WEISBERG & FIELDS INC
CRD #105199 SEC #801-30371 DALLAS, TX 214-373-1666
SEC Registered
Total AUM
$244.5M
Discretionary
$234.2M
Employees
10
Clients
--
Accounts
236
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FIELDS, LEO | I | CO-CHAIRMAN | C | Control |
| FIELDS, LEO | I | CO-CHAIRMAN | C | Control |
| FIELDS, LEO | I | CO-CHAIRMAN | C | Control |
| FIELDS, LEO | I | CO-CHAIRMAN | C | Control |
| FIELDS, LEO | I | CO-CHAIRMAN | C | Control |
| WEISBERG, ALEX, FRANCIS | I | CO-CHAIRMAN | C | Control |
| WEISBERG, ALEX, FRANCIS | I | CO-CHAIRMAN | C | Control |
| WEISBERG, ALEX, FRANCIS | I | CO-CHAIRMAN | C | Control |
| WEISBERG, ALEX, FRANCIS | I | CO-CHAIRMAN | C | Control |
| WEISBERG, ALEX, FRANCIS | I | CO-CHAIRMAN | C | Control |
| KANE, MICHAEL | I | PRESIDENT | B | Control |
| KANE, MICHAEL | I | PRESIDENT | B | Control |
| KANE, MICHAEL, HARRY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | B | Control |
| KANE, MICHAEL, HARRY | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | B | Control |
| KANE, MICHAEL, HARRY | I | CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | B | Control |
Registrations
Federal
IA
Mar 29, 2007 REGISTERED
Notice Filings (2)
TN TX
Address
8750 NORTH CENTRAL EXPWYSUITE 1010
DALLAS, TX 75231
USA
Phone: 214-373-1666