OPPENHEIMER CAPITAL LLC
CRD #105251 SEC #801-10708 NEW YORK, NY (212) 739-3000
SEC Registered
Total AUM
$8.7B
Discretionary
$8.7B
Employees
51
Clients
--
Accounts
157
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 27, 2010
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CLAUSSEN, BARBARA, RUTH | I | EXECUTIVE COMMITTEE | NA | Control |
| CLAUSSEN, BARBARA, RUTH | I | EXECUTIVE COMMITTEE | NA | Control |
| FIELD, CHARLES, HENRY | I | CHIEF LEGAL OFFICER | NA | |
| FIELD, CHARLES, HENRY | I | CHIEF LEGAL OFFICER | NA | Control |
| FIELD, CHARLES, HENRY | I | CHIEF LEGAL OFFICER | NA | |
| FIELD, CHARLES, HENRY | I | CHIEF LEGAL OFFICER | NA | Control |
| FISCHER, BENNO, JOHN | I | MANAGING DIRECTOR | NA | Control |
| GLINSMAN, COLIN, JOHN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GLINSMAN, COLIN, JOHN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GLINSMAN, COLIN, JOHN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GLINSMAN, COLIN, JOHN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GLINSMAN, COLIN, JOHN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GLINSMAN, COLIN, JOHN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GLINSMAN, COLIN, JOHN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GLINSMAN, COLIN, JOHN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GODDARD, TAEGAN, DANIEL | I | CHIEF OPERATING OFFICER | NA | Control |
| GODDARD, TAEGAN, DANIEL | I | CHIEF OPERATING OFFICER | NA | Control |
| GODDARD, TAEGAN, DANIEL | I | CHIEF OPERATING OFFICER | NA | Control |
| GODDARD, TAEGAN, DANIEL | I | CHIEF OPERATING OFFICER | NA | Control |
| GODDARD, TAEGIN, DANIEL | I | CHIEF OPERATING OFFICER | NA | |
| GODDARD, TAEGIN, DANIEL | I | CHIEF OPERATING OFFICER | NA | |
| KOEPFGEN, BRUCE, LEWIS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KOEPFGEN, BRUCE, LEWIS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KOEPFGEN, BRUCE, LEWIS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KOEPFGEN, BRUCE, LEWIS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KOEPFGEN, BRUCE, LEWIS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KOEPFGEN, BRUCE, LEWIS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KOEPFGEN, BRUCE, LEWIS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LEE, YOUNG | I | CHIEF LEGAL OFFICER | NA | |
| LEE, YOUNG | I | CHIEF LEGAL OFFICER | NA | |
| LEE, YOUNG | I | CHIEF LEGAL OFFICER | NA | |
| LEE, YOUNG | I | CHIEF LEGAL OFFICER | NA | |
| MANEY, JOHN, C | I | CHIEF FINANCIAL OFFICER | NA | |
| MANEY, JOHN, C | I | CHIEF FINANCIAL OFFICER | NA | |
| MANEY, JOHN, C | I | CHIEF FINANCIAL OFFICER | NA | |
| MANEY, JOHN, C | I | CHIEF FINANCIAL OFFICER | NA | |
| MANEY, JOHN, C | I | CHIEF FINANCIAL OFFICER | NA | |
| MANEY, JOHN, C | I | CHIEF FINANCIAL OFFICER | NA | |
| MANEY, JOHN, C | I | CHIEF FINANCIAL OFFICER | NA | |
