FENNER PLAUCHE & WILLIAMS INVESTMENT MANAGEMENT CO., INC
CRD #105204 SEC #801-8895 NEW ORLEANS, LA 504-581-6288
SEC Registered
Total AUM
$157.7M
Discretionary
$107.8M
Employees
10
Clients
10
Accounts
229
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 23, 2001
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FENNER, DARWIN, CHARLES | I | CHAIRMAN & CEO | C | Control |
| WILLIAMS, FRANK, ADAIR MONROE | I | PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | C | Control |
| PLAUCHE, GERARD, ANTHONY | I | VICE PRESIDENT & DIRECTOR | B | Control |
Registrations
Federal
IA
Oct 23, 2001 REGISTERED
Notice Filings (4)
AL LA MS TX
Address
WHITNEY BANK BLDG.228 ST CHARLES AVE., STE. 1414
NEW ORLEANS, LA 70130
USA
Phone: 504-581-6288