BTR CAPITAL MANAGEMENT INC
CRD #105195 SEC #801-34890 OAKLAND, CA 415-989-0100
SEC Registered
Total AUM
$1.2B
Discretionary
$1.2B
Employees
14
Clients
--
Accounts
736
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 11, 2022
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BUTLER, JONATHAN, WILLIAM | I | VICE PRESIDENT/PORTFOLIO MGR | NA | |
| BUTLER, JONATHAN, WILLIAM | I | VICE PRESIDENT/PORTFOLIO MGR | NA | |
| BUTLER, JONATHAN, WILLIAM | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | |
| BUTLER, JONATHAN, WILLIAM | I | VICE PRESIDENT/PORTFOLIO MGR | NA | |
| BUTLER, JONATHAN, WILLIAM | I | VICE PRESIDENT/PORTFOLIO MGR | NA | |
| BUTLER, JONATHAN, WILLIAM | I | VICE PRESIDENT/PORTFOLIO MGR | NA | |
| BUTLER, JONATHAN, WILLIAM | I | VICE PRESIDENT/PORTFOLIO MGR | NA | |
| BUTLER, JONATHAN, WILLIAM | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | |
| FORMICOLA, ANNAMARIE | I | SENIOR VICE PRESIDENT | NA | |
| FORMICOLA, ANNAMARIE | I | SENIOR VICE PRESIDENT | NA | |
| FORMICOLA, ANNAMARIE | I | SENIOR VICE PRESIDENT | NA | Control |
| FORMICOLA, ANNAMARIE | I | VICE PRESIDENT | NA | |
| FORMICOLA, ANNAMARIE | I | SENIOR VICE PRESIDENT | NA | |
| FORMICOLA, ANNAMARIE | I | SENIOR VICE PRESIDENT | NA | |
| FORMICOLA, ANNAMARIE | I | VICES PRESIDENT | NA | |
| FORMICOLA, ANNAMARIE | I | VICES PRESIDENT | NA | |
| FORMICOLA, ANNAMARIE | I | SENIOR VICE PRESIDENT | NA | |
| FORMICOLA, ANNAMARIE | I | VICE PRESIDENT | NA | |
| FORMICOLA, ANNAMARIE | I | SENIOR VICE PRESIDENT | NA | Control |
| FORMICOLA, ANNAMARIE, G (MI ONLY) | I | SENIOR VICE PRESIDENT | NA | Control |
| FORMICOLA, ANNAMARIE, G (MI ONLY) | I | SENIOR VICE PRESIDENT | NA | Control |
| FORMICOLA, ANNAMARIE, G (MI ONLY) | I | SENIOR VICE PRESIDENT | NA | Control |
| FORMICOLA, ANNAMARIE, G (MI ONLY) | I | SENIOR VICE PRESIDENT | NA | Control |
| FORMICOLA, ANNAMARIE, G (MI ONLY) | I | SENIOR VICE PRESIDENT | NA | Control |
| FORMICOLA, ANNAMARIE, G (MI ONLY) | I | SENIOR VICE PRESIDENT | NA | Control |
| FORMICOLA, ANNAMARIE, G (MI ONLY) | I | SENIOR VICE PRESIDENT | NA | Control |
| FORMICOLA, ANNAMARIE, G (MI ONLY) | I | SENIOR VICE PRESIDENT | NA | Control |
| FORMICOLA, ANNAMARIE, G (MI ONLY) | I | SENIOR VICE PRESIDENT | NA | Control |
| FORMICOLA, ANNAMARIE, G (MI ONLY) | I | SENIOR VICE PRESIDENT | NA | Control |
| Fredenburg, Mark, Patrick | I | SENIOR VICE PRESIDENT/PORTFOLIO MGT | NA | Control |
| Fredenburg, Mark, Patrick | I | SENIOR VICE PRESIDENT/PORTFOLIO MGT | NA | Control |
| Fredenburg, Mark, Patrick | I | SENIOR VICE PRESIDENT/PORTFOLIO MGT | NA | Control |
| Fredenburg, Mark, Patrick | I | SENIOR VICE PRESIDENT/PORTFOLIO MGT | NA | Control |
| Fredenburg, Mark, Patrick | I | SENIOR VICE PRESIDENT/PORTFOLIO MGT | NA | Control |
| Fredenburg, Mark, Patrick | I | SENIOR VICE PRESIDENT/PORTFOLIO MGT | NA | Control |
| Fredenburg, Mark, Patrick | I | SENIOR VICE PRESIDENT/PORTFOLIO MGT | NA | Control |
| Fredenburg, Mark, Patrick | I | SENIOR VICE PRESIDENT/PORTFOLIO MGT | NA | Control |
| Fredenburg, Mark, Patrick | I | SENIOR VICE PRESIDENT/PORTFOLIO MGT | NA | Control |
| Fredenburg, Mark, Patrick | I | SENIOR VICE PRESIDENT/PORTFOLIO MGT | NA | Control |
