SHEFFIELD INVESTMENT MANAGEMENT INC
CRD #105189 SEC #801-14812 ATLANTA, GA 770-953-1597
SEC Registered
Total AUM
$76.5M
Discretionary
$76.4M
Employees
1
Clients
--
Accounts
168
Firm Details
- Organization Type
- Corporation
- State of Formation
- Georgia
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 26, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SHEFFIELD, ROGER, ALAN | I | PRINCIPAL, PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| SHEFFIELD, ROGER, ALAN | I | PRINCIPAL, PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| SHEFFIELD, ROGER, ALAN | I | PRINCIPAL, PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| SHEFFIELD, ROGER, ALAN | I | PRINCIPAL, PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| SHEFFIELD, ROGER, ALAN | I | PRINCIPAL, PRESIDENT | D | Control |
| SHEFFIELD, ROGER, ALAN | I | PRINCIPAL, PRESIDENT | D | Control |
| SHEFFIELD, ROGER, ALAN | I | PRINCIPAL, PRESIDENT | D | Control |
| SHEFFIELD, ROGER, ALAN | I | PRINCIPAL, PRESIDENT | D | Control |
| SHEFFIELD, ROGER, ALAN | I | PRINCIPAL, PRESIDENT | D | Control |
| SHEFFIELD, ROGER, ALAN | I | PRINCIPAL, PRESIDENT | D | Control |
| SHEFFIELD, ROGER, ALAN | I | PRINCIPAL, PRESIDENT | D | Control |
| SHEFFIELD, ROGER, ALAN | I | PRINCIPAL, PRESIDENT | D | Control |
| SHEFFIELD, ROGER, ALAN | I | PRINCIPAL, PRESIDENT | D | Control |
| SHEFFIELD, ROGER, ALAN | I | PRINCIPAL, PRESIDENT | D | Control |
| SHEFFIELD, ROGER, ALAN | I | PRINCIPAL, PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| SHEFFIELD, ROGER, ALAN | I | PRINCIPAL, PRESIDENT, CHIEF COMPLIANCE OFFICER | D | Control |
| SCOTT, CAROLINE, LEE | I | PRINCIPAL, CFO, CCO | C | Control |
| SCOTT, CAROLINE, LEE | I | PRINCIPAL, CFO, CHIEF COMPLIANCE OFFICER | C | Control |
| SCOTT, CAROLINE, LEE | I | PRINCIPAL, CFO, CHIEF COMPLIANCE OFFICER | C | Control |
| SCOTT, CAROLINE, LEE | I | PRINCIPAL, CFO, CHIEF COMPLIANCE OFFICER | C | Control |
| SCOTT, CAROLINE, LEE | I | PRINCIPAL, CFO, CCO | C | Control |
| SCOTT, CAROLINE, LEE | I | PRINCIPAL, CFO, CHIEF COMPLIANCE OFFICER | C | Control |
| SCOTT, CAROLINE, LEE | I | PRINCIPAL, CFO, CHIEF COMPLIANCE OFFICER | C | Control |
| SCOTT, CAROLINE, LEE | I | PRINCIPAL, CFO, CHIEF COMPLIANCE OFFICER | C | Control |
| SCOTT, CAROLINE, LEE | I | PRINCIPAL, CFO | C | Control |
| SCOTT, CAROLINE, LEE | I | PRINCIPAL, CFO, CHIEF COMPLIANCE OFFICER | C | Control |
| SCOTT, CAROLINE, LEE | I | PRINCIPAL | C | Control |
| SCOTT, CAROLINE, LEE | I | PRINCIPAL | C | Control |
Registrations
Federal
IA
Apr 26, 2012 REGISTERED
Notice Filings (6)
FL GA LA SC TX VA
Address
900 CIRCLE 75 PARKWAYSUITE 750
ATLANTA, GA 30339-3082
United States
Phone: 770-953-1597