| MARIANO, ANNEMARIE, LOUISE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MULLEN, GEOFFREY, GRANT | I | EXECUTIVE COMMITTEE | NA | Control |
| MULLEN, GEOFFREY, GRANT | I | MANAGING DIRECTOR | NA | Control |
| MULLEN, GEOFFREY, GRANT | I | MANAGING DIRECTOR | NA | Control |
| MULLEN, GEOFFREY, GRANT | I | MANAGING DIRECTOR | NA | Control |
| MULLEN, GEOFFREY, GRANT | I | MANAGING DIRECTOR | NA | Control |
| MULLEN, GEOFFREY, GRANT | I | EXECUTIVE COMMITTEE | NA | Control |
| PARKER, JEFFREY, DONALD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| PARKER, JEFFREY, DONALD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| PARKER, JEFFREY, DONALD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| PARKER, JEFFREY, DONALD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| PHILLIPS, DAVID, SAMUEL | I | MANAGING DIRECTOR | NA | Control |
| PHILLIPS, DAVID, SAMUEL | I | MANAGING DIRECTOR | NA | Control |
| PHILLIPS, DAVID, SAMUEL | I | MANAGING DIRECTOR | NA | Control |
| PHILLIPS, DAVID, SAMUEL | I | MANAGING DIRECTOR | NA | Control |
| POLI, FRANCIS, CASIMIR | I | CHIEF LEGAL OFFICER | NA | Control |
| POLI, FRANCIS, CASIMIR | I | CHIEF LEGAL OFFICER | NA | Control |
| POLI, FRANCIS, CASIMIR | I | CHIEF LEGAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| POLI, FRANCIS, CASIMIR | I | CHIEF LEGAL OFFICER | NA | Control |
| PUNTORIERO, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PUNTORIERO, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PUNTORIERO, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PUNTORIERO, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PUNTORIERO, MICHAEL, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SCHREIBER, MARY, ANN | I | MANAGING DIRECTOR | NA | Control |
| SCHREIBER, MARY, ANN | I | MANAGING DIRECTOR | NA | Control |
| SCHREIBER, MARY, ANN | I | MANAGING DIRECTOR | NA | Control |
| SCHREIBER, MARY, ANN | I | MANAGING DIRECTOR | NA | Control |
| SQUITIERI, JANET | I | CHIEF COMPLIANCE OFFICER | NA | |
| SQUITIERI, JANET | I | CHIEF COMPLIANCE OFFICER | NA | |
| SQUITIERI, JANET | I | CHIEF COMPLIANCE OFFICER | NA | |
| SQUITIERI, JANET | I | CHIEF COMPLIANCE OFFICER | NA | |
| SQUITIERI, JANET | I | CHIEF COMPLIANCE OFFICER | NA | |
| SQUITIERI, JANET | I | CHIEF COMPLIANCE OFFICER | NA | |
| VALEIRAS, HORACIO, ANDRES | I | CHIEF INVESTMENT OFFICER | NA | Control |
| VALEIRAS, HORACIO, ANDRES | I | CHIEF INVESTMENT OFFICER | NA | Control |
| VALEIRAS, HORACIO, ANDRES | I | CHIEF INVESTMENT OFFICER | NA | Control |
| VALEIRAS, HORACIO, ANDRES | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WHITTINGTON, MARNA, CUPP | I | EXECUTIVE COMMITTEE | NA | Control |
| WHITTINGTON, MARNA, CUPP | I | EXECUTIVE COMMITTEE | NA | Control |