| JABLONSKI, THEODORE, STANLEY | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| JABLONSKI, THEODORE, STANLEY | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| JABLONSKI, THEODORE, STANLEY | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| JABLONSKI, THEODORE, STANLEY | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| JABLONSKI, THEODORE, STANLEY | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| JABLONSKI, THEODORE, STANLEY | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| JABLONSKI, THEODORE, STANLEY | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| JABLONSKI, THEODORE, STANLEY | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| JABLONSKI, THEODORE, STANLEY | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| JABLONSKI, THEODORE, STANLEY | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| JABLONSKI, THEODORE, STANLEY | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| JENKINS, JOHN, OLIVER | I | SENIOR VICE PRESIDENT | NA | Control |
| JENKINS, JOHN, OLIVER | I | SENIOR VICE PRESIDENT | NA | Control |
| JENKINS, JOHN, OLIVER | I | SENIOR VICE PRESIDENT | NA | Control |
| JENKINS, JOHN, OLIVER | I | SENIOR VICE PRESIDENT | NA | Control |
| JENKINS, JOHN, OLIVER | I | SENIOR VICE PRESIDENT | NA | Control |
| KEELING, MARK, ADDISON | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | |
| KEELING, MARK, ADDISON | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | |
| KEELING, MARK, ADDISON | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | |
| KEELING, MARK, ADDISON | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | |
| LINDENMAYER, WARD, PAUL | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| LINDENMAYER, WARD, PAUL | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| LINDENMAYER, WARD, PAUL | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| LINDENMAYER, WARD, PAUL | I | PORTFOLIO MANAGER, SR. V.P. | NA | |
| LINDENMAYER, WARD, PAUL | I | PORTFOLIO MANAGER, SR. V.P. | NA | Control |
| LINDENMAYER, WARD, PAUL | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| LINDENMAYER, WARD, PAUL | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| LINDENMAYER, WARD, PAUL | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| LINDENMAYER, WARD, PAUL | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| LINDENMAYER, WARD, PAUL | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| LINDENMAYER, WARD, PAUL | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| MAPLES, ROBERT, CARL | I | SENIOR VICE PRESIDENT | NA | Control |
| MAPLES, ROBERT, CARL | I | SENIOR VICE PRESIDENT | NA | Control |
| MAPLES, ROBERT, CARL | I | SENIOR VICE PRESIDENT | NA | Control |
| MAPLES, ROBERT, CARL | I | SENIOR VICE PRESIDENT | NA | Control |
| MAPLES, ROBERT, CARL | I | SENIOR VICE PRESIDENT | NA | Control |
| MAPLES, ROBERT, CARL | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| MAPLES, ROBERT, CARL | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| MAPLES, ROBERT, CARL | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| MAPLES, ROBERT, CARL | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| MAPLES, ROBERT, CARL | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| MAPLES, ROBERT, CARL | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| MAPLES, ROBERT, CARL | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| MAPLES, ROBERT, CARL | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| MAPLES, ROBERT, CARL | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| MAPLES, ROBERT, CARL | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| MAPLES, ROBERT, CARL | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| MAPLES, ROBERT, CARL | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| ORMENO, ELIZABETH | I | VICE PRESIDENT | NA | |
| ORMENO, ELIZABETH | I | VICE PRESIDENT | NA | |
| ORMENO, ELIZABETH | I | VICE PRESIDENT | NA | Control |
