ALLEGIANT ASSET MANAGEMENT COMPANY
CRD #105277 SEC #801-446 CLEVELAND, OH 216-222-8699
SEC Registered
Total AUM
$27.8B
Discretionary
$27.8B
Employees
51
Clients
0
Accounts
1,736
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 2, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ABUNASSAR, JOHN | I | DIRECTOR AND PRESIDENT, CEO | NA | Control |
| ABUNASSAR, JOHN | I | DIRECTOR AND PRESIDENT, CEO | NA | Control |
| ABUNASSAR, JOHN | I | DIRECTOR AND PRESIDENT | NA | Control |
| ABUNASSAR, JOHN | I | DIRECTOR | NA | Control |
| ABUNASSAR, JOHN | I | DIRECTOR | NA | Control |
| ABUNASSAR, JOHN | I | DIRECTOR AND PRESIDENT | NA | Control |
| ABUNASSAR, JOHN | I | DIRECTOR AND PRESIDENT, CEO | NA | Control |
| ABUNASSAR, JOHN | I | DIRECTOR AND PRESIDENT, CEO | NA | Control |
| ABUNASSAR, JOHN | I | DIRECTOR AND PRESIDENT, CEO | NA | Control |
| ABUNASSAR, JOHN | I | DIRECTOR AND PRESIDENT, CEO | NA | Control |
| ABUNASSAR, JOHN | I | DIRECTOR AND PRESIDENT, CEO | NA | Control |
| BARR, KATHLEEN, THERESA | I | DIRECTOR AND ALLEGIANT FUNDS CHIEF COMPLIANCE OFFICER | NA | Control |
| BARR, KATHLEEN, THERESA | I | DIRECTOR AND ALLEGIANT FUNDS CHIEF COMPLIANCE OFFICER | NA | Control |
| BARR, KATHLEEN, THERESA | I | DIRECTOR AND SENIOR MANAGING DIRECTOR | NA | Control |
| BARR, KATHLEEN, THERESA | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| BARR, KATHLEEN, THERESA | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| BARR, KATHLEEN, THERESA | I | DIRECTOR AND SENIOR MANAGING DIRECTOR | NA | Control |
| BARR, KATHLEEN, THERESA | I | DIRECTOR AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| BARR, KATHLEEN, THERESA | I | DIRECTOR AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| BARR, KATHLEEN, THERESA | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| BARR, KATHLEEN, THERESA | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| BARR, KATHLEEN, THERESA | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| BARR, KATHLEEN, THERESA | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| BARR, KATHLEEN, THERESA | I | DIRECTOR AND ALLEGIANT FUNDS CHIEF COMPLIANCE OFFICER | NA | Control |
| BARR, KATHLEEN, THERESA | I | DIRECTOR AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| BARR, KATHLEEN, THERESA | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| BARR, KATHLEEN, THERESA | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| BARR, KATHLEEN, THERESA | I | DIRECTOR AND ALLEGIANT FUNDS CHIEF COMPLIANCE OFFICER | NA | Control |
| BARR, KATHLEEN, THERESA | I | DIRECTOR/MANAGING DIRECTOR | NA | Control |
| CLARK, PAUL, GERARD | I | CHAIRMAN | NA | Control |
| CLARK, PAUL, GERARD | I | CHAIRMAN | NA | Control |
| CLARK, PAUL, GERARD | I | CHAIRMAN | NA | Control |
| CLARK, PAUL, GERARD | I | CHAIRMAN | NA | Control |
| CLARK, PAUL, GERARD | I | CHAIRMAN | NA | Control |
| HARDING, ANDREW, DOUGLAS | I | DIRECTOR AND CHIEF INVESTMENT OFFICER-FIXED INCOME | NA | Control |
| HARDING, ANDREW, DOUGLAS | I | DIRECTOR AND CHIEF INVESTMENT OFFICER-FIXED INCOME | NA | Control |
| HARDING, ANDREW, DOUGLAS | I | DIRECTOR AND SENIOR MANAGING DIRECTOR | NA | Control |
| HARDING, ANDREW, DOUGLAS | I | DIRECTOR | NA | Control |
| HARDING, ANDREW, DOUGLAS | I | DIRECTOR | NA | Control |
| HARDING, ANDREW, DOUGLAS | I | DIRECTOR AND SENIOR MANAGING DIRECTOR | NA | Control |
