTIN | I | MANAGING DIRECTOR & CHAIRMAN OF THE BOARD | NA | Control |
| BROCKENBROUGH III, AUSTIN | I | MANAGING DIRECTOR & CHAIRMAN OF THE BOARD | NA | Control |
| BROCKENBROUGH III, AUSTIN | I | MANAGING DIRECTOR & CHAIRMAN OF THE BOARD | NA | Control |
| BROCKENBROUGH IV, AUSTIN | I | MANAGING DIRECTOR & PRESIDENT | NA | Control |
| BROCKENBROUGH IV, AUSTIN | I | MANAGING DIRECTOR & PRESIDENT | NA | Control |
| BROCKENBROUGH IV, AUSTIN | I | MANAGING DIRECTOR; PRESIDENT; EXECUTIVE COMMITTEE | NA | Control |
| BROCKENBROUGH IV, AUSTIN | I | MANAGING DIRECTOR; PRESIDENT; EXECUTIVE COMMITTEE | NA | Control |
| BROCKENBROUGH IV, AUSTIN | I | MANAGING DIRECTOR; PRESIDENT; EXECUTIVE COMMITTEE | NA | Control |
| BROCKENBROUGH IV, AUSTIN | I | MANAGING DIRECTOR; PRESIDENT; EXECUTIVE COMMITTEE | NA | Control |
| BROCKENBROUGH IV, AUSTIN | I | MANAGING DIRECTOR; PRESIDENT; EXECUTIVE COMMITTEE | NA | Control |
| BROCKENBROUGH IV, AUSTIN | I | MANAGING DIRECTOR; PRESIDENT; EXECUTIVE COMMITTEE | NA | Control |
| BROCKENBROUGH IV, AUSTIN | I | MANAGING DIRECTOR; PRESIDENT; EXECUTIVE COMMITTEE | NA | Control |
| BROCKENBROUGH IV, AUSTIN | I | MANAGING DIRECTOR; PRESIDENT; EXECUTIVE COMMITTEE | NA | Control |
| BROCKENBROUGH IV, AUSTIN | I | MANAGING DIRECTOR; PRESIDENT; EXECUTIVE COMMITTEE | NA | Control |
| BROCKENBROUGH, AUSTIN | I | MANAGING DIRECTOR | NA | Control |
| BROCKENBROUGH, AUSTIN | I | MANAGING DIRECTOR | NA | Control |
| BROCKENBROUGH, AUSTIN | I | MANAGING DIRECTOR | NA | Control |
| BROCKENBROUGH, AUSTIN | I | MANAGING DIRECTOR | NA | Control |
| BROCKENBROUGH, AUSTIN | I | MANAGING DIRECTOR | NA | Control |
| BURKE, ROBERT, RENNOLDS | I | MANAGING DIRECTOR | NA | Control |
| BURKE, ROBERT, RENNOLDS | I | MANAGING DIRECTOR | NA | Control |
| BURKE, ROBERT, RENNOLDS | I | MANAGING DIRECTOR | NA | Control |
| CARAVATI, CHARLES, MARTIN | I | MANAGING DIRECTOR | NA | Control |
| CARAVATI, CHARLES, MARTIN | I | MANAGING DIRECTOR | NA | Control |
| CARAVATI, CHARLES, MARTIN | I | MANAGING DIRECTOR | NA | Control |
| CARAVATI, CHARLES, MARTIN | I | MANAGING DIRECTOR | NA | Control |
| CARAVATI, CHARLES, MARTIN | I | MANAGING DIRECTOR | NA | Control |
| CARAVATI, CHARLES, MARTIN | I | MANAGING DIRECTOR | NA | Control |
| CARAVATI, CHARLES, MARTIN | I | MANAGING DIRECTOR | NA | Control |
| CARAVATI, CHARLES, MARTIN | I | MANAGING DIRECTOR | NA | |
| CARAVATI, CHARLES, MARTIN | I | MANAGING DIRECTOR | NA | |
| CARAVATI, CHARLES, MARTIN | I | MANAGING DIRECTOR | NA | Control |
| CARAVATI, CHARLES, MARTIN | I | MANAGING DIRECTOR | NA | Control |
| CARAVATI, CHARLES, MARTIN | I | MANAGING DIRECTOR | NA | |
| CARAVATI, CHARLES, MARTIN | I | MANAGING DIRECTOR & SECRETARY | NA | Control |
| CARAVATI, CHARLES, MARTIN | I | MANAGING DIRECTOR & SECRETARY | NA | Control |
| CARAVATI, CHARLES, MARTIN | I | MANAGING DIRECTOR & SECRETARY | NA | Control |
| CARAVATI, CHARLES, MARTIN | I | MANAGING DIRECTOR & SECRETARY | NA | Control |
| CARAVATI, CHARLES, MARTIN | I | MANAGING DIRECTOR & SECRETARY | NA | Control |