| ORMENO, ELIZABETH | I | VICE PRESIDENT | NA | |
| ORMENO, ELIZABETH | I | VICE PRESIDENT | NA | |
| ORMENO, ELIZABETH | I | VICE PRESIDENT | NA | |
| ORMENO, ELIZABETH | I | VICE PRESIDENT | NA | Control |
| ORMENO, ELIZABETH, (NMN) | I | VICE PRESIDENT | NA | Control |
| ORMENO, ELIZABETH, (NMN) | I | VICE PRESIDENT | NA | Control |
| ORMENO, ELIZABETH, (NMN) | I | VICE PRESIDENT | NA | Control |
| ORMENO, ELIZABETH, (NMN) | I | VICE PRESIDENT | NA | Control |
| ORMENO, ELIZABETH, (NMN) | I | VICE PRESIDENT | NA | Control |
| ORMENO, ELIZABETH, (NMN) | I | VICE PRESIDENT | NA | Control |
| ORMENO, ELIZABETH, (NMN) | I | VICE PRESIDENT | NA | Control |
| ORMENO, ELIZABETH, (NMN) | I | VICE PRESIDENT | NA | Control |
| ORMENO, ELIZABETH, (NMN) | I | VICE PRESIDENT | NA | Control |
| ORMENO, ELIZABETH, (NMN) | I | VICE PRESIDENT | NA | Control |
| ORMENO, ELIZABETH, (NMN) | I | VICE PRESIDENT | NA | Control |
| ORMENO, ELIZABETH, (NMN) | I | VICE PRESIDENT/CHIEF INFORMATION SECURITY OFFICER | NA | Control |
| ORMENO, ELIZABETH, (NMN) | I | VICE PRESIDENT/CHIEF INFORMATION SECURITY OFFICER | NA | Control |
| ORMENO, ELIZABETH, (NMN) | I | VICE PRESIDENT/CHIEF INFORMATION SECURITY OFFICER | NA | Control |
| ORMENO, ELIZABETH, (NMN) | I | VICE PRESIDENT/CHIEF INFORMATION SECURITY OFFICER | NA | Control |
| ORMENO, ELIZABETH, (NMN) | I | VICE PRESIDENT/CHIEF INFORMATION SECURITY OFFICER | NA | Control |
| ORMENO, ELIZABETH, (NMN) | I | VICE PRESIDENT/CHIEF INFORMATION SECURITY OFFICER | NA | Control |
| ORMENO, ELIZABETH, (NMN) | I | VICE PRESIDENT/CHIEF INFORMATION SECURITY OFFICER | NA | Control |
| ORMENO, ELIZABETH, (NMN) | I | VICE PRESIDENT/CHIEF INFORMATION SECURITY OFFICER | NA | Control |
| ORMENO, ELIZABETH, (NMN) | I | VICE PRESIDENT/CHIEF INFORMATION SECURITY OFFICER | NA | Control |
| ORMENO, ELIZABETH, (NMN) | I | VICE PRESIDENT/CHIEF INFORMATION SECURITY OFFICER | NA | Control |
| ORMENO, ELIZABETH, (NMN) | I | VICE PRESIDENT/CHIEF INFORMATION SECURITY OFFICER | NA | Control |
| ORMENO, ELIZABETH, (NMN) | I | VICE PRESIDENT/CHIEF INFORMATION SECURITY OFFICER | NA | Control |
| SCHNEIBERG, ADAM, PHILLIP | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | |
| SCHNEIBERG, ADAM, PHILLIP | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | |
| SCHNEIBERG, ADAM, PHILLIP | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| SCHNEIBERG, ADAM, PHILLIP | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| SCHNEIBERG, ADAM, PHILLIP | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | |
| SCHNEIBERG, ADAM, PHILLIP | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| Stratton, John, Allen | I | NON-EMPLOYEE | NA | |
| Stratton, John, Allen | I | NON-EMPLOYEE | NA | |
| Stratton, John, Allen | I | NON-EMPLOYEE | NA | |
| Stratton, John, Allen | I | NON-EMPLOYEE | NA | |
| Stratton, John, Allen | I | NON-EMPLOYEE | NA | |
| Stratton, John, Allen | I | NON-EMPLOYEE | NA | |
| Stratton, John, Allen | I | NON-EMPLOYEE | NA | |
| Stratton, John, Allen | I | NON-EMPLOYEE | NA | |
| Stratton, Trevor, Matthew | I | NON-EMPLOYEE | NA | |
| Stratton, Trevor, Matthew | I | NON-EMPLOYEE | NA | |
| Stratton, Trevor, Matthew | I | NON-EMPLOYEE | NA | |
| Stratton, Trevor, Matthew | I | NON-EMPLOYEE | NA | |
| Stratton, Trevor, Matthew | I | NON-EMPLOYEE | NA | |
| Stratton, Trevor, Matthew | I | NON-EMPLOYEE | NA | |
| Stratton, Trevor, Matthew | I | NON-EMPLOYEE | NA | |
| Stratton, Trevor, Matthew | I | NON-EMPLOYEE | NA | |