| WUSSOW, DEBORAH, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| WUSSOW, DEBORAH, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| WUSSOW-HAMMALIAN, DEBORAH, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WUSSOW-HAMMALIAN, DEBORAH, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ALLIANZ DRESDNER ASSET MANAGEMENT U.S. EQUITIES LLC | DE | SOLE MEMBER OF OPPENHEIMER CAPITAL LLC | E | Control |
| ALLIANZ DRESDNER ASSET MANAGEMENT U.S. EQUITIES LLC | DE | SOLE MEMBER OF OPPENHEIMER CAPITAL LLC | E | Control |
| ALLIANZ GLOBAL INVESTORS NY HOLDINGS LLC | DE | MEMBER | E | Control |
| ALLIANZ GLOBAL INVESTORS NY HOLDINGS LLC | DE | MEMBER | E | Control |
| ALLIANZ GLOBAL INVESTORS NY HOLDINGS LLC | DE | MEMBER | E | Control |
| ALLIANZ GLOBAL INVESTORS NY HOLDINGS LLC | DE | MEMBER | E | Control |
| ALLIANZ GLOBAL INVESTORS NY HOLDINGS LLC | DE | MEMBER | E | Control |
| ALLIANZ GLOBAL INVESTORS NY HOLDINGS LLC | DE | MEMBER | E | Control |
| ALLIANZ GLOBAL INVESTORS NY HOLDINGS LLC | DE | MEMBER | E | Control |
| ALLIANZ GLOBAL INVESTORS NY HOLDINGS LLC | DE | MEMBER | E | Control |
| ALLIANZ GLOBAL INVESTORS NY HOLDINGS LLC | DE | MEMBER | E | Control |
| ALLIANZ GLOBAL INVESTORS NY HOLDINGS LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA HOLDINGS INC. | DE | ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA LLC | F | Control |
| ALLIANZ GLOBAL INVESTORS OF AMERICA HOLDINGS INC. | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA LLC | F | Control |
| ALLIANZ GLOBAL INVESTORS OF AMERICA HOLDINGS INC. | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA LLC | F | Control |
| ALLIANZ GLOBAL INVESTORS OF AMERICA HOLDINGS INC. | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA LLC | F | Control |
| ALLIANZ GLOBAL INVESTORS OF AMERICA HOLDINGS INC. | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA LLC | F | Control |
| ALLIANZ GLOBAL INVESTORS OF AMERICA HOLDINGS INC. | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA LLC | F | Control |
| ALLIANZ GLOBAL INVESTORS OF AMERICA HOLDINGS INC. | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA LLC | F | Control |
| ALLIANZ GLOBAL INVESTORS OF AMERICA HOLDINGS INC. | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA LLC | F | Control |
| ALLIANZ GLOBAL INVESTORS OF AMERICA HOLDINGS INC. | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA LLC | F | Control |
| ALLIANZ GLOBAL INVESTORS OF AMERICA HOLDINGS INC. | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA LLC | F | Control |
| ALLIANZ GLOBAL INVESTORS OF AMERICA HOLDINGS INC. | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA LLC | F | Control |
| ALLIANZ AG | FE | ALLIANZ OF AMERICA, INC. | E | Control |
| ALLIANZ AKTIENGESELLSCHAFT | FE | ALLIANZ OF AMERICA, INC. | E | Control |
| ALLIANZ AKTIENGESELLSCHAFT | FE | ALLIANZ GLOBAL INVESTORS AKTIENGESELLSCHAFT | E | Control |
| ALLIANZ AKTIENGESELLSCHAFT | FE | ALLIANZ OF AMERICA, INC. | E | Control |
| ALLIANZ AKTIENGESELLSCHAFT | FE | ALLIANZ DRESDNER ASSET MANAGEMENT GMBH | E | Control |
