GREENBAUM AND ORECCHIO, INC.
Legal name: GREENBAUM AND ORECCHIO, INC
CRD #105184 SEC #801-22193 OLD TAPPAN, NJ 201-768-4600
SEC Registered
Total AUM
$361.4M
Discretionary
$360.4M
Employees
--
Clients
51
Accounts
881
Firm Details
- Organization Type
- Corporation
- State of Formation
- New Jersey
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 23, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GREENBAUM, GARY, R | I | PRESIDENT/TREASURER/SHAREHOLDER | E | Control |
| GREENBAUM, GARY, R | I | PRESIDENT/TREASURER/SHAREHOLDER | E | Control |
| GREENBAUM, GARY, R | I | PRESIDENT/TREASURER/SHAREHOLDER/CHIEF COMPLIANCE OFFICER | D | Control |
| GREENBAUM, GARY, R | I | PRESIDENT/TREASURER/SHAREHOLDER/CHIEF COMPLIANCE OFFICER | D | Control |
| GREENBAUM, GARY, R | I | PRESIDENT/TREASURER/SHAREHOLDER | D | Control |
| GREENBAUM, GARY, R | I | PRESIDENT/TREASURER/SHAREHOLDER | D | Control |
| GREENBAUM, GARY, R | I | PRESIDENT/TREASURER/SHAREHOLDER | D | Control |
| ORECCHIO, THOMAS, ANTHONY | I | VICE PRESIDENT/SECRETARY/SHAREHOLDER | D | Control |
| ORECCHIO, THOMAS, ANTHONY | I | VICE PRESIDENT/SECRETARY/SHAREHOLDER | D | Control |
| ORECCHIO, THOMAS, ANTHONY | I | PRESIDENT/SHAREHOLDER | D | Control |
| ORECCHIO, THOMAS, ANTHONY | I | PRESIDENT/SHAREHOLDER | D | Control |
| ORECCHIO, THOMAS, ANTHONY | I | PRESIDENT/SHAREHOLDER | D | Control |
| ORECCHIO, THOMAS, ANTHONY | I | PRESIDENT/SHAREHOLDER | D | Control |
| ORECCHIO, THOMAS, ANTHONY | I | VICE PRESIDENT/SECRETARY/SHAREHOLDER | D | Control |
| ORECCHIO, THOMAS, ANTHONY | I | PRESIDENT/SHAREHOLDER | D | Control |
| ORECCHIO, THOMAS, ANTHONY | I | VICE PRESIDENT/SECRETARY/SHAREHOLDER | D | Control |
| ORECCHIO, THOMAS, ANTHONY | I | VICE PRESIDENT/SECRETARY/SHAREHOLDER | D | Control |
| GREENBAUM, GARY, R | I | PRESIDENT/TREASURER/SHAREHOLDER | C | Control |
| GREENBAUM, GARY, R | I | PRESIDENT/TREASURER/SHAREHOLDER | C | Control |
| GREENBAUM, GARY, R | I | PRESIDENT/TREASURER/SHAREHOLDER | C | Control |
| GREENBAUM, GARY, R | I | PRESIDENT/TREASURER/SHAREHOLDER | C | Control |
| GREENBAUM, GARY, R | I | PRESIDENT/TREASURER/SHAREHOLDER | C | Control |
| ORECCHIO, THOMAS, ANTHONY | I | VICE PRESIDENT/SECRETARY/SHAREHOLDER | C | Control |
| ORECCHIO, THOMAS, ANTHONY | I | VICE PRESIDENT/SECRETARY/SHAREHOLDER | C | Control |
| ORECCHIO, THOMAS, ANTHONY | I | VICE PRESIDENT/SECRETARY/SHAREHOLDER | C | Control |
| ORECCHIO, THOMAS, ANTHONY | I | VICE PRESIDENT/SECRETARY/SHAREHOLDER | C | Control |
| ORECCHIO, THOMAS, ANTHONY | I | VICE PRESIDENT/SECRETARY/SHAREHOLDER | C | Control |
| ORECCHIO, THOMAS, ANTHONY | I | VICE PRESIDENT/SECRETARY/SHAREHOLDER | C | Control |
| ORECCHIO, THOMAS, ANTHONY | I | VICE PRESIDENT/SECRETARY/SHAREHOLDER | C | Control |
| PLECHNER, GREGORY | I | VICE PRESIDENT/SHAREHOLDER | C | Control |
| PLECHNER, GREGORY | I | SHAREHOLDER | C | Control |
| PLECHNER, GREGORY | I | SHAREHOLDER | C | Control |
| PLECHNER, GREGORY | I | SHAREHOLDER | C | Control |
| PLECHNER, GREGORY | I | VICE PRESIDENT/SHAREHOLDER | C | Control |
| WILLOUGHBY, MARK, ANTHONY | I | CHIEF COMPLIANCE OFFICER/SHAREHOLDER | B | Control |
| WILLOUGHBY, MARK, ANTHONY | I | CHIEF COMPLIANCE OFFICER/SHAREHOLDER | B | Control |
| WILLOUGHBY, MARK, ANTHONY | I | CHIEF COMPLIANCE OFFICER/SHAREHOLDER | B | Control |
| WILLOUGHBY, MARK, ANTHONY | I | CHIEF COMPLIANCE OFFICER/SHAREHOLDER | B | Control |
| WILLOUGHBY, MARK, ANTHONY | I | CHIEF COMPLIANCE OFFICER/SHAREHOLDER | B | Control |
| PLECHNER, GREGORY | I | MINORITY EQUITY OWNER | A | |
| PLECHNER, GREGORY | I | MINORITY EQUITY OWNER | A | |
| PLECHNER, GREGORY | I | MINORITY EQUITY OWNER | A | |
| PLECHNER, GREGORY | I | MINORITY EQUITY OWNER | A | |
| PLECHNER, GREGORY | I | MINORITY EQUITY OWNER | A | |
| WILLOUGHBY, MARK, ANTHONY | I | CHIEF COMPLIANCE OFFICER | A | |
| WILLOUGHBY, MARK, ANTHONY | I | CHIEF COMPLIANCE OFFICER | A | |
| WILLOUGHBY, MARK, ANTHONY | I | CHIEF COMPLIANCE OFFICER | A | |
| WILLOUGHBY, MARK, ANTHONY | I | CHIEF COMPLIANCE OFFICER | A | |
| WILLOUGHBY, MARK, ANTHONY | I | CHIEF COMPLIANCE OFFICER | A |
Registrations
Federal
IA
Apr 23, 2007 REGISTERED
Notice Filings (10)
CA CT FL GA NC NH NJ NY RI TX
Address
1 DEWOLF ROADOLD TAPPAN, NJ 7675
USA
Phone: 201-768-4600