| WELCH, GREGORY, ARTHUR | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| WELCH, GREGORY, ARTHUR | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| WELCH, GREGORY, ARTHUR | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| WELCH, GREGORY, ARTHUR | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| WELCH, GREGORY, ARTHUR | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| WELCH, GREGORY, ARTHUR | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| WELCH, GREGORY, ARTHUR | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| WELCH, GREGORY, ARTHUR | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| WELCH, GREGORY, ARTHUR | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| WELCH, GREGORY, ARTHUR | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| WELCH, GREGORY, ARTHUR | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| WELCH, GREGORY, ARTHUR | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| WELCH, GREGORY, ARTHUR | I | RETIRED | NA | |
| WELCH, GREGORY, ARTHUR | I | RETIRED | NA | |
| WELCH, GREGORY, ARTHUR | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| WELCH, GREGORY, ARTHUR | I | RETIRED | NA | |
| WELCH, GREGORY, ARTHUR | I | RETIRED | NA | |
| WELCH, GREGORY, ARTHUR | I | RETIRED | NA | |
| WELCH, ROBERT, CHRISTOPHER | I | VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| WELCH, ROBERT, CHRISTOPHER | I | VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| WELCH, ROBERT, CHRISTOPHER | I | VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| WELCH, ROBERT, CHRISTOPHER | I | VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| WELCH, ROBERT, CHRISTOPHER | I | VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| WELCH, ROBERT, CHRISTOPHER | I | VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| WELCH, ROBERT, CHRISTOPHER | I | VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| WELCH, ROBERT, CHRISTOPHER | I | VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| WELCH, ROBERT, CHRISTOPHER | I | VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| WELCH, ROBERT, CHRISTOPHER | I | VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| WELCH, ROBERT, CHRISTOPHER | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| WELCH, ROBERT, CHRISTOPHER | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| WELCH, ROBERT, CHRISTOPHER | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| WELCH, ROBERT, CHRISTOPHER | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| WELCH, ROBERT, CHRISTOPHER | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| WELCH, ROBERT, CHRISTOPHER | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| WELCH, ROBERT, CHRISTOPHER | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| WELCH, ROBERT, CHRISTOPHER | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| Welch, Michael, Lawson | I | VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| Welch, Michael, Lawson | I | VICE PRESIDENT/PORTFOLIO MGR | NA | Control |
| YEATMAN, STEPHEN, PALMER | I | RETIRED | NA | |
| YEATMAN, STEPHEN, PALMER | I | RETIRED | NA | |
| ZHANG, MANG, MANDY | I | VICE PRESIDENT | NA | |
| ZHANG, MANG, MANDY | I | VICE PRESIDENT | NA | |
| ZHANG, MANG, MANDY | I | VICE PRESIDENT | NA | |
| ZHANG, MANG, MANDY | I | VICE PRESIDENT | NA | |
| KATCHER, LEWIS, H | I | PRESIDENT/TREASURER | D | Control |
| KATCHER, LEWIS, H | I | PRESIDENT/TREASURER | D | Control |
| KATCHER, LEWIS, H | I | PRESIDENT/TREASURER | D | Control |
| KATCHER, LEWIS, H | I | PRESIDENT/TREASURER | D | Control |
| KATCHER, LEWIS, H | I | PRESIDENT/TREASURER | D | Control |