| CARAVATI, CHARLES, MARTIN | I | MANAGING DIRECTOR & SECRETARY | NA | Control |
| CARAVATI, CHARLES, MARTIN | I | MANAGING DIRECTOR & SECRETARY | NA | Control |
| CARAVATI, CHARLES, MARTIN | I | MANAGING DIRECTOR & SECRETARY | NA | Control |
| CARAVATI, CHARLES, MARTIN | I | MANAGING DIRECTOR & SECRETARY | NA | Control |
| CARAVATI, CHARLES, MARTIN | I | MANAGING DIRECTOR & SECRETARY | NA | Control |
| CARAVATI, CHARLES, MARTIN | I | MANAGING DIRECTOR & SECRETARY | NA | Control |
| CARAVATI, CHARLES, MARTIN | I | MANAGING DIRECTOR & SECRETARY | NA | Control |
| CARAVATI, CHARLES, MARTIN | I | MANAGING DIRECTOR & SECRETARY | NA | Control |
| CARAVATI, CHARLES, MARTIN | I | MANAGING DIRECTOR & SECRETARY | NA | Control |
| CARAVATI, CHARLES, MARTIN | I | MANAGING DIRECTOR & SECRETARY | NA | Control |
| CARAVATI, CHARLES, MARTIN | I | MANAGING DIRECTOR & SECRETARY | NA | Control |
| CARAVATI, CHARLES, MARTIN | I | MANAGING DIRECTOR & SECRETARY | NA | Control |
| CARAVATI, CHARLES, MARTIN | I | MANAGING DIRECTOR & SECRETARY | NA | Control |
| CARAVATI, CHARLES, MARTIN | I | MANAGING DIRECTOR & SECRETARY | NA | Control |
| CARAVATI, CHARLES, MARTIN | I | MANAGING DIRECTOR & SECRETARY | NA | Control |
| CARAVATI, CHARLES, MARTIN | I | MANAGING DIRECTOR & SECRETARY | NA | Control |
| CLAIBORNE, WILLIAM, ROBERTSON | I | MANAGING DIRECTOR | NA | |
| CLAIBORNE, WILLIAM, ROBERTSON | I | MANAGING DIRECTOR | NA | |
| CLAIBORNE, WILLIAM, ROBERTSON | I | MANAGING DIRECTOR | NA | |
| CLAIBORNE, WILLIAM, ROBERTSON | I | MANAGING DIRECTOR | NA | |
| CLAIBORNE, WILLIAM, ROBERTSON | I | MANAGING DIRECTOR | NA | |
| CLAIBORNE, WILLIAM, ROBERTSON | I | MANAGING DIRECTOR | NA | |
| CLAIBORNE, WILLIAM, ROBERTSON | I | MANAGING DIRECTOR | NA | |
| CLAIBORNE, WILLIAM, ROBERTSON | I | MANAGING DIRECTOR | NA | |
| CLAIBORNE, WILLIAM, ROBERTSON | I | MANAGING DIRECTOR | NA | |
| DION, CHRISTOPHER, JOHN | I | MANAGING DIRECTOR; EXECUTIVE COMMITTEE | NA | Control |
| DION, CHRISTOPHER, JOHN | I | MANAGING DIRECTOR; EXECUTIVE COMMITTEE | NA | Control |
| DION, CHRISTOPHER, JOHN | I | MANAGING DIRECTOR; EXECUTIVE COMMITTEE | NA | Control |
| DION, CHRISTOPHER, JOHN | I | MANAGING DIRECTOR; EXECUTIVE COMMITTEE | NA | Control |
| DION, CHRISTOPHER, JOHN | I | MANAGING DIRECTOR; EXECUTIVE COMMITTEE | NA | Control |
| DION, CHRISTOPHER, JOHN | I | MANAGING DIRECTOR; EXECUTIVE COMMITTEE | NA | Control |
| DION, CHRISTOPHER, JOHN | I | MANAGING DIRECTOR; EXECUTIVE COMMITTEE | NA | Control |
| DION, CHRISTOPHER, JOHN | I | MANAGING DIRECTOR; EXECUTIVE COMMITTEE | NA | Control |
| DION, CHRISTOPHER, JOHN | I | MANAGING DIRECTOR; EXECUTIVE COMMITTEE | NA | Control |
| DION, CHRISTOPHER, JOHN | I | MANAGING DIRECTOR; EXECUTIVE COMMITTEE | NA | Control |
| DION, CHRISTOPHER, JOHN | I | MANAGING DIRECTOR; EXECUTIVE COMMITTEE | NA | Control |
| DION, CHRISTOPHER, JOHN | I | MANAGING DIRECTOR; EXECUTIVE COMMITTEE | NA | Control |
| DION, CHRISTOPHER, JOHN | I | MANAGING DIRECTOR; EXECUTIVE COMMITTEE | NA | Control |
| LYONS, DAVID, ALLEN | I | MANAGING DIRECTOR | NA | |
