COASTAL INVESTMENT ADVISORS INC
CRD #105243 SEC #801-27081 WILMINGTON, NC 910-794-3333
SEC Registered
Total AUM
$68.4M
Discretionary
$18.4M
Employees
--
Clients
0
Accounts
1,400
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 14, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FORMYDUVAL, WILLIAM, HALL | I | PRESIDENT | NA | Control |
| JORGENSEN, GREGORY, ALLAN | I | VICE PRESIDENT OF NATIONAL SALES | NA | |
| NORDEEN, CLEVE, ERICSON | I | VICE PRESIDENT | NA | Control |
| SANDSTRUM, SUSAN, MARY | I | VICE PRESIDENT OF OPERATIONS | NA | |
| TRELLO, JOHN, SCOTT | I | VICE PRESIDENT OF BUSINESS DEVELOPEMENT | NA | |
| COASTAL CAPITAL MARKETS LLC | DE | SHAREHOLDER | E | Control |
| SCHARDT, BRET, FREDERICK | I | SENIOR VICE PRESIDENT | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BOWMAN, RODNEY, DOUGLAS | I | COASTAL CAPITAL MARKETS LLC | C | Control |
Registrations
Federal
IA
Mar 14, 2002 REGISTERED
Notice Filings (2)
NC SC
Address
5710 OLEANDER DRIVESUITE 211
WILMINGTON, NC 28403
USA
Phone: 910-794-3333