| KATCHER, LEWIS, H | I | PRESIDENT/TREASURER | D | Control |
| KATCHER, LEWIS, H | I | PRESIDENT/TREASURER | D | Control |
| KATCHER, LEWIS, H | I | CHAIRMAN/CHIEF INVESTMENT OFFICER/TREASURER | C | Control |
| KATCHER, LEWIS, H | I | CHAIRMAN/CHIEF INVESTMENT OFFICER/TREASURER | C | Control |
| KATCHER, LEWIS, H | I | CHAIRMAN/CHIEF INVESTMENT OFFICER/TREASURER | C | Control |
| KATCHER, LEWIS, H | I | CHAIRMAN/CHIEF INVESTMENT OFFICER/TREASURER | C | Control |
| KATCHER, LEWIS, H (MI ONLY) | I | CHAIRMAN/CHIEF INVESTMENT OFFICER/TREASURER | C | Control |
| KATCHER, LEWIS, H (MI ONLY) | I | CHIEF INVESTMENT OFFICER/TREASURER/B.O.D. | C | Control |
| KATCHER, LEWIS, H (MI ONLY) | I | CHIEF INVESTMENT OFFICER/TREASURER/B.O.D. | C | Control |
| KATCHER, LEWIS, H (MI ONLY) | I | CHIEF INVESTMENT OFFICER/TREASURER/B.O.D. | C | Control |
| KATCHER, LEWIS, H (MI ONLY) | I | CHAIRMAN/CHIEF INVESTMENT OFFICER/TREASURER | C | Control |
| KATCHER, LEWIS, H (MI ONLY) | I | CHAIRMAN/CHIEF INVESTMENT OFFICER/TREASURER | C | Control |
| KATCHER, LEWIS, H (MI ONLY) | I | CHIEF INVESTMENT OFFICER/TREASURER/B.O.D. | C | Control |
| KATCHER, LEWIS, H (MI ONLY) | I | CHIEF INVESTMENT OFFICER/TREASURER/B.O.D. | C | Control |
| KATCHER, LEWIS, H (MI ONLY) | I | CHIEF INVESTMENT OFFICER/TREASURER/B.O.D. | C | Control |
| KATCHER, LEWIS, H (MI ONLY) | I | CHIEF INVESTMENT OFFICER/TREASURER/B.O.D. | C | Control |
| KATCHER, LEWIS, H (MI ONLY) | I | BOARD OF DIRECTOR | C | Control |
| KATCHER, LEWIS, H (MI ONLY) | I | CHAIRMAN OF THE BOARD | C | Control |
| KATCHER, LEWIS, H (MI ONLY) | I | CHAIRMAN OF THE BOARD | C | Control |
| KATCHER, LEWIS, H (MI ONLY) | I | CHAIRMAN OF THE BOARD | C | Control |
| KATCHER, LEWIS, H (MI ONLY) | I | CHAIRMAN OF THE BOARD | C | Control |
| KATCHER, LEWIS, H (MI ONLY) | I | CHAIRMAN OF THE BOARD | C | Control |
| KATCHER, LEWIS, H (MI ONLY) | I | CHAIRMAN OF THE BOARD | C | Control |
| KATCHER, LEWIS, H (MI ONLY) | I | CHAIRMAN OF THE BOARD | C | Control |
| KATCHER, LEWIS, H (MI ONLY) | I | CHAIRMAN OF THE BOARD | C | Control |
| KATCHER, LEWIS, H (MI ONLY) | I | CHAIRMAN OF THE BOARD | C | Control |
| KATCHER, LEWIS, H (MI ONLY) | I | CHAIRMAN OF THE BOARD | C | Control |
| KATCHER, LEWIS, H (MI ONLY) | I | CHAIRMAN OF THE BOARD | C | Control |
| KATCHER, LEWIS, H (MI ONLY) | I | CHAIRMAN OF THE BOARD | C | Control |
| YEATMAN, STEPHEN, PALMER | I | SECRETARY | C | Control |
| BUTLER, JONATHAN, WILLIAM | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR/SECRETARY/B.O.D. | B | Control |
| BUTLER, JONATHAN, WILLIAM | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR/SECRETARY/B.O.D. | B | Control |
| BUTLER, JONATHAN, WILLIAM | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR/SECRETARY/B.O.D. | B | Control |
| BUTLER, JONATHAN, WILLIAM | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR/SECRETARY/B.O.D. | B | Control |
| BUTLER, JONATHAN, WILLIAM | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR/SECRETARY/B.O.D. | B | Control |
| BUTLER, JONATHAN, WILLIAM | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR/SECRETARY/B.O.D. | B | Control |
| BUTLER, JONATHAN, WILLIAM | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR/SECRETARY/B.O.D. | B | Control |
| BUTLER, JONATHAN, WILLIAM | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR/SECRETARY/B.O.D. | B | Control |
| BUTLER, JONATHAN, WILLIAM | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR/SECRETARY/B.O.D. | B | Control |
| BUTLER, JONATHAN, WILLIAM | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR/SECRETARY/B.O.D. | B | Control |
