RODMAN DAVID LAWRENCE
Legal name: RODMAN CAPITAL MANAGEMENT
CRD #105246 SEC #801-31953 ALLIANCE, OH 330-821-4530
SEC Registered
Total AUM
$52M
Discretionary
$52M
Employees
1
Clients
0
Accounts
35
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- Ohio
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 16, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| RODMAN, DAVID, LAWRENCE | I | PROPRIETOR,CHIEF EXECUTIVE OFFICER,CHIEF FINANCIAL OFFICER,CHIEF OPERATIONS MANAGER,CHIEF LEGAL OFFICER,CHIEF COMPLIANCE OFFICER | E | Control |
| RODMAN, DAVID, LAWRENCE | I | PROPRIETOR,CHIEF EXECUTIVE OFFICER,CHIEF FINANCIAL OFFICER,CHIEF OPERATIONS MANAGER,CHIEF LEGAL OFFICER,CHIEF COMPLIANCE OFFICER | E | Control |
| RODMAN, DAVID, LAWRENCE | I | PROPRIETOR,CHIEF EXECUTIVE OFFICER,CHIEF FINANCIAL OFFICER,CHIEF OPERATIONS MANAGER,CHIEF LEGAL OFFICER,CHIEF COMPLIANCE OFFICER | E | Control |
| RODMAN, DAVID, LAWRENCE | I | PROPRIETOR,CHIEF EXECUTIVE OFFICER,CHIEF FINANCIAL OFFICER,CHIEF OPERATIONS MANAGER,CHIEF LEGAL OFFICER,CHIEF COMPLIANCE OFFICER | E | Control |
| RODMAN, DAVID, LAWRENCE | I | PROPRIETOR,CHIEF EXECUTIVE OFFICER,CHIEF FINANCIAL OFFICER,CHIEF OPERATIONS MANAGER,CHIEF LEGAL OFFICER,CHIEF COMPLIANCE OFFICER | E | Control |
| RODMAN, DAVID, LAWRENCE | I | PROPRIETOR,CHIEF EXECUTIVE OFFICER,CHIEF FINANCIAL OFFICER,CHIEF OPERATIONS MANAGER,CHIEF LEGAL OFFICER,CHIEF COMPLIANCE OFFICER | E | Control |
| RODMAN, DAVID, LAWRENCE | I | PROPRIETOR | E | Control |
| RODMAN, DAVID, LAWRENCE | I | PROPRIETOR,CHIEF EXECUTIVE OFFICER,CHIEF FINANCIAL OFFICER,CHIEF OPERATIONS MANAGER,CHIEF LEGAL OFFICER,CHIEF COMPLIANCE OFFICER | E | Control |
| RODMAN, DAVID, LAWRENCE | I | PROPRIETOR,CHIEF EXECUTIVE OFFICER,CHIEF FINANCIAL OFFICER,CHIEF OPERATIONS MANAGER,CHIEF LEGAL OFFICER,CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 16, 2012 REGISTERED
Notice Filings (1)
OH
Address
1630 S. UNION AVEALLIANCE, OH 44601
United States
Phone: 330-821-4530