ENGEMANN ASSET MANAGEMENT
CRD #105158 SEC #801-11586 PASADENA, CA 626-351-6451
SEC Registered
Total AUM
$3.8B
Discretionary
$3.8B
Employees
51
Clients
--
Accounts
7,294
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 20, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AXON, MALCOLM | I | CHIEF FINANCIAL OFFICER & SECRETARY | NA | Control |
| AXON, MALCOLM | I | CHIEF FINANCIAL OFFICER & SECRETARY | NA | Control |
| AXON, MALCOLM | I | CHIEF FINANCIAL OFFICER & SECRETARY | NA | Control |
| AXON, MALCOLM | I | CHIEF FINANCIAL OFFICER & SECRETARY | NA | Control |
| AXON, MALCOLM | I | CHIEF FINANCIAL OFFICER & SECRETARY | NA | Control |
| AXON, MALCOLM | I | CHIEF FINANCIAL OFFICER & SECRETARY | NA | Control |
| AYLWARD, GEORGE, R. | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| AYLWARD, GEORGE, R. | I | DIRECTOR AND PRESIDENT | NA | Control |
| AYLWARD, GEORGE, R. | I | DIRECTOR AND PRESIDENT | NA | Control |
| AYLWARD, GEORGE, R. | I | DIRECTOR AND PRESIDENT | NA | Control |
| AYLWARD, GEORGE, R. | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| AYLWARD, GEORGE, R. | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| AYLWARD, GEORGE, R. | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| AYLWARD, GEORGE, R. | I | DIRECTOR AND PRESIDENT | NA | Control |
| AYLWARD, GEORGE, R. | I | DIRECTOR AND EXECUTIVE VICE PRESIDENT | NA | Control |
| CHEN, JAMES, CHUN KWOK | I | VICE PRESIDENT & PORTFOLIO MANAGER | NA | |
| CHEN, JAMES, CHUN KWOK | I | VICE PRESIDENT & SR. RESEARCH ANALYST | NA | |
| CHEN, JAMES, CHUN KWOK | I | VICE PRESIDENT & SR. RESEARCH ANALYST & PORTFOLIO MANAGER | NA | |
| CHEN, JAMES, CHUN KWOK | I | VICE PRESIDENT & PORTFOLIO MANAGER | NA | |
| COLTON, STEVEN, LLOYD | I | SENIOR VICE PRESIDENT & SENIOR PORTFOLIO MANAGER | NA | |
| COLTON, STEVEN, LLOYD | I | SENIOR VICE PRESIDENT & SENIOR PORTFOLIO MANAGER | NA | |
| CORNET, OLIVIER | I | VICE PRESIDENT, CUSTOMER SERVICE | NA | |
| CORNET, OLIVIER | I | VICE PRESIDENT, CUSTOMER SERVICE | NA | |
| CORNET, OLIVIER | I | VICE PRESIDENT, CUSTOMER SERVICE | NA | |
| COUDEN, DOUG, SCOTT | I | VICE PRESIDENT AND SENIOR PORTFOLIO MANAGER | NA | Control |
| COUDEN, DOUG, SCOTT | I | VICE PRESIDENT AND SENIOR PORTFOLIO MANAGER | NA | Control |
| COUDEN, DOUG, SCOTT | I | VICE PRESIDENT AND SENIOR PORTFOLIO MANAGER | NA | Control |
| COUDEN, DOUG, SCOTT | I | VICE PRESIDENT AND SENIOR PORTFOLIO MANAGER | NA | Control |
| COUDEN, DOUG, SCOTT | I | VICE PRESIDENT AND SENIOR PORTFOLIO MANAGER | NA | Control |
| COUDEN, DOUG, SCOTT | I | VICE PRESIDENT AND SENIOR PORTFOLIO MANAGER | NA | Control |
| COUDEN, DOUG, SCOTT | I | VICE PRESIDENT AND SENIOR PORTFOLIO MANAGER | NA | Control |
| COUDEN, DOUG, SCOTT | I | VICE PRESIDENT AND SENIOR PORTFOLIO MANAGER | NA | Control |
| COUDEN, DOUG, SCOTT | I | VICE PRESIDENT AND SENIOR PORTFOLIO MANAGER | NA | Control |
| ENGBERG, NANCY, JEAN | I | VICE PRESIDENT & ASSISTANT SECRETARY | NA | |
| ENGBERG, NANCY, JEAN | I | VICE PRESIDENT & ASSISTANT SECRETARY | NA | |
| ENGBERG, NANCY, JEAN | I | VICE PRESIDENT & ASSISTANT SECRETARY | NA | |
| ENGBERG, NANCY, JEAN | I | VICE PRESIDENT & ASSISTANT SECRETARY | NA | |
| ENGBERG, NANCY, JEAN | I | VICE PRESIDENT, GEN. COUNSEL & ASST. SEC. | NA | |
| ENGBERG, NANCY, JEAN | I | VICE PRESIDENT, GEN. COUNSEL & ASST. SEC. | NA | |
| ENGBERG, NANCY, JEAN | I | VICE PRESIDENT & ASSISTANT SECRETARY | NA | |
