WINDSOR WEALTH MANAGEMENT, INC.
CRD #105279 SEC #801-28534 INDIANAPOLIS, IN 317-848-3005
SEC Registered
Total AUM
$1.4B
Discretionary
$1.4B
Employees
14
Clients
251
Accounts
2,739
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Indiana
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 5, 2023
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CLARK, RANDALL, DEAN | I | PRINCIPAL | NA | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL | NA | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL | NA | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL | NA | Control |
| ESPOSITO, FRANK, JOSEPH | I | PRINCIPAL | NA | Control |
| ESPOSITO, FRANK, JOSEPH | I | PRINCIPAL | NA | Control |
| LEACH, JAMES, MICHAEL | I | PRINCIPAL | NA | Control |
| LEACH, JAMES, MICHAEL | I | PRINCIPAL | NA | Control |
| LEACH, JAMES, MICHAEL | I | PRINCIPAL | NA | Control |
| LEACH, JAMES, MICHAEL | I | PRINCIPAL | NA | Control |
| LEACH, JAMES, MICHAEL | I | PRINCIPAL | NA | Control |
| LEACH, JAMES, MICHAEL | I | PRINCIPAL | NA | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | NA | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | NA | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | NA | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | NA | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | NA | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | NA | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | NA | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | NA | Control |
| ULSAS, MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| ULSAS, MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| ULSAS, MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| ULSAS, MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| ULSAS, MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| ULSAS, MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| ULSAS, MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| ULSAS, MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| ULSAS, MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| ULSAS, MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| ULSAS, MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| ULSAS, MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| ULSAS, MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| ULSAS, MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| ULSAS, MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| ULSAS, MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| ULSAS, MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| ULSAS, MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| ULSAS, MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| ULSAS, MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| ULSAS, MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| ULSAS, MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| ULSAS, MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| ULSAS, MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| ULSAS, MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| ULSAS, MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| ULSAS, MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| ULSAS, MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| ULSAS, MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| ULSAS, MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| ULSAS, MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| ULSAS, MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| ULSAS, MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| ULSAS, MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| ULSAS, MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| ULSAS, MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| ULSAS, MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| ULSAS, MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| ULSAS, MATTHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| ULSAS, MATTHEW, BRIAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ULSAS, MATTHEW, BRIAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ULSAS, MATTHEW, BRIAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ULSAS, MATTHEW, BRIAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| Woodworth, Niki, Fowler | I | DIRECTOR OF CLIENT SERVICES | NA | |
| Woodworth, Niki, Fowler | I | DIRECTOR OF CLIENT SERVICES | NA | |
| Woodworth, Niki, Fowler | I | DIRECTOR OF CLIENT SERVICES | NA | |
| Woodworth, Niki, Fowler | I | DIRECTOR OF CLIENT SERVICES | NA | |
| Woodworth, Niki, Fowler | I | DIRECTOR OF CLIENT SERVICES | NA | |
| CORIENT PRIVATE WEALTH LLC | DE | OWNER | E | Control |
| WINDSOR WEALTH MANAGEMENT HOLDCO, LLC | DE | OWNER | E | Control |
| WINDSOR WEALTH MANAGEMENT HOLDCO, LLC | DE | OWNER | E | Control |
| WINDSOR WEALTH MANAGEMENT HOLDCO, LLC | DE | OWNER | E | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | C | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | C | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | C | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL | C | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | C | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL | C | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL | C | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | C | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | C | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | C | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL | C | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL | C | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL | C | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL | C | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL | C | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL | C | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL | C | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL | C | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL | C | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL | C | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL | C | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL | C | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL | C | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL | C | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL | C | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL | C | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL | C | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL | C | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL | C | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL | C | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL | C | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL | C | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL | C | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL | C | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL | C | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL | C | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL | C | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL | C | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL | C | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL | C | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL | C | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL | C | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL | C | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL | C | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL | C | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL | C | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL | C | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL | C | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL | C | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL | C | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL | C | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL | C | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL | C | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL | C | Control |