| LYONS, DAVID, ALLEN | I | MANAGING DIRECTOR | NA | |
| LYONS, DAVID, ALLEN | I | MANAGING DIRECTOR | NA | |
| LYONS, DAVID, ALLEN | I | MANAGING DIRECTOR | NA | |
| LYONS, DAVID, ALLEN | I | MANAGING DIRECTOR | NA | |
| LYONS, DAVID, ALLEN | I | MANAGING DIRECTOR | NA | Control |
| LYONS, DAVID, ALLEN | I | MANAGING DIRECTOR | NA | Control |
| LYONS, DAVID, ALLEN | I | MANAGING DIRECTOR | NA | |
| LYONS, DAVID, ALLEN | I | MANAGING DIRECTOR | NA | |
| LYONS, DAVID, ALLEN | I | MANAGING DIRECTOR | NA | |
| LYONS, DAVID, ALLEN | I | MANAGING DIRECTOR | NA | |
| LYONS, DAVID, ALLEN | I | MANAGING DIRECTOR | NA | |
| LYONS, DAVID, ALLEN | I | MANAGING DIRECTOR & TREASURER | NA | Control |
| LYONS, DAVID, ALLEN | I | MANAGING DIRECTOR & TREASURER | NA | Control |
| LYONS, DAVID, ALLEN | I | MANAGING DIRECTOR & TREASURER | NA | Control |
| LYONS, DAVID, ALLEN | I | MANAGING DIRECTOR & TREASURER | NA | Control |
| LYONS, DAVID, ALLEN | I | MANAGING DIRECTOR & TREASURER | NA | Control |
| LYONS, DAVID, ALLEN | I | MANAGING DIRECTOR & TREASURER | NA | Control |
| LYONS, DAVID, ALLEN | I | MANAGING DIRECTOR & TREASURER | NA | Control |
| LYONS, DAVID, ALLEN | I | MANAGING DIRECTOR & TREASURER | NA | Control |
| LYONS, DAVID, ALLEN | I | MANAGING DIRECTOR & TREASURER | NA | Control |
| LYONS, DAVID, ALLEN | I | MANAGING DIRECTOR & TREASURER | NA | Control |
| LYONS, DAVID, ALLEN | I | MANAGING DIRECTOR & TREASURER | NA | Control |
| LYONS, DAVID, ALLEN | I | MANAGING DIRECTOR & TREASURER | NA | Control |
| LYONS, DAVID, ALLEN | I | MANAGING DIRECTOR & TREASURER | NA | Control |
| LYONS, DAVID, ALLEN | I | MANAGING DIRECTOR & TREASURER | NA | Control |
| LYONS, DAVID, ALLEN | I | MANAGING DIRECTOR & TREASURER | NA | Control |
| LYONS, DAVID, ALLEN | I | MANAGING DIRECTOR & TREASURER | NA | Control |
| LYONS, DAVID, ALLEN | I | MANAGING DIRECTOR & TREASURER | NA | Control |
| LYONS, DAVID, ALLEN | I | CHIEF COMPLIANCE OFFICER (01/2021), MANAGING DIRECTOR & TREASURER (09/2000) | NA | Control |
| LYONS, DAVID, ALLEN | I | CHIEF COMPLIANCE OFFICER (01/2021), MANAGING DIRECTOR & TREASURER (09/2000) | NA | Control |
| LYONS, DAVID, ALLEN | I | CHIEF COMPLIANCE OFFICER (01/2021), MANAGING DIRECTOR & TREASURER (09/2000) | NA | Control |
| LYONS, DAVID, ALLEN | I | CHIEF COMPLIANCE OFFICER (01/2021), MANAGING DIRECTOR & TREASURER (09/2000) | NA | Control |
| LYONS, DAVID, ALLEN | I | CHIEF COMPLIANCE OFFICER (01/2021); MANAGING DIRECTOR; TREASURER (09/2000) ; EXECUTIVE COMMITTEE | NA | Control |
| LYONS, DAVID, ALLEN | I | CHIEF COMPLIANCE OFFICER (01/2021); MANAGING DIRECTOR; TREASURER (09/2000) ; EXECUTIVE COMMITTEE | NA | Control |
| LYONS, DAVID, ALLEN | I | CHIEF COMPLIANCE OFFICER (01/2021); MANAGING DIRECTOR; TREASURER (09/2000) ; EXECUTIVE COMMITTEE | NA | Control |
| REECE, PAGE, TAYLOR | I | CHIEF COMPLIANCE OFFICER | NA | |
| REECE, PAGE, TAYLOR | I | CHIEF COMPLIANCE OFFICER | NA | |
| REECE, PAGE, TAYLOR | I | CHIEF COMPLIANCE OFFICER | NA | |
| REECE, PAGE, TAYLOR | I | CHIEF COMPLIANCE OFFICER | NA | |