| ALLIANZ DRESDNER ASSET MANAGEMENT AKTIENGESELLSCHAFT | FE | ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA HOLDINGS INC | E | Control |
| ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA L.P. | DE | ALLIANZ DRESDNER ASSET MANAGEMENT U.S. EQUITIES LLC | E | Control |
| ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA L.P. | DE | ALLIANZ DRESDNER ASSET MANAGEMENT U.S. EQUITIES LLC | E | Control |
| ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA LLC | DE | ADAM U.S. HOLDING LLC | E | Control |
| ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA LLC | DE | ADAM U.S. HOLDING LLC | E | Control |
| ALLIANZ FINANZBETEILIGUNGS GMBH | FE | ALLIANZ-ARGOS 6 VERMOGENVERWALTUNGSGESELLSCHAFT MBH | E | Control |
| ALLIANZ FINANZBETEILIGUNGS GMBH | FE | AZ-ARGOS 6 VERMOEGENVERWALTUNGSGESELLSCHAFT MBH | E | Control |
| ALLIANZ FINANZBETEILIGUNGS GMBH | FE | ALLIANZ-ARGOS 6 VERMOGENVERWALTUNGSGESELLSCHAFT MBH | E | Control |
| ALLIANZ FINANZBETEILIGUNGS GMBH | FE | ALLIANZ-ARGOS 6 VERMOGENVERWALTUNGSGESELLSCHAFT MBH | E | Control |
| ALLIANZ FINANZBETEILIGUNGS GMBH | FE | ALLIANZ-ARGOS 6 VERMOGENVERWALTUNGSGESELLSCHAFT MBH | E | Control |
| ALLIANZ FINANZBETEILIGUNGS GMBH | FE | ALLIANZ-ARGOS 6 VERMOGENVERWALTUNGSGESELLSCHAFT MBH | E | Control |
| ALLIANZ FINANZBETEILIGUNGS GMBH | FE | ALLIANZ-ARGOS 6 VERMOGENVERWALTUNGSGESELLSCHAFT MBH | E | Control |
| ALLIANZ FINANZBETEILIGUNGS GMBH | FE | ALLIANZ-ARGOS 6 VERMOGENVERWALTUNGSGESELLSCHAFT MBH | E | Control |
| ALLIANZ FINANZBETEILIGUNGS GMBH | FE | AZ-ARGOS 6 VERMOEGENVERWALTUNGSGESELLSCHAFT MBH | E | Control |
| ALLIANZ GLOBAL INVESTORS AKTIENGESELLSCHAFT | FE | ALLIANZ GLOBAL INVESTORS OF AMERICA HOLDINGS INC | E | Control |
| ALLIANZ GLOBAL INVESTORS AKTIENGESELLSCHAFT | FE | ALLIANZ GLOBAL INVESTORS OF AMERICA HOLDINGS INC. | E | Control |
| ALLIANZ GLOBAL INVESTORS AKTIENGESELLSCHAFT | FE | ALLIANZ GLOBAL INVESTORS OF AMERICA HOLDINGS INC | E | Control |
| ALLIANZ GLOBAL INVESTORS AKTIENGESELLSCHAFT | FE | ALLIANZ GLOBAL INVESTORS OF AMERICA HOLDINGS INC | E | Control |
| ALLIANZ GLOBAL INVESTORS AKTIENGESELLSCHAFT | FE | ALLIANZ GLOBAL INVESTORS OF AMERICA HOLDINGS INC | E | Control |
| ALLIANZ GLOBAL INVESTORS AKTIENGESELLSCHAFT | FE | ALLIANZ GLOBAL INVESTORS OF AMERICA HOLDINGS INC | E | Control |
| ALLIANZ GLOBAL INVESTORS AKTIENGESELLSCHAFT | FE | ALLIANZ GLOBAL INVESTORS OF AMERICA HOLDINGS INC | E | Control |
| ALLIANZ GLOBAL INVESTORS AKTIENGESELLSCHAFT | FE | ALLIANZ GLOBAL INVESTORS OF AMERICA HOLDINGS INC | E | Control |
| ALLIANZ GLOBAL INVESTORS AKTIENGESELLSCHAFT | FE | ALLIANZ GLOBAL INVESTORS OF AMERICA HOLDINGS INC | E | Control |
| ALLIANZ GLOBAL INVESTORS AKTIENGESELLSCHAFT | FE | ALLIANZ GLOBAL INVESTORS OF AMERICA HOLDINGS INC. | E | Control |
| ALLIANZ GLOBAL INVESTORS CAPITAL LLC | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA NY HOLDINGS LLC | E | Control |