| BUTLER, JONATHAN, WILLIAM | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR/SECRETARY/B.O.D. | B | Control |
| BUTLER, JONATHAN, WILLIAM | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR/SECRETARY/B.O.D. | B | Control |
| BUTLER, JONATHAN, WILLIAM | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR/SECRETARY/B.O.D. | B | Control |
| BUTLER, JONATHAN, WILLIAM | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR/SECRETARY/B.O.D. | B | Control |
| BUTLER, JONATHAN, WILLIAM | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR/SECRETARY/B.O.D. | B | Control |
| KEELING, MARK, ADDISON | I | SENIOR VICE PRESIDENT/CHIEF INVESTMENT OFFICER/PORTFOLIO MANAGER | B | Control |
| KEELING, MARK, ADDISON | I | SENIOR VICE PRESIDENT/CHIEF INVESTMENT OFFICER/PORTFOLIO MANAGER | B | Control |
| KEELING, MARK, ADDISON | I | SENIOR VICE PRESIDENT/CHIEF INVESTMENT OFFICER/PORTFOLIO MANAGER | B | Control |
| KEELING, MARK, ADDISON | I | SENIOR VICE PRESIDENT/CHIEF INVESTMENT OFFICER/PORTFOLIO MANAGER | B | Control |
| KEELING, MARK, ADDISON | I | SENIOR VICE PRESIDENT/CHIEF INVESTMENT OFFICER/PORTFOLIO MANAGER | B | Control |
| KEELING, MARK, ADDISON | I | SENIOR VICE PRESIDENT/CHIEF INVESTMENT OFFICER/PORTFOLIO MANAGER | B | Control |
| KEELING, MARK, ADDISON | I | SENIOR VICE PRESIDENT/CHIEF INVESTMENT OFFICER/PORTFOLIO MANAGER | B | Control |
| KEELING, MARK, ADDISON | I | SENIOR VICE PRESIDENT/CHIEF INVESTMENT OFFICER/PORTFOLIO MANAGER | B | Control |
| KEELING, MARK, ADDISON | I | SENIOR VICE PRESIDENT/CHIEF INVESTMENT OFFICER/PORTFOLIO MANAGER | B | Control |
| KEELING, MARK, ADDISON | I | SENIOR VICE PRESIDENT/CHIEF INVESTMENT OFFICER/PORTFOLIO MANAGER | B | Control |
| KEELING, MARK, ADDISON | I | SENIOR VICE PRESIDENT/CHIEF INVESTMENT OFFICER/PORTFOLIO MANAGER | B | Control |
| KEELING, MARK, ADDISON | I | SENIOR VICE PRESIDENT/CHIEF INVESTMENT OFFICER/PORTFOLIO MANAGER | B | Control |
| KEELING, MARK, ADDISON | I | SENIOR VICE PRESIDENT/CHIEF INVESTMENT OFFICER/PORTFOLIO MANAGER | B | Control |
| STRATTON, JOHN, A | I | CHIEF COMPLIANCE OFFICER | B | Control |
| STRATTON, JOHN, A | I | CHIEF COMPLIANCE OFFICER | B | Control |
| STRATTON, JOHN, A | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | B | Control |
| STRATTON, JOHN, A | I | CHIEF COMPLIANCE OFFICER | B | Control |
| STRATTON, JOHN, A | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | B | Control |
| STRATTON, JOHN, A | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | B | Control |
| STRATTON, JOHN, A | I | SENIOR VICE PRESIDENT | B | Control |
| STRATTON, JOHN, A | I | CHIEF COMPLIANCE OFFICER | B | Control |
| STRATTON, JOHN, A | I | CHIEF COMPLIANCE OFFICER | B | Control |
| STRATTON, JOHN, A | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | B | Control |
| STRATTON, JOHN, ALLEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | B | Control |
| STRATTON, JOHN, ALLEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/B.O.D. | B | Control |
| STRATTON, JOHN, ALLEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/B.O.D. | B | Control |
| STRATTON, JOHN, ALLEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/B.O.D. | B | Control |
| STRATTON, JOHN, ALLEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | B | Control |
| STRATTON, JOHN, ALLEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | B | Control |
| STRATTON, JOHN, ALLEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/B.O.D. | B | Control |
| STRATTON, JOHN, ALLEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/B.O.D. | B | Control |