| REECE, PAGE, TAYLOR | I | CHIEF COMPLIANCE OFFICER | NA | |
| REECE, PAGE, TAYLOR | I | CHIEF COMPLIANCE OFFICER | NA | |
| REECE, PAGE, TAYLOR | I | CHIEF COMPLIANCE OFFICER | NA | |
| REECE, PAGE, TAYLOR | I | CHIEF COMPLIANCE OFFICER | NA | |
| REECE, PAGE, TAYLOR | I | CHIEF COMPLIANCE OFFICER | NA | |
| REECE, PAGE, TAYLOR | I | CHIEF COMPLIANCE OFFICER | NA | |
| REECE, PAGE, TAYLOR | I | CHIEF COMPLIANCE OFFICER | NA | |
| REECE, PAGE, TAYLOR | I | CHIEF COMPLIANCE OFFICER | NA | |
| REECE, PAGE, TAYLOR | I | CHIEF COMPLIANCE OFFICER | NA | |
| REECE, PAGE, TAYLOR | I | CHIEF COMPLIANCE OFFICER | NA | |
| REECE, PAGE, TAYLOR | I | CHIEF COMPLIANCE OFFICER | NA | |
| REECE, PAGE, TAYLOR | I | CHIEF COMPLIANCE OFFICER | NA | |
| REECE, PAGE, TAYLOR | I | CHIEF COMPLIANCE OFFICER | NA | |
| REECE, PAGE, TAYLOR | I | CHIEF COMPLIANCE OFFICER | NA | |
| REECE, PAGE, TAYLOR | I | CHIEF COMPLIANCE OFFICER | NA | |
| REECE, PAGE, TAYLOR | I | CHIEF COMPLIANCE OFFICER | NA | |
| REECE, PAGE, TAYLOR | I | CHIEF COMPLIANCE OFFICER | NA | |
| REECE, PAGE, TAYLOR | I | CHIEF COMPLIANCE OFFICER | NA | |
| REECE, PAGE, TAYLOR | I | CHIEF COMPLIANCE OFFICER | NA | |
| REECE, PAGE, TAYLOR | I | CHIEF COMPLIANCE OFFICER | NA | |
| REECE, PAGE, TAYLOR | I | CHIEF COMPLIANCE OFFICER | NA | |
| REECE, PAGE, TAYLOR | I | CHIEF COMPLIANCE OFFICER | NA | |
| REECE, PAGE, TAYLOR | I | CHIEF COMPLIANCE OFFICER | NA | |
| ROBERTSON, WALTER, SPENCER | I | MANAGING DIRECTOR | NA | Control |
| ROBERTSON, WALTER, SPENCER | I | MANAGING DIRECTOR | NA | Control |
| ROBERTSON, WALTER, SPENCER | I | MANAGING DIRECTOR | NA | Control |
| ROBERTSON, WALTER, SPENCER | I | MANAGING DIRECTOR | NA | Control |
| ROBERTSON, WALTER, SPENCER | I | MANAGING DIRECTOR | NA | Control |
| ROBERTSON, WALTER, SPENCER | I | MANAGING DIRECTOR | NA | Control |
| ROBERTSON, WALTER, SPENCER | I | MANAGING DIRECTOR | NA | Control |
| ROBERTSON, WALTER, SPENCER | I | MANAGING DIRECTOR | NA | Control |
| ROBERTSON, WALTER, SPENCER | I | MANAGING DIRECTOR | NA | Control |
| ROBERTSON, WALTER, SPENCER | I | MANAGING DIRECTOR | NA | Control |
| ROBERTSON, WALTER, SPENCER | I | MANAGING DIRECTOR | NA | Control |
| ROBERTSON, WALTER, SPENCER | I | MANAGING DIRECTOR | NA | Control |
| ROBERTSON, WALTER, SPENCER | I | MANAGING DIRECTOR | NA | Control |
| ROBERTSON, WALTER, SPENCER | I | MANAGING DIRECTOR; EXECUTIVE COMMITTEE | NA | Control |
| ROBERTSON, WALTER, SPENCER | I | MANAGING DIRECTOR; EXECUTIVE COMMITTEE | NA | Control |
| ROBERTSON, WALTER, SPENCER | I | MANAGING DIRECTOR; EXECUTIVE COMMITTEE | NA | Control |
| ROBERTSON, WALTER, SPENCER | I | MANAGING DIRECTOR; EXECUTIVE COMMITTEE | NA | Control |
| ROBERTSON, WALTER, SPENCER | I | MANAGING DIRECTOR; EXECUTIVE COMMITTEE | NA | Control |
| ROBERTSON, WALTER, SPENCER | I | MANAGING DIRECTOR; EXECUTIVE COMMITTEE | NA | Control |
| ROBERTSON, WALTER, SPENCER | I | MANAGING DIRECTOR; EXECUTIVE COMMITTEE | NA | Control |
| ROBERTSON, WALTER, SPENCER | I | MANAGING DIRECTOR; EXECUTIVE COMMITTEE | NA | Control |