| ALLIANZ GLOBAL INVESTORS MANAGEMENT PARTNERS LLC | DE | ALLIANZ GLOBAL INVESTORS NY HOLDINGS LLC | E | Control |
| ALLIANZ GLOBAL INVESTORS MANAGEMENT PARTNERS LLC | DE | ALLIANZ GLOBAL INVESTORS NY HOLDINGS LLC | E | Control |
| ALLIANZ GLOBAL INVESTORS MANAGEMENT PARTNERS LLC | DE | ALLIANZ GLOBAL INVESTORS NY HOLDINGS LLC | E | Control |
| ALLIANZ GLOBAL INVESTORS OF AMERICA L.P. | DE | ALLIANZ GLOBAL INVESTORS MANAGEMENT PARTNERS LLC | E | Control |
| ALLIANZ GLOBAL INVESTORS OF AMERICA L.P. | DE | ALLIANZ GLOBAL INVESTORS MANAGEMENT PARTNERS LLC | E | Control |
| ALLIANZ GLOBAL INVESTORS OF AMERICA L.P. | DE | ALLIANZ GLOBAL INVESTORS MANAGEMENT PARTNERS LLC | E | Control |
| ALLIANZ GLOBAL INVESTORS OF AMERICA L.P. | DE | ALLIANZ GLOBAL INVESTORS U.S. EQUITIES LLC | E | Control |
| ALLIANZ GLOBAL INVESTORS OF AMERICA L.P. | DE | ALLIANZ GLOBAL INVESTORS U.S. EQUITIES LLC | E | Control |
| ALLIANZ GLOBAL INVESTORS OF AMERICA L.P. | DE | ALLIANZ GLOBAL INVESTORS U.S. EQUITIES LLC | E | Control |
| ALLIANZ GLOBAL INVESTORS OF AMERICA L.P. | DE | ALLIANZ GLOBAL INVESTORS U.S. EQUITIES LLC | E | Control |
| ALLIANZ GLOBAL INVESTORS OF AMERICA L.P. | DE | ALLIANZ GLOBAL INVESTORS U.S. EQUITIES LLC | E | Control |
| ALLIANZ GLOBAL INVESTORS OF AMERICA L.P. | DE | ALLIANZ GLOBAL INVESTORS U.S. EQUITIES LLC | E | Control |
| ALLIANZ GLOBAL INVESTORS OF AMERICA L.P. | DE | ALLIANZ GLOBAL INVESTORS MANAGEMENT PARTNERS LLC | E | Control |
| ALLIANZ GLOBAL INVESTORS OF AMERICA LLC | DE | ALLIANZ GLOBAL INVESTORS U.S. HOLDING LLC | E | Control |
| ALLIANZ GLOBAL INVESTORS OF AMERICA LLC | DE | ALLIANZ GLOBAL INVESTORS U.S. HOLDING LLC | E | Control |
| ALLIANZ GLOBAL INVESTORS OF AMERICA LLC | DE | ALLIANZ GLOBAL INVESTORS U.S. HOLDING LLC | E | Control |
| ALLIANZ GLOBAL INVESTORS OF AMERICA LLC | DE | ALLIANZ GLOBAL INVESTORS U.S. HOLDING LLC | E | Control |
| ALLIANZ GLOBAL INVESTORS OF AMERICA LLC | DE | ALLIANZ GLOBAL INVESTORS U.S. HOLDING LLC | E | Control |
| ALLIANZ GLOBAL INVESTORS OF AMERICA LLC | DE | ALLIANZ GLOBAL INVESTORS U.S. HOLDING LLC | E | Control |
| ALLIANZ GLOBAL INVESTORS OF AMERICA LLC | DE | ALLIANZ GLOBAL INVESTORS U.S. HOLDING LLC | E | Control |
| ALLIANZ GLOBAL INVESTORS OF AMERICA LLC | DE | ALLIANZ GLOBAL INVESTORS U.S. HOLDING LLC | E | Control |
| ALLIANZ GLOBAL INVESTORS OF AMERICA LLC | DE | ADAM U.S. HOLDING LLC | E | Control |
| ALLIANZ GLOBAL INVESTORS U.S. EQUITIES LLC | DE | ALLIANZ GLOBAL INVESTORS NY HOLDINGS LLC | E | Control |
| ALLIANZ GLOBAL INVESTORS U.S. EQUITIES LLC | DE | ALLIANZ GLOBAL INVESTORS NY HOLDINGS LLC | E | Control |
| ALLIANZ GLOBAL INVESTORS U.S. EQUITIES LLC | DE | ALLIANZ GLOBAL INVESTORS NY HOLDINGS LLC | E | Control |
| ALLIANZ GLOBAL INVESTORS U.S. EQUITIES LLC | DE | ALLIANZ GLOBAL INVESTORS NY HOLDINGS LLC | E | Control |
