RHOADS LUCCA CAPITAL MANAGEMENT, INC.
CRD #105214 SEC #801-27938 DALLAS, TX 214-373-9771
SEC Registered
Total AUM
$133.2M
Discretionary
$133.2M
Employees
6
Clients
0
Accounts
286
Firm Details
- Organization Type
- Corporation
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 23, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MAUTHE, PETER, BAXTER | I | CHIEF COMPLIANCE OFFICER / PRESIDENT | NA | Control |
| MAUTHE, PETER, BAXTER | I | COO/CCO | NA | Control |
| MAUTHE, PETER, BAXTER | I | CHIEF COMPLIANCE OFFICER / PRESIDENT | NA | Control |
| MAUTHE, PETER, BAXTER | I | CHIEF COMPLIANCE OFFICER / PRESIDENT | NA | Control |
| MAUTHE, PETER, BAXTER | I | CHIEF OPERATING OFFICER | NA | Control |
| MAUTHE, PETER, BAXTER | I | COO/CCO | NA | Control |
| LUCCA, DAVID, ALAN | I | VP, SECRETARY & TREASURER | D | Control |
| LUCCA, DAVID, ALAN | I | VP, SECRETARY & TREASURER | D | Control |
| LUCCA, DAVID, ALAN | I | VP, SECRETARY & TREASURER | D | Control |
| LUCCA, DAVID, ALAN | I | VP, SECRETARY & TREASURER | D | Control |
| LUCCA, DAVID, ALAN | I | VP, SECRETARY & TREASURER | D | Control |
| LUCCA, DAVID, ALAN | I | VP, SECRETARY & TREASURER | D | Control |
| LUCCA, DAVID, ALAN | I | VP, SECRETARY & TREASURER | D | Control |
| LUCCA, DAVID, ALAN | I | VP, SECRETARY & TREASURER | D | Control |
| LUCCA, DAVID, ALAN | I | VP, SECRETARY & TREASURER | D | Control |
| RHOADS, JOHN, DAVID | I | PRESIDENT | D | Control |
| RHOADS, JOHN, DAVID | I | PRESIDENT | D | Control |
| RHOADS, JOHN, DAVID | I | PRESIDENT | D | Control |
| RHOADS, JOHN, DAVID | I | PRESIDENT | D | Control |
| RHOADS, JOHN, DAVID | I | PRESIDENT | D | Control |
| RHOADS, JOHN, DAVID | I | PRESIDENT | D | Control |
| RHOADS, JOHN, DAVID | I | CHIEF COMPLIANCE OFFICER/CEO/PRESIDENT | D | Control |
| RHOADS, JOHN, DAVID | I | CHIEF COMPLIANCE OFFICER/CEO/PRESIDENT | D | Control |
| RHOADS, JOHN, DAVID | I | CHIEF COMPLIANCE OFFICER/CEO/PRESIDENT | D | Control |
| LUCCA, DAVID, ALAN | I | VP, SECRETARY & TREASURER | C | Control |
| LUCCA, DAVID, ALAN | I | VP, SECRETARY & TREASURER | C | Control |
| LUCCA, DAVID, ALAN | I | VP, SECRETARY & TREASURER | C | Control |
| LUCCA, DAVID, ALAN | I | VP, SECRETARY & TREASURER | C | Control |
| LUCCA, DAVID, ALAN | I | VP, SECRETARY & TREASURER | C | Control |
| LUCCA, DAVID, ALAN | I | VP, SECRETARY & TREASURER | C | Control |
| LUCCA, DAVID, ALAN | I | VP, SECRETARY & TREASURER | C | Control |
| LUCCA, DAVID, ALAN | I | VP, SECRETARY & TREASURER | C | Control |
| RHOADS, JOHN, DAVID | I | CEO | C | Control |
| RHOADS, JOHN, DAVID | I | PRESIDENT | C | Control |
| RHOADS, JOHN, DAVID | I | CEO | C | Control |
| RHOADS, JOHN, DAVID | I | CEO | C | Control |
| RHOADS, JOHN, DAVID | I | CEO | C | Control |
| RHOADS, JOHN, DAVID | I | CHIEF COMPLIANCE OFFICER/CEO/PRESIDENT | C | Control |
| RHOADS, JOHN, DAVID | I | CEO | C | Control |
| RHOADS, JOHN, DAVID | I | CEO | C | Control |
| MAUTHE, PETER, BAXTER | I | CHIEF COMPLIANCE OFFICER / PRESIDENT | A | Control |
| MAUTHE, PETER, BAXTER | I | CHIEF COMPLIANCE OFFICER / PRESIDENT | A | Control |
| MAUTHE, PETER, BAXTER | I | CHIEF COMPLIANCE OFFICER / PRESIDENT | A | Control |
Registrations
Federal
IA
Jan 23, 2013 REGISTERED
Notice Filings (22)
AK AL AZ CA CO FL GA HI IL MI MN NC NH OH OK PA RI TN TX VA VT WA
Address
14911 QUORUM DR.SUITE 380
DALLAS, TX 75254-7058
United States
Phone: 214-373-9771