| ENGBERG, NANCY, JEAN | I | VICE PRESIDENT & ASSISTANT SECRETARY | NA | |
| ENGBERG, NANCY, JEAN | I | VICE PRESIDENT & ASSISTANT SECRETARY | NA | |
| ENGBERG, NANCY, JEAN | I | VICE PRESIDENT, GEN. COUNSEL & ASST. SEC. | NA | |
| ENGBERG, NANCY, JEAN | I | VICE PRESIDENT, GEN. COUNSEL & ASST. SEC. | NA | |
| ENGBERG, NANCY, JEAN | I | VICE PRESIDENT, GEN. COUNSEL & ASST. SEC. | NA | |
| ENGBERG, NANCY, JEAN | I | VICE PRESIDENT & ASSISTANT SECRETARY | NA | |
| ENGBERG, NANCY, JEAN | I | VICE PRESIDENT, GEN. COUNSEL & ASST. SEC. | NA | |
| ENGBERG, NANCY, JEAN | I | VICE PRESIDENT, GEN. COUNSEL & ASST. SEC. | NA | |
| ENGEMANN, JOHN, ROGER | I | CHAIRMAN OF THE BOARD OF PARENT COMPANY | NA | Control |
| ENGEMANN, JOHN, ROGER | I | CHAIRMAN OF THE BOARD | NA | Control |
| ENGEMANN, JOHN, ROGER | I | PRESIDENT OF PARENT COMPANY | NA | Control |
| ENGEMANN, JOHN, ROGER | I | PRESIDENT & DIRECTOR | NA | Control |
| ENGEMANN, JOHN, ROGER | I | PRESIDENT OF PARENT COMPANY | NA | Control |
| ENGEMANN, JOHN, ROGER | I | PRESIDENT & DIRECTOR | NA | Control |
| ENGEMANN, JOHN, ROGER | I | CHAIRMAN OF THE BOARD OF PARENT COMPANY | NA | Control |
| ENGEMANN, JOHN, ROGER | I | CHAIRMAN OF THE BOARD | NA | Control |
| FITZPATRICK, MARY, LEONARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FITZPATRICK, MARY, LEONARD | I | SENIOR VICE PRESIDENT | NA | |
| FITZPATRICK, MARY, LEONARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| FITZPATRICK, MARY, LEONARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GARZA, DAVID, PHILLIP | I | VICE PRESIDENT & PORTFOLIO MANAGER | NA | |
| GARZA, DAVID, PHILLIP | I | SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | |
| GARZA, DAVID, PHILLIP | I | SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | NA | |
| GARZA, DAVID, PHILLIP | I | VICE PRESIDENT & PORTFOLIO MANAGER | NA | |
| HALL, MATTHEW, LEE | I | EXCUTIVE VICE PRESIDENT OF BUSINESS DEVELOPEMENT | NA | |
| HALL, MATTHEW, LEE | I | SENIOR VICE PRESIDENT | NA | |
| HALL, MATTHEW, LEE | I | SENIOR VICE PRESIDENT | NA | |
| HALL, MATTHEW, LEE | I | EXCUTIVE VICE PRESIDENT OF BUSINESS DEVELOPEMENT | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND TREASURER | NA | |
| HANLEY, DAVID, G | I | VICE PRESIDENT AND TREASURER | NA | |
| HOLTZ, LOUIS, MILLETT | I | MANAGING DIRECTOR & PORTFOLIO MANAGER | NA | |
| HOLTZ, LOUIS, MILLETT | I | VICE PRESIDENT & PORTFOLIO MANAGER | NA | |
| HOLTZ, LOUIS, MILLETT | I | MANAGING DIRECTOR & PORTFOLIO MANAGER | NA | |
| HOLTZ, LOUIS, MILLETT | I | MANAGING DIRECTOR & PORTFOLIO MANAGER | NA | |
| HOLTZ, LOUIS, MILLETT | I | MANAGING DIRECTOR & PORTFOLIO MANAGER | NA | |
| HOLTZ, LOUIS, MILLETT | I | VICE PRESIDENT & PORTFOLIO MANAGER | NA | |
| HOLTZ, LOUIS, MILLETT | I | VICE PRESIDENT & PORTFOLIO MANAGER | NA | |
| HOLTZ, LOUIS, MILLETT | I | VICE PRESIDENT & RESEARCH ANALYST | NA | |
| HOLTZ, LOUIS, MILLETT | I | MANAGING DIRECTOR & PORTFOLIO MANAGER | NA | |
| HOLTZ, LOUIS, MILLETT | I | VICE PRESIDENT & SR. RESEARCH ANALYST & PORTFOLIO MANAGER | NA | |
| HOLTZ, LOUIS, MILLETT | I | VICE PRESIDENT & PORTFOLIO MANAGER | NA | |
| LASH, CONSTANCE, GRETCHEN SMITH | I | CHIEF EXECUTIVE OFFICER & PRESIDENT & CHIEF INVESTMENT OFFICER & PORTFOLIO MANAGER | NA | Control |
| LASH, CONSTANCE, GRETCHEN SMITH | I | CHIEF EXECUTIVE OFFICER & PRESIDENT OF PARENT COMPANY | NA | Control |