| ALLIANZ GLOBAL INVESTORS U.S. EQUITIES LLC | DE | ALLIANZ GLOBAL INVESTORS NY HOLDINGS LLC | E | Control |
| ALLIANZ GLOBAL INVESTORS U.S. EQUITIES LLC | DE | ALLIANZ GLOBAL INVESTORS NY HOLDINGS LLC | E | Control |
| ALLIANZ OF AMERICA INC | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA LLC | E | Control |
| ALLIANZ OF AMERICA INC | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA LLC | E | Control |
| ALLIANZ OF AMERICA INC | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA LLC | E | Control |
| ALLIANZ OF AMERICA INC | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA LLC | E | Control |
| ALLIANZ OF AMERICA INC | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA LLC | E | Control |
| ALLIANZ OF AMERICA INC | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA LLC | E | Control |
| ALLIANZ OF AMERICA INC | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA LLC | E | Control |
| ALLIANZ OF AMERICA INC | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA LLC | E | Control |
| ALLIANZ OF AMERICA INC | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA LLC | E | Control |
| ALLIANZ OF AMERICA INC | DE | ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA LLC | E | Control |
| ALLIANZ OF AMERICA INC | DE | ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA LLC | E | Control |
| ALLIANZ OF AMERICA INC | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA LLC | E | Control |
| ALLIANZ SE | FE | ALLIANZ OF AMERICA, INC. | E | Control |
| ALLIANZ SE | FE | ALLIANZ GLOBAL INVESTORS AKTIENGESELLSCHAFT | E | Control |
| ALLIANZ SE | FE | ALLIANZ FINANZBETEILIGUNGS GMBH | E | Control |
| ALLIANZ SE | FE | ALLIANZ OF AMERICA, INC. | E | Control |
| ALLIANZ SE | FE | ALLIANZ GLOBAL INVESTORS AKTIENGESELLSCHAFT | E | Control |
| ALLIANZ SE | FE | ALLIANZ FINANZBETEILIGUNGS GMBH | E | Control |
| ALLIANZ SE | FE | ALLIANZ OF AMERICA, INC. | E | Control |
| ALLIANZ SE | FE | ALLIANZ GLOBAL INVESTORS AKTIENGESELLSCHAFT | E | Control |
| ALLIANZ SE | FE | ALLIANZ FINANZBETEILIGUNGS GMBH | E | Control |
| ALLIANZ SE | FE | ALLIANZ OF AMERICA, INC. | E | Control |
| ALLIANZ SE | FE | ALLIANZ GLOBAL INVESTORS AKTIENGESELLSCHAFT | E | Control |
| ALLIANZ SE | FE | ALLIANZ FINANZBETEILIGUNGS GMBH | E | Control |
| ALLIANZ SE | FE | ALLIANZ OF AMERICA, INC. | E | Control |
| ALLIANZ SE | FE | ALLIANZ GLOBAL INVESTORS AKTIENGESELLSCHAFT | E | Control |
| ALLIANZ SE | FE | ALLIANZ FINANZBETEILIGUNGS GMBH | E | Control |
| ALLIANZ SE | FE | ALLIANZ OF AMERICA, INC. | E | Control |
| ALLIANZ SE | FE | ALLIANZ GLOBAL INVESTORS AKTIENGESELLSCHAFT | E | Control |
| ALLIANZ SE | FE | ALLIANZ FINANZBETEILIGUNGS GMBH | E | Control |
| ALLIANZ SE | FE | ALLIANZ OF AMERICA, INC. | E | Control |
| ALLIANZ SE | FE | ALLIANZ GLOBAL INVESTORS AKTIENGESELLSCHAFT | E | Control |
| ALLIANZ SE | FE | ALLIANZ FINANZBETEILIGUNGS GMBH | E | Control |
