PMREALTY ADVISORS, INC.
CRD #105175 SEC #801-21706 NEWPORT BEACH, CA 949-219-5000
SEC Registered
Total AUM
$12.4M
Discretionary
$12.4M
Employees
51
Clients
25
Accounts
7
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 27, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CAVANAUGH, JEFF | I | MANAGING DIRECTOR | NA | Control |
| GAYLORD, LAURA, RITTER | I | MANAGING DIRECTOR | NA | Control |
| GUY, CHRISTOPHER | I | VICE PRESIDENT | NA | Control |
| MCWALTERS, JAMES | I | DIRECTOR, CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR | NA | Control |
| MILFS, AUDREY, LEE | I | DIRECTOR, VICE PRESIDENT, SECRETARY | NA | Control |
| SCHAFER, GLENN, STANLEY | I | DIRECTOR, PRESIDENT | NA | Control |
| SULLIVAN, LAWRENCE, KEVIN | I | DIRECTOR, MANAGING DIRECTOR | NA | Control |
| SUTTON, THOMAS, COLE | I | DIRECTOR | NA | Control |
| TRAN, KHANH, THIEN | I | DIRECTOR, EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| PACIFIC ASSET MANAGEMENT, LLC ("PAM LLC") | DE | PARENT OF APPLICANT | E | Control |
| PACIFIC LIFE INSURANCE COMPANY ("PLIC") | DE | PARENT OF PACIFIC ASSET MANAGEMENT, LLC | E | Control |
| PACIFIC LIFECORP ("LIFECORP") | DE | PARENT OF PACIFIC LIFE INSURANCE COMPANY ("PLIC") | E | Control |
| PACIFIC MUTUAL HOLDING COMPANY ("PMHC") | DE | PARENT OF PACIFIC LIFECORP | E | Control |
Registrations
Federal
IA
Mar 27, 2002 REGISTERED
Notice Filings (1)
CA
Address
800 NEWPORT CENTER DRIVESUITE 300
NEWPORT BEACH, CA 92660
USA
Phone: 949-219-5000