| LASH, CONSTANCE, GRETCHEN SMITH | I | CHIEF EXECUTIVE OFFICER & PRESIDENT & CHIEF INVESTMENT OFFICER & PORTFOLIO MANAGER | NA | Control |
| LASH, CONSTANCE, GRETCHEN SMITH | I | CHIEF EXECUTIVE OFFICER & PRESIDENT OF PARENT COMPANY | NA | Control |
| LASH, CONSTANCE, GRETCHEN SMITH | I | CHIEF EXECUTIVE OFFICER & PRESIDENT & CHIEF INVESTMENT OFFICER & PORTFOLIO MANAGER | NA | Control |
| LASH, CONSTANCE, GRETCHEN SMITH | I | CHIEF EXECUTIVE OFFICER & PRESIDENT OF PARENT COMPANY | NA | Control |
| LASH, CONSTANCE, GRETCHEN SMITH | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LASH, CONSTANCE, GRETCHEN SMITH | I | CHIEF INVESTMENT OFFICER & PORTFOLIO MANAGER | NA | Control |
| LASH, CONSTANCE, GRETCHEN SMITH | I | CHIEF EXECUTIVE OFFICER & PRESIDENT & CHIEF INVESTMENT OFFICER & PORTFOLIO MANAGER | NA | Control |
| LASH, CONSTANCE, GRETCHEN SMITH | I | CHIEF EXECUTIVE OFFICER & PRESIDENT OF PARENT COMPANY | NA | Control |
| LECOMPTE, PAUL | I | SENIOR VICE PRESIDENT & COO | NA | Control |
| LECOMPTE, PAUL | I | SENIOR VICE PRESIDENT & COO | NA | Control |
| LECOMPTE, PAUL | I | SENIOR VICE PRESIDENT & COO | NA | Control |
| LECOMPTE, PAUL | I | SENIOR VICE PRESIDENT & COO | NA | Control |
| LECOMPTE, PAUL | I | SENIOR VICE PRESIDENT & COO | NA | Control |
| LECOMPTE, PAUL | I | SENIOR VICE PRESIDENT & COO | NA | Control |
| LIPSKER, YOSSI | I | PRESIDENT AND PORTFOLIO MANAGER | NA | Control |
| LIPSKER, YOSSI | I | VICE PRESIDENT & PORTFOLIO MANAGER | NA | |
| LIPSKER, YOSSI | I | PRESIDENT AND PORTFOLIO MANAGER | NA | Control |
| LIPSKER, YOSSI | I | PRESIDENT AND PORTFOLIO MANAGER | NA | Control |
| LIPSKER, YOSSI | I | PRESIDENT AND PORTFOLIO MANAGER | NA | Control |
| LIPSKER, YOSSI | I | VICE PRESIDENT & PORTFOLIO MANAGER | NA | |
| LIPSKER, YOSSI | I | VICE PRESIDENT & PORTFOLIO MANAGER | NA | |
| LIPSKER, YOSSI | I | VICE PRESIDENT & SR. RESEARCH ANALYST | NA | |
| LIPSKER, YOSSI | I | PRESIDENT AND PORTFOLIO MANAGER | NA | Control |
| LIPSKER, YOSSI | I | VICE PRESIDENT & SR. RESEARCH ANALYST & PORTFOLIO MANAGER | NA | |
| LIPSKER, YOSSI | I | VICE PRESIDENT & PORTFOLIO MANAGER | NA | |
| MAIR, JAMES, EDWIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MAIR, JAMES, EDWIN | I | EXECUTIVE VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| MANNS, MICHAEL, TIMOTHY | I | SENIOR VICE PRESIDENT AND SENIOR PORTFOLIO MANAGER | NA | |
| MANNS, MICHAEL, TIMOTHY | I | SENIOR VICE PRESIDENT AND SENIOR PORTFOLIO MANAGER | NA | |
| MARTIN, DAVID, CAMBRIDGE | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MARTIN, DAVID, CAMBRIDGE | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MARTIN, DAVID, CAMBRIDGE | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MARTIN, DAVID, CAMBRIDGE | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MARTIN, DAVID, CAMBRIDGE | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MARTIN, DAVID, CAMBRIDGE | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MARTIN, DAVID, CAMBRIDGE | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MARTIN, DAVID, CAMBRIDGE | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MARTIN, DAVID, CAMBRIDGE | I | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MITCHELL, TINA, LOUISE | I | VICE PRESIDENT, COMPLIANCE | NA | |
| MITCHELL, TINA, LOUISE | I | CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT | NA | |
| MITCHELL, TINA, LOUISE | I | CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT | NA | |