| ALLIANZ SE | FE | ALLIANZ OF AMERICA, INC. | E | Control |
| ALLIANZ SE | FE | ALLIANZ GLOBAL INVESTORS AKTIENGESELLSCHAFT | E | Control |
| ALLIANZ SE | FE | ALLIANZ FINANZBETEILIGUNGS GMBH | E | Control |
| ALLIANZ SOCIETAS EUROPAEA | FE | ALLIANZ OF AMERICA, INC. | E | Control |
| ALLIANZ SOCIETAS EUROPAEA | FE | ALLIANZ GLOBAL INVESTORS AKTIENGESELLSCHAFT | E | Control |
| ALLIANZ SOCIETAS EUROPAEA | FE | ALLIANZ FINANZBETEILIGUNGS GMBH | E | Control |
| PACIFIC LIFE INSURANCE COMPANY | DE | PACIFIC ASSET MANAGEMENT LLC | E | |
| PACIFIC LIFE INSURANCE COMPANY | DE | PACIFIC ASSET MANAGEMENT LLC | E | |
| PACIFIC MUTUAL HOLDING COMPANY | DE | PACIFIC LIFE INSURANCE COMPANY | E | |
| PACIFIC MUTUAL HOLDING COMPANY | DE | PACIFIC LIFE INSURANCE COMPANY | E | |
| PACIFIC ASSET MANAGEMENT LLC | DE | ALLIANZ-PACLIFE PARTNERS LLC | D | |
| ADAM U.S. HOLDING LLC | DE | ALLIANZ-PACLIFE PARTNERS LLC | C | Control |
| ADAM U.S. HOLDING LLC | DE | ALLIANZ-PACLIFE PARTNERS LLC | C | Control |
| ADAM U.S. HOLDING LLC | DE | ALLIANZ-PACLIFE PARTNERS LLC | C | Control |
| ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA LLC | DE | ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA L.P. | C | Control |
| ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA LLC | DE | ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA L.P. | C | Control |
| ALLIANZ GLOBAL INVESTORS OF AMERICA LLC | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA L.P. | C | Control |
| ALLIANZ GLOBAL INVESTORS OF AMERICA LLC | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA L.P. | C | Control |
| ALLIANZ GLOBAL INVESTORS OF AMERICA LLC | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA L.P. | C | Control |
| ALLIANZ GLOBAL INVESTORS OF AMERICA LLC | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA L.P. | C | Control |
| ALLIANZ GLOBAL INVESTORS OF AMERICA LLC | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA L.P. | C | Control |
| ALLIANZ GLOBAL INVESTORS OF AMERICA LLC | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA L.P. | C | Control |
| ALLIANZ GLOBAL INVESTORS OF AMERICA LLC | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA L.P. | C | Control |
| ALLIANZ GLOBAL INVESTORS OF AMERICA LLC | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA L.P. | C | Control |
| ALLIANZ GLOBAL INVESTORS OF AMERICA LLC | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA L.P. | C | Control |
| ALLIANZ GLOBAL INVESTORS OF AMERICA LLC | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA L.P. | C | Control |
| ALLIANZ GLOBAL INVESTORS U.S. HOLDING LLC | DE | ALLIANZ-PACLIFE PARTNERS LLC | C | Control |
| ALLIANZ GLOBAL INVESTORS U.S. HOLDING LLC | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA L.P. | C | |
| ALLIANZ GLOBAL INVESTORS U.S. HOLDING LLC | DE | ALLIANZ-PACLIFE PARTNERS LLC | C | Control |
