CONCORDE FINANCIAL CORPORATION
Legal name: CONCORDE INVESTMENT MANAGEMENT
CRD #105237 SEC #801-16625 DALLAS, TX 972-701-5400
SEC Registered Private Funds
Total AUM
$402.2M
Discretionary
$328M
Employees
5
Clients
1
Accounts
380
Firm Details
- Organization Type
- Corporation
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 20, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| WOOD, GREGORY, BRENT | I | CHIEF COMPLIANCE OFFICER | NA | |
| WOOD, GREGORY, BRENT | I | CHIEF COMPLIANCE OFFICER | NA | |
| WOOD, GREGORY, BRENT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WOOD, GREGORY, BRENT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WOOD, GREGORY, BRENT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WOOD, GREGORY, BRENT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WOOD, GARY, BRENT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER AND DIRECTOR | E | Control |
| WOOD, GARY, BRENT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER AND DIRECTOR | E | Control |
| WOOD, GARY, BRENT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER AND DIRECTOR | E | Control |
| WOOD, GARY, BRENT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER AND DIRECTOR | E | Control |
| WOOD, GARY, BRENT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER AND DIRECTOR | E | Control |
| WOOD, GARY, BRENT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER AND DIRECTOR | E | Control |
| WOOD, GARY, BRENT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER AND DIRECTOR | E | Control |
| WOOD, GARY, BRENT | I | PRESIDENT, CEO AND DIRECTOR | E | Control |
| WOOD, GARY, BRENT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER AND DIRECTOR | E | Control |
| WOOD, GARY, BRENT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER AND DIRECTOR | E | Control |
| WOOD, GARY, BRENT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER AND DIRECTOR | E | Control |
| WOOD, GARY, BRENT | I | PRESIDENT AND DIRECTOR | E | Control |
| WOOD, GARY, BRENT | I | PRESIDENT, CHIEF COMPLIANCE OFFICER AND DIRECTOR | E | Control |
| WOOD, GARY, BRENT | I | PRESIDENT AND DIRECTOR | E | Control |
| WOOD, GARY, BRENT | I | PRESIDENT AND DIRECTOR | E | Control |
| WOOD, GARY, BRENT | I | PRESIDENT AND DIRECTOR | E | Control |
| WOOD, GARY, BRENT | I | PRESIDENT AND DIRECTOR | E | Control |
| WOOD, GARY, BRENT | I | PRESIDENT AND DIRECTOR | E | Control |
| WOOD, GARY, BRENT | I | PRESIDENT AND DIRECTOR | E | Control |
| WOOD, GARY, BRENT | I | PRESIDENT AND DIRECTOR | E | Control |
| WOOD, GARY, BRENT | I | PRESIDENT AND DIRECTOR | E | Control |
| WOOD, GARY, BRENT | I | PRESIDENT AND DIRECTOR | D | Control |
| WOOD, GARY, BRENT | I | PRESIDENT AND DIRECTOR | D | Control |
| WOOD, GARY, BRENT | I | PRESIDENT AND DIRECTOR | D | Control |
| WOOD, GARY, BRENT | I | PRESIDENT AND DIRECTOR | D | Control |
| WOOD, GARY, BRENT | I | MANAGING DIRECTOR AND PRESIDENT | D | Control |
| WOOD, GARY, BRENT | I | MANAGING DIRECTOR AND PRESIDENT | D | Control |
| WOOD, GARY, BRENT | I | MANAGING DIRECTOR AND PRESIDENT | D | Control |
| WOOD, GARY, BRENT | I | MANAGING DIRECTOR AND PRESIDENT | D | Control |
| WOOD, GREGORY, BRENT | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | C | Control |
| WOOD, GREGORY, BRENT | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | C | Control |
| WOOD, GREGORY, BRENT | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | C | Control |
| WOOD, GREGORY, BRENT | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | C | Control |
| WOOD, GREGORY, BRENT | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | C | Control |
| WOOD, GREGORY, BRENT | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | C | Control |
| STETTER, JOHN | I | VICE PRESIDENT | B | |
| STETTER, JOHN, ARTHUR | I | VICE PRESIDENT | B | |
| STETTER, JOHN, ARTHUR | I | VICE PRESIDENT | B | |
| STETTER, JOHN, ARTHUR | I | VICE PRESIDENT | B | |
| STETTER, JOHN, ARTHUR | I | VICE PRESIDENT | B | |
| STETTER, JOHN, ARTHUR | I | VICE PRESIDENT | B | |
| STETTER, JOHN, ARTHUR | I | VICE PRESIDENT | B | |
| STETTER, JOHN, ARTHUR | I | VICE PRESIDENT AND DIRECTOR | B | |
| STETTER, JOHN, ARTHUR | I | VICE PRESIDENT AND DIRECTOR | B | |
| STETTER, JOHN, ARTHUR | I | VICE PRESIDENT AND DIRECTOR | B | |
| STETTER, JOHN, ARTHUR | I | VICE PRESIDENT AND DIRECTOR | B | |
| STETTER, JOHN, ARTHUR | I | VICE PRESIDENT AND DIRECTOR | B | |
| STETTER, JOHN, ARTHUR | I | VICE PRESIDENT AND DIRECTOR | B | |
| STETTER, JOHN, ARTHUR | I | VICE PRESIDENT AND DIRECTOR | B | |
| STETTER, JOHN, ARTHUR | I | VICE PRESIDENT AND DIRECTOR | B | Control |
| STETTER, JOHN, ARTHUR | I | VICE PRESIDENT AND DIRECTOR | B | Control |
| STETTER, JOHN, ARTHUR | I | VICE PRESIDENT AND DIRECTOR | B | Control |
| STETTER, JOHN, ARTHUR | I | VICE PRESIDENT AND DIRECTOR | B | Control |
| STETTER, JOHN, ARTHUR | I | VICE PRESIDENT AND DIRECTOR | B | Control |
| STETTER, JOHN, ARTHUR | I | VICE PRESIDENT AND DIRECTOR | B | Control |
| STETTER, JOHN, ARTHUR | I | VICE PRESIDENT AND DIRECTOR | B | Control |
| STETTER, JOHN, ARTHUR | I | VICE PRESIDENT AND DIRECTOR | B | Control |
| STETTER, JOHN, ARTHUR | I | VICE PRESIDENT AND DIRECTOR | B | Control |
| STETTER, JOHN, ARTHUR | I | VICE PRESIDENT AND DIRECTOR | B | Control |
| STETTER, JOHN, ARTHUR | I | VICE PRESIDENT AND DIRECTOR | B | Control |
| STETTER, JOHN, ARTHUR | I | VICE PRESIDENT AND DIRECTOR | B | Control |
| STETTER, JOHN, ARTHUR | I | VICE PRESIDENT AND DIRECTOR | B | Control |
| WOOD, GREGORY, BRENT | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | B | Control |
| WOOD, GREGORY, BRENT | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | B | Control |
| WOOD, GREGORY, BRENT | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | B | Control |
| WOOD, GREGORY, BRENT | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | B | Control |
| WOOD, GREGORY, BRENT | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | B | Control |
Registrations
Federal
IA
Oct 20, 2025 REGISTERED
Notice Filings (5)
LA NC NE TX WA
Address
8383 PRESTON CENTER PLAZA DRIVESUITE 360
DALLAS, TX 75225
United States
Phone: 972-701-5400