| HARDING, ANDREW, DOUGLAS | I | DIRECTOR AND CHIEF INVESTMENT OFFICER-FIXED INCOME | NA | Control |
| HARDING, ANDREW, DOUGLAS | I | DIRECTOR AND CHIEF INVESTMENT OFFICER-FIXED INCOME | NA | Control |
| HARDING, ANDREW, DOUGLAS | I | DIRECTOR AND CHIEF INVESTMENT OFFICER-FIXED INCOME | NA | Control |
| HARDING, ANDREW, DOUGLAS | I | DIRECTOR AND CHIEF INVESTMENT OFFICER-FIXED INCOME | NA | Control |
| HARDING, ANDREW, DOUGLAS | I | DIRECTOR AND CHIEF INVESTMENT OFFICER-FIXED INCOME | NA | Control |
| HUMMEL, JAQUELINE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HUMMEL, JAQUELINE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HUMMEL, JAQUELINE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HUMMEL, JAQUELINE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HUMMEL, JAQUELINE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HUMMEL, JAQUELINE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HUMMEL, JAQUELINE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HUMMEL, JAQUELINE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HUMMEL, JAQUELINE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HUMMEL, JAQUELINE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HUMMEL, JAQUELINE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | |
| JOHNSON, GORDON, ALVIN | I | DIRECTOR AND SENIOR PORTFOLIO MANAGER | NA | Control |
| JOHNSON, GORDON, ALVIN | I | DIRECTOR AND SENIOR PORTFOLIO MANAGER | NA | Control |
| JOHNSON, GORDON, ALVIN | I | DIRECTOR | NA | Control |
| JOHNSON, GORDON, ALVIN | I | DIRECTOR | NA | Control |
| JOHNSON, GORDON, ALVIN | I | DIRECTOR | NA | Control |
| JOHNSON, GORDON, ALVIN | I | DIRECTOR | NA | Control |
| JOHNSON, GORDON, ALVIN | I | DIRECTOR AND SENIOR PORTFOLIO MANAGER | NA | Control |
| JOHNSON, GORDON, ALVIN | I | DIRECTOR AND SENIOR PORTFOLIO MANAGER | NA | Control |
| JOHNSON, GORDON, ALVIN | I | DIRECTOR AND SENIOR PORTFOLIO MANAGER | NA | Control |
| JOHNSON, GORDON, ALVIN | I | DIRECTOR AND SENIOR PORTFOLIO MANAGER | NA | Control |
| JOHNSON, GORDON, ALVIN | I | DIRECTOR AND SENIOR PORTFOLIO MANAGER | NA | Control |
| KIELY, SANDRA, IVINS | I | MANAGING DIRECTOR/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KIELY, SANDRA, IVINS | I | MANAGING DIRECTOR/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KIELY, SANDRA, IVINS | I | MANAGING DIRECTOR/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KIELY, SANDRA, IVINS | I | MANAGING DIRECTOR/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KIELY, SANDRA, IVINS | I | MANAGING DIRECTOR/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KIELY, SANDRA, IVINS | I | MANAGING DIRECTOR/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KIELY, SANDRA, IVINS | I | MANAGING DIRECTOR/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KREMER, SCOTT, DOUGLAS | I | MANAGING DIRECTOR | NA | Control |
| KREMER, SCOTT, DOUGLAS | I | MANAGING DIRECTOR | NA | Control |
| KREMER, SCOTT, DOUGLAS | I | MANAGING DIRECTOR | NA | Control |
| MCDONOUGH, TIMOTHY | I | MANAGING DIRECTOR | NA | Control |
| MCDONOUGH, TIMOTHY | I | MANAGING DIRECTOR | NA | Control |
| MCDONOUGH, TIMOTHY | I | MANAGING DIRECTOR | NA | Control |
| MCDONOUGH, TIMOTHY | I | MANAGING DIRECTOR | NA | Control |
| MCDONOUGH, TIMOTHY | I | MANAGING DIRECTOR | NA | Control |
| MCDONOUGH, TIMOTHY | I | MANAGING DIRECTOR | NA | Control |
