PARK PLACE CAPITAL MANAGEMENT, INC.
Legal name: PPCM, INC.
CRD #105154 SEC #801-25182 MILWAUKEE, WI 414-359-1000
SEC Registered
Total AUM
$802.1M
Discretionary
$253M
Employees
7
Clients
1
Accounts
140
Firm Details
- Organization Type
- Corporation
- State of Formation
- Wisconsin
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 23, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DOUGHERTY-KLEIN, KATHLEEN, ANNE | I | SENIOR CONSULTANT AND VICE PRESIDENT | NA | Control |
| DOUGHERTY-KLEIN, KATHLEEN, ANNE | I | SENIOR CONSULTANT AND VICE PRESIDENT | NA | Control |
| FORD, LEE, ADRIAN | I | DIRECTOR OF FINANCIAL SERVICES AND EXECUTIVE VICE PRESIDENT | NA | Control |
| FORD, LEE, ADRIAN | I | DIRECTOR OF FINANCIAL SERVICES, EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER (01/2017) | NA | Control |
| PERRY, WILLIAM, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER (10/04) | E | Control |
| PERRY, WILLIAM, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER (10/04) | E | Control |
| PERRY, WILLIAM, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER (10/04) | E | Control |
| PERRY, WILLIAM, MICHAEL | I | PRESIDENT | E | Control |
| PERRY, WILLIAM, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER (10/04) | E | Control |
| PERRY, WILLIAM, MICHAEL | I | PRESIDENT | E | Control |
| PERRY, WILLIAM, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER (10/04) | E | Control |
| PERRY, WILLIAM, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER (10/04) | E | Control |
| PERRY, WILLIAM, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER (10/04) | E | Control |
| PERRY, WILLIAM, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER (10/04) | E | Control |
| PERRY, WILLIAM, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER (10/04) | E | Control |
| PERRY, WILLIAM, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER (10/04) | E | Control |
| PERRY, WILLIAM, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER (10/04) | E | Control |
| PERRY, WILLIAM, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER (10/04) | E | Control |
| PERRY, WILLIAM, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER (10/04) | E | Control |
| PERRY, WILLIAM, MICHAEL | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER (10/04) | E | Control |
| PERRY, WILLIAM, MICHAEL | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Feb 23, 2017 REGISTERED
Notice Filings (5)
FL IN LA TX WI
Address
ONE PARK PLAZA11270 W. PARK PLACE, SUITE 1050
MILWAUKEE, WI 53224-3638
United States
Phone: 414-359-1000