| MITCHELL, TINA, LOUISE | I | VICE PRESIDENT, COMPLIANCE | NA | |
| MITCHELL, TINA, LOUISE | I | VICE PRESIDENT, COMPLIANCE | NA | |
| MITCHELL, TINA, LOUISE | I | VICE PRESIDENT, COMPLIANCE | NA | |
| SWANSON, SCOTT | I | VICE PRESIDENT & SR. PORTFOLIO MANAGER | NA | |
| SWANSON, SCOTT | I | VICE PRESIDENT & SR. PORTFOLIO MANAGER | NA | |
| SWANSON, SCOTT | I | VICE PRESIDENT & SR. PORTFOLIO MANAGER | NA | |
| SWANSON, SCOTT | I | VICE PRESIDENT & SR. RESEARCH ANALYST | NA | |
| SWANSON, SCOTT | I | VICE PRESIDENT & SR. RESEARCH ANALYST & PORTFOLIO MANAGER | NA | |
| SWANSON, SCOTT | I | VICE PRESIDENT & SR. PORTFOLIO MANAGER | NA | |
| TILSON, JOHN, STANLEY | I | EXECUTIVE VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| TILSON, JOHN, STANLEY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| TILSON, JOHN, STANLEY | I | EXECUTIVE VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| TILSON, JOHN, STANLEY | I | EXECUTIVE VICE PRESIDENT & PORTFOLIO MANAGER | NA | Control |
| WELTER, MICHAEL, THOMAS | I | RESEARCH ANALYST & JUNIOR PORTFOLIO MANAGER | NA | |
| WELTER, MICHAEL, THOMAS | I | RESEARCH ANALYST & JUNIOR PORTFOLIO MANAGER | NA | |
| ZHANG, DONG, HAO | I | VICE PRESIDENT AND PORTFOLIO MANAGER | NA | |
| ZHANG, DONG, HAO | I | VICE PRESIDENT AND PORTFOLIO MANAGER | NA | |
| PASADENA CAPITAL CORPORATION | DE | PARENT COMPANY | E | Control |
| PASADENA CAPITAL CORPORATION | DE | PARENT COMPANY | E | Control |
| PASADENA CAPITAL CORPORATION | DE | PARENT COMPANY | E | Control |
| PASADENA CAPITAL CORPORATION | DE | PARENT COMPANY | E | Control |
| PASADENA CAPITAL CORPORATION | DE | PARENT COMPANY | E | Control |
| PASADENA CAPITAL CORPORATION | DE | PARENT COMPANY | E | Control |
| PASADENA CAPITAL CORPORATION | DE | PARENT COMPANY | E | Control |
| PASADENA CAPITAL CORPORATION | DE | PARENT COMPANY | E | Control |
| PASADENA CAPITAL CORPORATION | DE | PARENT COMPANY | E | Control |
| PASADENA CAPITAL CORPORATION | DE | PARENT COMPANY | E | Control |
| PASADENA CAPITAL CORPORATION | DE | PARENT COMPANY | E | Control |
| PASADENA CAPITAL CORPORATION | DE | PARENT COMPANY | E | Control |
| PASADENA CAPITAL CORPORATION | DE | PARENT COMPANY | E | Control |
| PASADENA CAPITAL CORPORATION | DE | PARENT COMPANY | E | Control |
| PASADENA CAPITAL CORPORATION | DE | PARENT COMPANY | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | OWNER OF PARENT | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | OWNER OF PARENT | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | OWNER OF PARENT | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | OWNER OF PARENT | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | OWNER OF PARENT | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. | DE | OWNER OF PARENT | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. (FORMERLY KNOWN AS PHOENIX DUFF & PHELPS CORP.) | DE | OWNER OF PARENT | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. (FORMERLY KNOWN AS PHOENIX DUFF & PHELPS CORP.) | DE | OWNER OF PARENT | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. (FORMERLY KNOWN AS PHOENIX DUFF & PHELPS CORP.) | DE | OWNER OF PARENT | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. (FORMERLY KNOWN AS PHOENIX DUFF & PHELPS CORP.) | DE | OWNER OF PARENT | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. (FORMERLY KNOWN AS PHOENIX DUFF & PHELPS CORP.) | DE | OWNER OF PARENT | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. (FORMERLY KNOWN AS PHOENIX DUFF & PHELPS CORP.) | DE | OWNER OF PARENT | E | Control |