| ALLIANZ GLOBAL INVESTORS U.S. HOLDING LLC | DE | ALLIANZ-PACLIFE PARTNERS LLC | C | Control |
| ALLIANZ GLOBAL INVESTORS U.S. HOLDING LLC | DE | ALLIANZ-PACLIFE PARTNERS LLC | C | Control |
| ALLIANZ GLOBAL INVESTORS U.S. HOLDING LLC | DE | ALLIANZ-PACLIFE PARTNERS LLC | C | Control |
| ALLIANZ GLOBAL INVESTORS U.S. HOLDING LLC | DE | ALLIANZ-PACLIFE PARTNERS LLC | C | Control |
| ALLIANZ GLOBAL INVESTORS U.S. HOLDING LLC | DE | ALLIANZ-PACLIFE PARTNERS LLC | C | Control |
| ALLIANZ-ARGOS 6 VERMOGENSVERWALTUNGSGESELLSCHAFT MBH | FE | ALLIANZ GLOBAL INVESTORS AKTIENGESELLSCHAFT | C | Control |
| ALLIANZ-ARGOS 6 VERMOGENSVERWALTUNGSGESELLSCHAFT MBH | FE | ALLIANZ GLOBAL INVESTORS AKTIENGESELLSCHAFT | C | Control |
| ALLIANZ-ARGOS 6 VERMOGENSVERWALTUNGSGESELLSCHAFT MBH | FE | ALLIANZ GLOBAL INVESTORS AKTIENGESELLSCHAFT | C | Control |
| ALLIANZ-ARGOS 6 VERMOGENSVERWALTUNGSGESELLSCHAFT MBH | FE | ALLIANZ GLOBAL INVESTORS AKTIENGESELLSCHAFT | C | Control |
| ALLIANZ-ARGOS 6 VERMOGENSVERWALTUNGSGESELLSCHAFT MBH | FE | ALLIANZ GLOBAL INVESTORS AKTIENGESELLSCHAFT | C | Control |
| ALLIANZ-ARGOS 6 VERMOGENSVERWALTUNGSGESELLSCHAFT MBH | FE | ALLIANZ GLOBAL INVESTORS AKTIENGESELLSCHAFT | C | Control |
| ALLIANZ-ARGOS 6 VERMOGENSVERWALTUNGSGESELLSCHAFT MBH | FE | ALLIANZ GLOBAL INVESTORS AKTIENGESELLSCHAFT | C | Control |
| ALLIANZ-PACLIFE PARTNERS LLC | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA L.P. | C | Control |
| ALLIANZ-PACLIFE PARTNERS LLC | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA L.P. | C | Control |
| ALLIANZ-PACLIFE PARTNERS LLC | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA L.P. | C | Control |
| ALLIANZ-PACLIFE PARTNERS LLC | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA L.P. | C | Control |
| ALLIANZ-PACLIFE PARTNERS LLC | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA L.P. | C | Control |
| ALLIANZ-PACLIFE PARTNERS LLC | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA L.P. | C | Control |
| ALLIANZ-PACLIFE PARTNERS LLC | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA L.P. | C | Control |
| ALLIANZ-PACLIFE PARTNERS LLC | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA L.P. | C | Control |
| ALLIANZ-PACLIFE PARTNERS LLC | DE | ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA L.P. | C | Control |
| ALLIANZ-PACLIFE PARTNERS LLC | DE | ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA L.P. | C | Control |
| AZ-ARGOS 6 VERMOEGENSVERWALTUNGSGESELLSCHAFT MBH | FE | ALLIANZ GLOBAL INVESTORS AKTIENGESELLSCHAFT | C | Control |
| AZ-ARGOS 6 VERMOEGENSVERWALTUNGSGESELLSCHAFT MBH | FE | ALLIANZ GLOBAL INVESTORS AKTIENGESELLSCHAFT | C | Control |
| PACIFIC ASSET MANAGEMENT LLC | DE | ALLIANZ-PACLIFE PARTNERS LLC | C | |
| PACIFIC LIFE INSURANCE COMPANY | DE | ALLIANZ-PACLIFE PARTNERS LLC | C |
Registrations
Federal
IA
Jan 27, 2010 REGISTERED
Notice Filings (51)
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