| ROBERTSON, WALTER, SPENCER | I | MANAGING DIRECTOR; EXECUTIVE COMMITTEE | NA | Control |
| ROBERTSON, WALTER, SPENCER | I | MANAGING DIRECTOR; EXECUTIVE COMMITTEE | NA | Control |
| ROBERTSON, WALTER, SPENCER | I | MANAGING DIRECTOR; EXECUTIVE COMMITTEE | NA | Control |
| ROBERTSON, WALTER, SPENCER | I | MANAGING DIRECTOR; EXECUTIVE COMMITTEE | NA | Control |
| ROBERTSON, WALTER, SPENCER | I | MANAGING DIRECTOR; EXECUTIVE COMMITTEE | NA | Control |
| SHAIA, MATTHEW, PHILIP | I | MANAGING DIRECTOR; EXECUTIVE COMMITTEE | NA | Control |
| SHAIA, MATTHEW, PHILIP | I | MANAGING DIRECTOR; EXECUTIVE COMMITTEE | NA | Control |
| SHAIA, MATTHEW, PHILIP | I | MANAGING DIRECTOR; EXECUTIVE COMMITTEE | NA | Control |
| SHAIA, MATTHEW, PHILIP | I | MANAGING DIRECTOR; EXECUTIVE COMMITTEE | NA | Control |
| SHUMADINE, WILLIAM, FRANCIS | I | MANAGING DIRECTOR | NA | |
| SPALDING, HENRY, CANNON | I | MANAGING DIRECTOR | NA | Control |
| WHITLOCK, LAWRENCE, BROADDUS | I | MANAGING DIRECTOR | NA | Control |
| WHITLOCK, LAWRENCE, BROADDUS | I | MANAGING DIRECTOR | NA | Control |
| WHITLOCK, LAWRENCE, BROADDUS | I | MANAGING DIRECTOR | NA | Control |
| WHITLOCK, LAWRENCE, BROADDUS | I | MANAGING DIRECTOR | NA | Control |
| WHITLOCK, LAWRENCE, BROADDUS | I | MANAGING DIRECTOR | NA | Control |
| WHITLOCK, LAWRENCE, BROADDUS | I | MANAGING DIRECTOR | NA | Control |
| WHITLOCK, LAWRENCE, BROADDUS | I | MANAGING DIRECTOR | NA | Control |
| WHITLOCK, LAWRENCE, BROADDUS | I | MANAGING DIRECTOR | NA | Control |
| WHITLOCK, LAWRENCE, BROADDUS | I | MANAGING DIRECTOR | NA | Control |
| WHITLOCK, LAWRENCE, BROADDUS | I | MANAGING DIRECTOR | NA | Control |
| BROCKENBROUGH III, AUSTIN | I | MANAGING DIRECTOR & CHAIRMAN OF THE BOARD | E | Control |
| BROCKENBROUGH III, AUSTIN | I | MANAGING DIRECTOR & CHAIRMAN OF THE BOARD | E | Control |
| BROCKENBROUGH III, AUSTIN | I | MANAGING DIRECTOR & CHAIRMAN OF THE BOARD | E | Control |
| BROCKENBROUGH III, AUSTIN | I | MANAGING DIRECTOR & CHAIRMAN OF THE BOARD | E | Control |
| BROCKENBROUGH III, AUSTIN | I | MANAGING DIRECTOR & CHAIRMAN OF THE BOARD | E | Control |
| BROCKENBROUGH III, AUSTIN | I | MANAGING DIRECTOR & CHAIRMAN OF THE BOARD | E | Control |
| BROCKENBROUGH III, AUSTIN | I | MANAGING DIRECTOR & CHAIRMAN OF THE BOARD | E | Control |
| BROCKENBROUGH III, AUSTIN | I | MANAGING DIRECTOR & CHAIRMAN OF THE BOARD | E | Control |
| BROCKENBROUGH IV, AUSTIN | I | MANAGING DIRECTOR & PRESIDENT | E | Control |
| BROCKENBROUGH IV, AUSTIN | I | MANAGING DIRECTOR & PRESIDENT | E | Control |
| BROCKENBROUGH IV, AUSTIN | I | MANAGING DIRECTOR & PRESIDENT | E | Control |
| BROCKENBROUGH IV, AUSTIN | I | MANAGING DIRECTOR & PRESIDENT | E | Control |
| BROCKENBROUGH IV, AUSTIN | I | MANAGING DIRECTOR & PRESIDENT | E | Control |
| BROCKENBROUGH IV, AUSTIN | I | MANAGING DIRECTOR & PRESIDENT | E | Control |
| BROCKENBROUGH IV, AUSTIN | I | MANAGING DIRECTOR & PRESIDENT | E | Control |
| BROCKENBROUGH IV, AUSTIN | I | MANAGING DIRECTOR & PRESIDENT | E | Control |