| STRATTON, JOHN, ALLEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/B.O.D. | B | Control |
| STRATTON, JOHN, ALLEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/B.O.D. | B | Control |
| STRATTON, JOHN, ALLEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/B.O.D. | B | Control |
| STRATTON, JOHN, ALLEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/B.O.D. | B | Control |
| STRATTON, JOHN, ALLEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/B.O.D. | B | Control |
| STRATTON, JOHN, ALLEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/B.O.D. | B | Control |
| STRATTON, JOHN, ALLEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/B.O.D. | B | Control |
| STRATTON, JOHN, ALLEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/B.O.D. | B | Control |
| STRATTON, JOHN, ALLEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/B.O.D. | B | Control |
| STRATTON, JOHN, ALLEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/B.O.D. | B | Control |
| STRATTON, JOHN, ALLEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/B.O.D. | B | Control |
| STRATTON, JOHN, ALLEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/B.O.D. | B | Control |
| STRATTON, JOHN, ALLEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/B.O.D. | B | Control |
| STRATTON, JOHN, ALLEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/B.O.D. | B | Control |
| STRATTON, JOHN, ALLEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/B.O.D. | B | Control |
| VANNELLI, STEVEN, MICHAEL | I | SENIOR VICE PRESIDENT | B | Control |
| VANNELLI, STEVEN, MICHAEL | I | SENIOR VICE PRESIDENT | B | Control |
| VANNELLI, STEVEN, MICHAEL | I | SENIOR VICE PRESIDENT | B | |
| VANNELLI, STEVEN, MICHAEL | I | SENIOR VICE PRESIDENT | B | Control |
| VANNELLI, STEVEN, MICHAEL | I | SENIOR VICE PRESIDENT | B | Control |
| VANNELLI, STEVEN, MICHAEL | I | SENIOR VICE PRESIDENT | B | Control |
| VANNELLI, STEVEN, MICHAEL | I | SENIOR VICE PRESIDENT | B | Control |
| VANNELLI, STEVEN, MICHAEL | I | SENIOR VICE PRESIDENT | B | Control |
| VANNELLI, STEVEN, MICHAEL | I | SENIOR VICE PRESIDENT | B | |
| YEATMAN, STEPHEN, PALMER | I | SECRETARY | B | Control |
| YEATMAN, STEPHEN, PALMER | I | SECRETARY | B | Control |
| YEATMAN, STEPHEN, PALMER | I | SECRETARY | B | Control |
| YEATMAN, STEPHEN, PALMER | I | SECRETARY | B | Control |
| YEATMAN, STEPHEN, PALMER | I | SECRETARY | B | Control |
| YEATMAN, STEPHEN, PALMER | I | SECRETARY | B | Control |
| YEATMAN, STEPHEN, PALMER | I | SECRETARY | B | Control |
| YEATMAN, STEPHEN, PALMER | I | SECRETARY | B | Control |
| YEATMAN, STEPHEN, PALMER | I | SECRETARY | B | Control |
| YEATMAN, STEPHEN, PALMER | I | SECRETARY | B | Control |
| YEATMAN, STEPHEN, PALMER | I | SECRETARY | B | Control |
| YEATMAN, STEPHEN, PALMER | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | B | Control |
| YEATMAN, STEPHEN, PALMER | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | B | Control |
| YEATMAN, STEPHEN, PALMER | I | SECRETARY | B | Control |
| YEATMAN, STEPHEN, PALMER | I | SECRETARY | B | Control |
| BUTLER, JONATHAN, WILLIAM | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | A | |
| BUTLER, JONATHAN, WILLIAM | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR/SECRETARY/B.O.D. | A | Control |
| BUTLER, JONATHAN, WILLIAM | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR/SECRETARY/B.O.D. | A | Control |
| BUTLER, JONATHAN, WILLIAM | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR/SECRETARY/B.O.D. | A | Control |
