KAUFMAN & CO FINANCIAL PLANNING INC
CRD #105238 SEC #801-22114 CLEVELAND, OH 216-830-1111
SEC Registered
Total AUM
$33.9M
Discretionary
$0
Employees
5
Clients
51
Accounts
850
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 1, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BRADY, MICHAEL, CAMERON | I | DIRECTOR | NA | Control |
| BRADY, MICHAEL, CAMERON | I | DIRECTOR | NA | Control |
| SMITH, KELLY, ANN | I | EXECUTIVE VP | NA | Control |
| SOMES, KATHERINE, ANN | I | VICE PRESIDENT | NA | |
| SOMES, KATHERINE, ANN | I | VICE PRESIDENT | NA | |
| KAUFMAN, CAROLYN, CHAMBERS | I | PRESIDENT | E | Control |
| KAUFMAN, CAROLYN, CHAMBERS | I | PRESIDENT | E | Control |
| KAUFMAN, CAROLYN, CHAMBERS | I | PRESIDENT | E | Control |
Registrations
Federal
IA
May 1, 2002 REGISTERED
Notice Filings (1)
OH
Address
200 PUBLIC SQUARESUITE 2500
CLEVELAND, OH 44114
USA
Phone: 216-830-1111