| MCDONOUGH, TIMOTHY | I | MANAGING DIRECTOR | NA | Control |
| OLSZAK, JOSEPH, PATRICK | I | DIRECTOR AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| OLSZAK, JOSEPH, PATRICK | I | DIRECTOR AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| OLSZAK, JOSEPH, PATRICK | I | DIRECTOR AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| OLSZAK, JOSEPH, PATRICK | I | DIRECTOR AND CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| PARKER, TED, MICHAEL | I | CHAIRMAN | NA | Control |
| PARKER, TED, MICHAEL | I | CHAIRMAN | NA | Control |
| PARKER, TED, MICHAEL | I | DIRECTOR AND CHAIRMAN | NA | Control |
| PATEL, HITESH, C | I | DIRECTOR AND SENIOR PORTFOLIO MANAGER | NA | Control |
| PATEL, HITESH, C | I | DIRECTOR AND SENIOR PORTFOLIO MANAGER | NA | Control |
| PATEL, HITESH, C | I | DIRECTOR AND SENIOR PORTFOLIO MANAGER | NA | Control |
| PATEL, HITESH, C | I | DIRECTOR AND SENIOR PORTFOLIO MANAGER | NA | Control |
| PATEL, HITESH, C | I | DIRECTOR AND SENIOR PORTFOLIO MANAGER | NA | Control |
| PATEL, HITESH, C | I | DIRECTOR AND SENIOR PORTFOLIO MANAGER | NA | Control |
| PATEL, HITESH, C | I | DIRECTOR AND SENIOR PORTFOLIO MANAGER | NA | Control |
| PENKO, JOSEPH, CHARLES | I | DIRECTOR AND TREASURER | NA | Control |
| PENKO, JOSEPH, CHARLES | I | DIRECTOR AND TREASURER | NA | Control |
| PENKO, JOSEPH, CHARLES | I | DIRECTOR/TREASURER/MANAGING DIRECTOR | NA | Control |
| PENKO, JOSEPH, CHARLES | I | DIRECTOR/TREASURER/MANAGING DIRECTOR | NA | Control |
| PENKO, JOSEPH, CHARLES | I | DIRECTOR/TREASURER/MANAGING DIRECTOR | NA | Control |
| PENKO, JOSEPH, CHARLES | I | DIRECTOR/TREASURER/MANAGING DIRECTOR | NA | Control |
| PENKO, JOSEPH, CHARLES | I | DIRECTOR AND TREASURER | NA | Control |
| PENKO, JOSEPH, CHARLES | I | DIRECTOR AND TREASURER | NA | Control |
| PENKO, JOSEPH, CHARLES | I | VICE PRESIDENT/TREASURER/DIRECTOR OF COMPLIANCE & FINANCE | NA | |
| PENKO, JOSEPH, CHARLES | I | VICE PRESIDENT/TREASURER/DIRECTOR OF COMPLIANCE & FINANCE | NA | |
| PENKO, JOSEPH, CHARLES | I | VICE PRESIDENT/TREASURER/DIRECTOR OF COMPLIANCE & FINANCE | NA | |
| PENKO, JOSEPH, CHARLES | I | VICE PRESIDENT/TREASURER/DIRECTOR OF COMPLIANCE & FINANCE | NA | |
| PENKO, JOSEPH, CHARLES | I | DIRECTOR AND TREASURER | NA | Control |
| PENKO, JOSEPH, CHARLES | I | DIRECTOR AND TREASURER | NA | Control |
| PENKO, JOSEPH, CHARLES | I | VICE PRESIDENT/TREASURER/DIRECTOR OF COMPLIANCE & FINANCE | NA | |
| PENKO, JOSEPH, CHARLES | I | VICE PRESIDENT/TREASURER/DIRECTOR OF COMPLIANCE & FINANCE | NA | |
| PENKO, JOSEPH, CHARLES | I | DIRECTOR AND TREASURER | NA | Control |
| PENKO, JOSEPH, CHARLES | I | VICE PRESIDENT/TREASURER/DIRECTOR OF COMPLIANCE & FINANCE | NA | |
| ROSS, DONALD, LEE | I | DIRECTOR/PRESIDENT/MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER | NA | Control |
| ROSS, DONALD, LEE | I | DIRECTOR/PRESIDENT/MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER | NA | Control |
| ROSS, DONALD, LEE | I | DIRECTOR/PRESIDENT/MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER | NA | Control |
| ROSS, DONALD, LEE | I | DIRECTOR/PRESIDENT/MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER | NA | Control |
| ROSS, DONALD, LEE | I | DIRECTOR/PRESIDENT/MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER | NA | Control |