| BUTLER, JONATHAN, WILLIAM | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | A | |
| BUTLER, JONATHAN, WILLIAM | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | A | Control |
| BUTLER, JONATHAN, WILLIAM | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR/SECRETARY/B.O.D. | A | Control |
| BUTLER, JONATHAN, WILLIAM | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR/SECRETARY/B.O.D. | A | Control |
| FORMICOLA, ANNAMARIE, G (MI ONLY) | I | SENIOR VICE PRESIDENT | A | Control |
| FORMICOLA, ANNAMARIE, G (MI ONLY) | I | SENIOR VICE PRESIDENT | A | Control |
| FORMICOLA, ANNAMARIE, G (MI ONLY) | I | SENIOR VICE PRESIDENT | A | Control |
| FORMICOLA, ANNAMARIE, G (MI ONLY) | I | SENIOR VICE PRESIDENT | A | Control |
| FORMICOLA, ANNAMARIE, G (MI ONLY) | I | SENIOR VICE PRESIDENT | A | Control |
| FORMICOLA, ANNAMARIE, G (MI ONLY) | I | SENIOR VICE PRESIDENT | A | Control |
| FORMICOLA, ANNAMARIE, G (MI ONLY) | I | SENIOR VICE PRESIDENT | A | Control |
| FORMICOLA, ANNAMARIE, G (MI ONLY) | I | SENIOR VICE PRESIDENT | A | Control |
| FORMICOLA, ANNAMARIE, G (MI ONLY) | I | SENIOR VICE PRESIDENT | A | Control |
| FORMICOLA, ANNAMARIE, G (MI ONLY) | I | SENIOR VICE PRESIDENT | A | Control |
| FORMICOLA, ANNAMARIE, G (MI ONLY) | I | SENIOR VICE PRESIDENT | A | Control |
| FORMICOLA, ANNAMARIE, G (MI ONLY) | I | SENIOR VICE PRESIDENT | A | Control |
| FORMICOLA, ANNAMARIE, G (MI ONLY) | I | SENIOR VICE PRESIDENT | A | Control |
| KEELING, MARK, ADDISON | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | A | Control |
| KEELING, MARK, ADDISON | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | A | Control |
| KEELING, MARK, ADDISON | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | A | Control |
| KEELING, MARK, ADDISON | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | A | Control |
| KEELING, MARK, ADDISON | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | A | Control |
| KEELING, MARK, ADDISON | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | A | Control |
| KEELING, MARK, ADDISON | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | A | Control |
| KEELING, MARK, ADDISON | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | A | Control |
| STRATTON, JOHN, A | I | SENIOR VICE PRESIDENT | A | Control |
| VANNELLI, STEVEN, MICHAEL | I | SENIOR VICE PRESIDENT | A | |
| YEATMAN, STEPHEN, PALMER | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | A | Control |
| YEATMAN, STEPHEN, PALMER | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | A | Control |
| YEATMAN, STEPHEN, PALMER | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | A | Control |
| YEATMAN, STEPHEN, PALMER | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | A | Control |
| YEATMAN, STEPHEN, PALMER | I | SENIOR VICE PRESIDENT/PORTFOLIO MGR | A | Control |
| YEATMAN, STEPHEN, PALMER | I | RETIRED | A | |
| YEATMAN, STEPHEN, PALMER | I | RETIRED | A | |
| YEATMAN, STEPHEN, PALMER | I | RETIRED | A | |
| YEATMAN, STEPHEN, PALMER | I | RETIRED | A | |
| YEATMAN, STEPHEN, PALMER | I | RETIRED | A | |
| YEATMAN, STEPHEN, PALMER | I | RETIRED | A | |
| YEATMAN, STEPHEN, PALMER | I | RETIRED | A | |
| YEATMAN, STEPHEN, PALMER | I | RETIRED | A | |
| YEATMAN, STEPHEN, PALMER | I | RETIRED | A | |
| YEATMAN, STEPHEN, PALMER | I | RETIRED | A | |
| YEATMAN, STEPHEN, PALMER | I | RETIRED | A |
Registrations
Federal
IA
Jul 11, 2022 REGISTERED
Notice Filings (12)
AZ CA CO DC FL HI LA NE NV OR TX WA
Address
1999 HARRISON STREETSUITE 1530
OAKLAND, CA 94612
United States
Phone: 415-989-0100