| PHOENIX INVESTMENT PARTNERS, LTD. (FORMERLY KNOWN AS PHOENIX DUFF & PHELPS CORP.) | DE | OWNER OF PARENT | E | Control |
| VIRTUS PARTNERS, INC. (FKA PHOENIX INVESTMENT PARTNERS, LTD.) | DE | OWNER OF PARENT | E | Control |
| VIRTUS PARTNERS, INC. (FKA PHOENIX INVESTMENT PARTNERS, LTD.) | DE | OWNER OF PARENT | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| THE PHOENIX COMPANIES INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY INC. | E | |
| THE PHOENIX COMPANIES INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY INC. | E | |
| THE PHOENIX COMPANIES INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY INC. | E | |
| THE PHOENIX COMPANIES INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY INC. | E | |
| THE PHOENIX COMPANIES INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY INC. | E | |
| THE PHOENIX COMPANIES INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY INC. | E | |
| THE PHOENIX COMPANIES INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY INC. | E | |
| THE PHOENIX COMPANIES INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY INC. | E | |
| THE PHOENIX COMPANIES INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY INC. | E | |
| THE PHOENIX COMPANIES INC. | DE | PHOENIX INVESTMENT COMPANY INC. | E | |
| THE PHOENIX COMPANIES INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY INC. | E | |
| THE PHOENIX COMPANIES INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY INC. | E | |
| THE PHOENIX COMPANIES INC. | DE | PHOENIX INVESTMENT MANAGEMENT COMPANY INC. | E | |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS PARTNERS, INC. (FKA PHOENIX INVESTMENT PARTNERS, LTD.) | DE | PASADENA CAPITAL CORPORATION | E | Control |
| VIRTUS PARTNERS, INC. (FKA PHOENIX INVESTMENT PARTNERS, LTD.) | DE | PASADENA CAPITAL CORPORATION | E | Control |
| PHOENIX INVESTMENT COMPANY INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | D | |
| PHOENIX INVESTMENT MANAGEMENT COMPANY INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | D | |
| PHOENIX INVESTMENT MANAGEMENT COMPANY INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | D | |
| PHOENIX INVESTMENT MANAGEMENT COMPANY INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | D | |
| PHOENIX INVESTMENT MANAGEMENT COMPANY INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | D | |
| PHOENIX INVESTMENT MANAGEMENT COMPANY INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | D | |
| PHOENIX INVESTMENT MANAGEMENT COMPANY INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | D | |
| PHOENIX INVESTMENT MANAGEMENT COMPANY INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | D | |
| PHOENIX INVESTMENT MANAGEMENT COMPANY INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | D | |
| PHOENIX INVESTMENT MANAGEMENT COMPANY INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | D | |
| PHOENIX INVESTMENT MANAGEMENT COMPANY INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | D | |
| PHOENIX INVESTMENT MANAGEMENT COMPANY INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | D | |
| PHOENIX INVESTMENT MANAGEMENT COMPANY INC. | DE | PHOENIX INVESTMENT PARTNERS, LTD. | D |
Registrations
Federal
IA
Oct 20, 2005 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
600 N. ROSEMEAD BLVDPASADENA, CA 91107-2101
USA
Phone: 626-351-6451