| BROCKENBROUGH, AUSTIN | I | MANAGING DIRECTOR | E | Control |
| BROCKENBROUGH, AUSTIN | I | MANAGING DIRECTOR | E | Control |
| BROCKENBROUGH, AUSTIN | I | MANAGING DIRECTOR | E | Control |
| BROCKENBROUGH, AUSTIN | I | MANAGING DIRECTOR | E | Control |
| BROCKENBROUGH, AUSTIN | I | MANAGING DIRECTOR | E | Control |
| BROCKENBROUGH, AUSTIN | I | MANAGING DIRECTOR | E | Control |
| BROCKENBROUGH, AUSTIN III | I | MANAGING DIRECTOR | E | Control |
| BROCKENBROUGH, AUSTIN III | I | MANAGING DIRECTOR | E | Control |
| BROCKENBROUGH, AUSTIN III | I | MANAGING DIRECTOR | E | Control |
| BROCKENBROUGH III, AUSTIN | I | MANAGING DIRECTOR & CHAIRMAN OF THE BOARD | D | Control |
| BROCKENBROUGH III, AUSTIN | I | MANAGING DIRECTOR & CHAIRMAN OF THE BOARD | D | Control |
| BROCKENBROUGH III, AUSTIN | I | MANAGING DIRECTOR & CHAIRMAN OF THE BOARD | D | Control |
| BROCKENBROUGH III, AUSTIN | I | MANAGING DIRECTOR & CHAIRMAN OF THE BOARD | D | Control |
| BROCKENBROUGH III, AUSTIN | I | MANAGING DIRECTOR & CHAIRMAN OF THE BOARD | D | Control |
| BROCKENBROUGH III, AUSTIN | I | MANAGING DIRECTOR & CHAIRMAN OF THE BOARD | D | Control |
| BROCKENBROUGH III, AUSTIN | I | MANAGING DIRECTOR & CHAIRMAN OF THE BOARD | D | Control |
| BROCKENBROUGH III, AUSTIN | I | MANAGING DIRECTOR & CHAIRMAN OF THE BOARD | D | Control |
| BROCKENBROUGH III, AUSTIN | I | MANAGING DIRECTOR & CHAIRMAN OF THE BOARD | D | Control |
| BROCKENBROUGH III, AUSTIN | I | MANAGING DIRECTOR & CHAIRMAN OF THE BOARD | D | Control |
| BROCKENBROUGH III, AUSTIN | I | MANAGING DIRECTOR & CHAIRMAN OF THE BOARD | D | Control |
| BROCKENBROUGH III, AUSTIN | I | MANAGING DIRECTOR & CHAIRMAN OF THE BOARD | D | Control |
| BROCKENBROUGH III, AUSTIN | I | MANAGING DIRECTOR & CHAIRMAN OF THE BOARD | D | Control |
| BROCKENBROUGH, AUSTIN III | I | MANAGING DIRECTOR | D | Control |
| BROCKENBROUGH, AUSTIN III | I | MANAGING DIRECTOR | D | Control |
| BROCKENBROUGH, AUSTIN III | I | MANAGING DIRECTOR | D | Control |
| BROCKENBROUGH, AUSTIN III | I | MANAGING DIRECTOR | D | Control |
| BROCKENBROUGH, AUSTIN III | I | MANAGING DIRECTOR | D | Control |
| BROCKENBROUGH, AUSTIN III | I | MANAGING DIRECTOR | D | Control |
| 2005 TRUST | DE | OWNER | C | Control |
| 2005 TRUST | DE | OWNER | C | Control |
| 2005 TRUST | DE | OWNER | C | Control |
| 2005 TRUST | DE | OWNER | C | Control |
| 2005 TRUST | DE | OWNER | C | Control |
| 2019 DYNASTY TRUST | DE | OWNER | C | Control |
| 2019 DYNASTY TRUST | DE | OWNER | C | Control |
| 2019 DYNASTY TRUST | DE | OWNER | C | Control |
| 2019 DYNASTY TRUST | DE | OWNER | C | Control |
| 2019 DYNASTY TRUST | DE | OWNER | C | Control |
| 2019 DYNASTY TRUST | DE | OWNER | C | Control |
| 2019 DYNASTY TRUST | DE | OWNER | C | Control |
| 2019 DYNASTY TRUST | DE | OWNER | C | Control |
| 2019 DYNASTY TRUST | DE | OWNER | C | Control |
| 2019 DYNASTY TRUST | DE | OWNER | C | Control |
| 2019 DYNASTY TRUST | DE | OWNER | C | Control |
| 2019 DYNASTY TRUST | DE | OWNER | C | Control |
| 2019 DYNASTY TRUST | DE | OWNER | C | Control |