| ROSS, DONALD, LEE | I | DIRECTOR/PRESIDENT/MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER | NA | Control |
| ROSS, DONALD, LEE | I | DIRECTOR/PRESIDENT/MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER | NA | Control |
| NATIONAL CITY BANK | DE | 100% OWNER | E | Control |
| NATIONAL CITY BANK | DE | 100% OWNER | E | Control |
| NATIONAL CITY BANK | DE | 100% OWNER | E | Control |
| NATIONAL CITY BANK | DE | 100% OWNER | E | Control |
| NATIONAL CITY BANK | DE | 100% OWNER | E | Control |
| NATIONAL CITY BANK | DE | 100% OWNER | E | Control |
| NATIONAL CITY BANK | DE | 100% OWNER | E | Control |
| NATIONAL CITY BANK MICHIGAN/ILLINOIS | DE | 100% OWNER | E | Control |
| NATIONAL CITY BANK MICHIGAN/ILLINOIS | DE | 100% OWNER | E | Control |
| NATIONAL CITY BANK MICHIGAN/ILLINOIS | DE | 100% OWNER | E | Control |
| NATIONAL CITY BANK MICHIGAN/ILLINOIS | DE | 100% OWNER | E | Control |
| NATIONAL CITY BANK MICHIGAN/ILLINOIS | DE | 100% OWNER | E | Control |
| NATIONAL CITY BANK MICHIGAN/ILLINOIS | DE | 100% OWNER | E | Control |
| NATIONAL CITY BANK MICHIGAN/ILLINOIS | DE | 100% OWNER | E | Control |
| NATIONAL CITY BANK OF THE MIDWEST | DE | 100% OWNER | E | Control |
| NATIONAL CITY BANK OF THE MIDWEST | DE | 100% OWNER | E | Control |
| NATIONAL CITY BANK OF THE MIDWEST | DE | 100% OWNER | E | Control |
| NATIONAL CITY BANK OF THE MIDWEST | DE | 100% OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| NATIONAL CITY CORPORATION | DE | 100% OWNERSHIP OF NATIONAL CITY BANK | E | Control |
| NATIONAL CITY CORPORATION | DE | 100% OWNERSHIP OF NATIONAL CITY BANK | E | Control |
| NATIONAL CITY CORPORATION | DE | 100% OWNERSHIP OF NATIONAL CITY BANK OF THE MIDWEST | E | Control |
| NATIONAL CITY CORPORATION | DE | 100% OWNERSHIP OF NATIONAL CITY BANK OF THE MIDWEST | E | Control |
| NATIONAL CITY CORPORATION | DE | 100% OWNERSHIP OF NATIONAL CITY BANK OF THE MIDWEST | E | Control |
| NATIONAL CITY CORPORATION | DE | 100% OWNERSHIP OF NATIONAL CITY BANK OF THE MIDWEST | E | Control |
| NATIONAL CITY CORPORATION | DE | 100% OWNERSHIP OF NATIONAL CITY BANK MICHIGAN/ILLINOIS | E | Control |
| NATIONAL CITY CORPORATION | DE | 100% OWNERSHIP OF NATIONAL CITY BANK MICHIGAN/ILLINOIS | E | Control |
| NATIONAL CITY CORPORATION | DE | 100% OWNERSHIP OF NATIONAL CITY BANK MICHIGAN/ILLINOIS | E | Control |
| NATIONAL CITY CORPORATION | DE | 100% OWNERSHIP OF NATIONAL CITY BANK MICHIGAN/ILLINOIS | E | Control |
| NATIONAL CITY CORPORATION | DE | 100% OWNERSHIP OF NATIONAL CITY BANK | E | Control |
| NATIONAL CITY CORPORATION | DE | 100% OWNERSHIP OF NATIONAL CITY BANK MICHIGAN/ILLINOIS | E | Control |
| NATIONAL CITY CORPORATION | DE | 100% OWNERSHIP OF NATIONAL CITY BANK MICHIGAN/ILLINOIS | E | Control |
| NATIONAL CITY CORPORATION | DE | 100% OWNERSHIP OF NATIONAL CITY BANK | E | |
| NATIONAL CITY CORPORATION | DE | 100% OWNERSHIP OF NATIONAL CITY BANK MICHIGAN/ILLINOIS | E | Control |
| THE PNC FINANCIAL SERVICES GROUP, INC | DE | 100% OWNERSHIP OF NATIONAL CITY BANK | E | |
| THE PNC FINANCIAL SERVICES GROUP, INC | DE | 100% OWNERSHIP OF NATIONAL CITY BANK | E | |
| THE PNC FINANCIAL SERVICES GROUP, INC | DE | 100% OWNERSHIP OF NATIONAL CITY BANK | E |
Registrations
Federal
IA
Apr 2, 2009 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
200 PUBLIC SQUARE, 5TH FLOOR LOC 10-86-PS-04CLEVELAND, OH 44114
United States
Phone: 216-222-8699