| 2019 DYNASTY TRUST | DE | OWNER | C | Control |
| 2019 DYNASTY TRUST | DE | OWNER | C | Control |
| BROCKENBROUGH, AUSTIN | I | MANAGING DIRECTOR & PRESIDENT | C | Control |
| BROCKENBROUGH, AUSTIN | I | MANAGING DIRECTOR & PRESIDENT | C | Control |
| BROCKENBROUGH, AUSTIN | I | MANAGING DIRECTOR & PRESIDENT | C | Control |
| BROCKENBROUGH, AUSTIN | I | MANAGING DIRECTOR & PRESIDENT | C | Control |
| BROCKENBROUGH, AUSTIN | I | MANAGING DIRECTOR & PRESIDENT | C | Control |
| BROCKENBROUGH, AUSTIN | I | MANAGING DIRECTOR & PRESIDENT | C | Control |
| BROCKENBROUGH, AUSTIN | I | MANAGING DIRECTOR & PRESIDENT | C | Control |
| BROCKENBROUGH, AUSTIN | I | MANAGING DIRECTOR & PRESIDENT | C | Control |
| BROCKENBROUGH, AUSTIN | I | MANAGING DIRECTOR & PRESIDENT | C | Control |
| BROCKENBROUGH, AUSTIN | I | MANAGING DIRECTOR & PRESIDENT | C | Control |
| BROCKENBROUGH, AUSTIN | I | MANAGING DIRECTOR & PRESIDENT | C | Control |
| 2005 TRUST | DE | OWNER | B | Control |
| 2005 TRUST | DE | OWNER | B | Control |
| 2005 TRUST | DE | OWNER | B | Control |
| 2005 TRUST | DE | OWNER | B | Control |
| 2005 TRUST | DE | OWNER | B | Control |
| 2005 TRUST | DE | OWNER | B | Control |
| 2005 TRUST | DE | OWNER | B | Control |
| 2005 TRUST | DE | OWNER | B | Control |
| 2005 TRUST | DE | OWNER | B | Control |
| 2005 TRUST | DE | OWNER | B | Control |
| BROCKENBROUGH IV, AUSTIN | I | MANAGING DIRECTOR; PRESIDENT; EXECUTIVE COMMITTEE | A | Control |
| BROCKENBROUGH IV, AUSTIN | I | MANAGING DIRECTOR; PRESIDENT; EXECUTIVE COMMITTEE | A | Control |
| BROCKENBROUGH IV, AUSTIN | I | MANAGING DIRECTOR; PRESIDENT; EXECUTIVE COMMITTEE | A | Control |
| BROCKENBROUGH IV, AUSTIN | I | MANAGING DIRECTOR; PRESIDENT; EXECUTIVE COMMITTEE | A | Control |
| CARAVATI, CHARLES, MARTIN | I | MANAGING DIRECTOR & SECRETARY; EXECUTIVE COMMITTEE | A | Control |
| CARAVATI, CHARLES, MARTIN | I | MANAGING DIRECTOR & SECRETARY; EXECUTIVE COMMITTEE | A | Control |
| CARAVATI, CHARLES, MARTIN | I | MANAGING DIRECTOR & SECRETARY; EXECUTIVE COMMITTEE | A | Control |
| CARAVATI, CHARLES, MARTIN | I | MANAGING DIRECTOR & SECRETARY; EXECUTIVE COMMITTEE | A | Control |
| CARAVATI, CHARLES, MARTIN | I | MANAGING DIRECTOR & SECRETARY; EXECUTIVE COMMITTEE | A | Control |
| CARAVATI, CHARLES, MARTIN | I | MANAGING DIRECTOR & SECRETARY; EXECUTIVE COMMITTEE | A | Control |
| CARAVATI, CHARLES, MARTIN | I | MANAGING DIRECTOR & SECRETARY; EXECUTIVE COMMITTEE | A | Control |
| CARAVATI, CHARLES, MARTIN | I | MANAGING DIRECTOR & SECRETARY; EXECUTIVE COMMITTEE | A | Control |
| CARAVATI, CHARLES, MARTIN | I | MANAGING DIRECTOR & SECRETARY; EXECUTIVE COMMITTEE | A | Control |
| CARAVATI, CHARLES, MARTIN | I | MANAGING DIRECTOR & SECRETARY; EXECUTIVE COMMITTEE | A | Control |
| CARAVATI, CHARLES, MARTIN | I | MANAGING DIRECTOR & SECRETARY; EXECUTIVE COMMITTEE | A | Control |
| CARAVATI, CHARLES, MARTIN | I | MANAGING DIRECTOR & SECRETARY; EXECUTIVE COMMITTEE | A | Control |
| CARAVATI, CHARLES, MARTIN | I | MANAGING DIRECTOR & SECRETARY; EXECUTIVE COMMITTEE | A | Control |
| LYONS, DAVID, ALLEN | I | CHIEF COMPLIANCE OFFICER (01/2021); MANAGING DIRECTOR; TREASURER (09/2000) ; EXECUTIVE COMMITTEE | A | Control |
| LYONS, DAVID, ALLEN | I | CHIEF COMPLIANCE OFFICER (01/2021); MANAGING DIRECTOR; TREASURER (09/2000) ; EXECUTIVE COMMITTEE | A | Control |
| LYONS, DAVID, ALLEN | I | CHIEF COMPLIANCE OFFICER (01/2021); MANAGING DIRECTOR; TREASURER (09/2000) ; EXECUTIVE COMMITTEE | A | Control |
| LYONS, DAVID, ALLEN | I | CHIEF COMPLIANCE OFFICER (01/2021); MANAGING DIRECTOR; TREASURER (09/2000) ; EXECUTIVE COMMITTEE | A | Control |
| LYONS, DAVID, ALLEN | I | CHIEF COMPLIANCE OFFICER (01/2021); MANAGING DIRECTOR; TREASURER (09/2000) ; EXECUTIVE COMMITTEE | A | Control |
| LYONS, DAVID, ALLEN | I | CHIEF COMPLIANCE OFFICER (01/2021); MANAGING DIRECTOR; TREASURER (09/2000) ; EXECUTIVE COMMITTEE | A | Control |
| LYONS, DAVID, ALLEN | I | CHIEF COMPLIANCE OFFICER (01/2021); MANAGING DIRECTOR; TREASURER (09/2000) ; EXECUTIVE COMMITTEE | A | Control |
| LYONS, DAVID, ALLEN | I | CHIEF COMPLIANCE OFFICER (01/2021); MANAGING DIRECTOR; TREASURER (09/2000) ; EXECUTIVE COMMITTEE | A | Control |
| LYONS, DAVID, ALLEN | I | CHIEF COMPLIANCE OFFICER (01/2021); MANAGING DIRECTOR; TREASURER (09/2000) ; EXECUTIVE COMMITTEE | A | Control |
| LYONS, DAVID, ALLEN | I | CHIEF COMPLIANCE OFFICER (01/2021); MANAGING DIRECTOR; TREASURER (09/2000) ; EXECUTIVE COMMITTEE | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BROCKENBROUGH IV, AUSTIN | I | 2019 DYNASTY TRUST | E | Control |
| BROCKENBROUGH IV, AUSTIN | I | 2005 TRUST | E | Control |
| BROCKENBROUGH IV, AUSTIN | I | 2019 DYNASTY TRUST | E | Control |
| BROCKENBROUGH IV, AUSTIN | I | 2005 TRUST | E | Control |
| BROCKENBROUGH IV, AUSTIN | I | 2019 DYNASTY TRUST | E | Control |
| BROCKENBROUGH IV, AUSTIN | I | 2005 TRUST | E | Control |
| BROCKENBROUGH IV, AUSTIN | I | 2019 DYNASTY TRUST | E | Control |
| BROCKENBROUGH IV, AUSTIN | I | 2005 TRUST | E | Control |
| BROCKENBROUGH IV, AUSTIN | I | 2019 DYNASTY TRUST | E | Control |
| BROCKENBROUGH IV, AUSTIN | I | 2005 TRUST | E | Control |
| BROCKENBROUGH IV, AUSTIN | I | 2019 DYNASTY TRUST | E | Control |
| BROCKENBROUGH IV, AUSTIN | I | 2005 TRUST | E | Control |
| BROCKENBROUGH IV, AUSTIN | I | 2019 DYNASTY TRUST | E | Control |
| BROCKENBROUGH IV, AUSTIN | I | 2005 TRUST | E | Control |
| BROCKENBROUGH IV, AUSTIN | I | 2019 DYNASTY TRUST | E | Control |
| BROCKENBROUGH IV, AUSTIN | I | 2005 TRUST | E | Control |
| BROCKENBROUGH IV, AUSTIN | I | 2019 DYNASTY TRUST | E | Control |
| BROCKENBROUGH IV, AUSTIN | I | 2005 TRUST | E | Control |
| BROCKENBROUGH IV, AUSTIN | I | 2019 DYNASTY TRUST | E | Control |
| BROCKENBROUGH IV, AUSTIN | I | 2005 TRUST | E | Control |
| BROCKENBROUGH IV, AUSTIN | I | 2019 DYNASTY TRUST | E | Control |
| BROCKENBROUGH IV, AUSTIN | I | 2005 TRUST | E | Control |
Registrations
Federal
IA
Aug 22, 2025 REGISTERED
Notice Filings (20)
CA CO DC FL GA IN KY LA MA MD MI NC NY PA SC TX VA VT WA WV
Address
920 LIBBIE AVE.SUITE 201
RICHMOND, VA 23226-2050
United States
Phone: 804-288-0404