| CLARK, RANDALL, DEAN | I | PRINCIPAL | C | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | C | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | C | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | C | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | C | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | C | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | C | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | C | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | C | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | C | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | C | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | C | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | C | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | C | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | C | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | C | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | C | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | C | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | C | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | C | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | C | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | C | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | C | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | C | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | C | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | C | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | C | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | C | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | C | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | C | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | C | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | C | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | C | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | C | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | C | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | C | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | C | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | C | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | C | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | C | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | C | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | C | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | C | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | C | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | C | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | C | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | C | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | C | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | C | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | C | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | C | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | C | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | C | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | C | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | C | Control |
| MITZELL, CHANNING, FREDERICK | I | PRINCIPAL | C | Control |
| ESPOSITO, FRANK, JOSEPH | I | PRINCIPAL | A | Control |
| ESPOSITO, FRANK, JOSEPH | I | PRINCIPAL | A | Control |
| ESPOSITO, FRANK, JOSEPH | I | PRINCIPAL | A | Control |
| ESPOSITO, FRANK, JOSEPH | I | PRINCIPAL | A | Control |
| ESPOSITO, FRANK, JOSEPH | I | PRINCIPAL | A | Control |
| ESPOSITO, FRANK, JOSEPH | I | PRINCIPAL | A | Control |
| ESPOSITO, FRANK, JOSEPH | I | PRINCIPAL | A | Control |
| ESPOSITO, FRANK, JOSEPH | I | PRINCIPAL | A | Control |
| ESPOSITO, FRANK, JOSEPH | I | PRINCIPAL | A | Control |
| ESPOSITO, FRANK, JOSEPH | I | PRINCIPAL | A | Control |
| LEACH, JAMES, MICHAEL | I | PRINCIPAL | A | Control |
| LEACH, JAMES, MICHAEL | I | PRINCIPAL | A | Control |
| LEACH, JAMES, MICHAEL | I | PRINCIPAL | A | Control |
| LEACH, JAMES, MICHAEL | I | PRINCIPAL | A | Control |
| LEACH, JAMES, MICHAEL | I | PRINCIPAL | A | Control |
| LEACH, JAMES, MICHAEL | I | PRINCIPAL | A | Control |
| LEACH, JAMES, MICHAEL | I | PRINCIPAL | A | Control |
| LEACH, JAMES, MICHAEL | I | PRINCIPAL | A | Control |
| LEACH, JAMES, MICHAEL | I | PRINCIPAL | A | Control |
| LEACH, JAMES, MICHAEL | I | PRINCIPAL | A | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | A | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | A | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | A | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | A | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | A | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | A | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | A | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | A | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | A | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | A | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | A | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | A | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | A | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | A | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | A | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | A | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | A | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | A | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | A | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | A | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | A | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | A | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | A | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | A | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | A | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | A | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | A | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | A | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | A | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | A | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | A | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | A | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | A | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | A | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | A | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | A | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | A | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | A | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | A | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | A | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | A | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | A | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | A | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | A | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | A | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | A | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | A | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | A | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | A | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | A | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | A | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | A | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | A | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | A | Control |
| SHUPE, BRIAN, TODD | I | PRINCIPAL | A | Control |
| ULSAS, MATTHEW, BRIAN | I | CHIEF COMPLIANCE OFFICER | A | |
| ULSAS, MATTHEW, BRIAN | I | CHIEF COMPLIANCE OFFICER | A | |
| ULSAS, MATTHEW, BRIAN | I | CHIEF COMPLIANCE OFFICER | A | |
| ULSAS, MATTHEW, BRIAN | I | CHIEF COMPLIANCE OFFICER | A | |
| ULSAS, MATTHEW, BRIAN | I | CHIEF COMPLIANCE OFFICER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CORIENT PARTNERS LLC | DE | CORIENT PRIVATE WEALTH LLC | F | Control |
| CI FINANCIAL CORP. | FE | CORIENT HOLDINGS INC | E | Control |
| CORIENT HOLDINGS INC | DE | CORIENT PARTNERS LLC | E | Control |
| KASPAR, ROBERT, STEPHEN | I | ROBERT S. KASPAR LLC | E | Control |
| KASPAR, ROBERT, STEPHEN | I | ROBERT S. KASPAR LLC | E | Control |
| KASPAR, ROBERT, STEPHEN | I | ROBERT S. KASPAR LLC | E | Control |
| CLARK, RANDALL, DEAN | I | WINDSOR WEALTH MANAGEMENT HOLDCO, LLC | C | Control |
| CLARK, RANDALL, DEAN | I | WINDSOR WEALTH MANAGEMENT HOLDCO, LLC | C | Control |
| CLARK, RANDALL, DEAN | I | WINDSOR WEALTH MANAGEMENT HOLDCO, LLC | C | Control |
| MITZELL, CHANNING, FREDERICK | I | WINDSOR WEALTH MANAGEMENT HOLDCO, LLC | C | Control |
| MITZELL, CHANNING, FREDERICK | I | WINDSOR WEALTH MANAGEMENT HOLDCO, LLC | C | Control |
| MITZELL, CHANNING, FREDERICK | I | WINDSOR WEALTH MANAGEMENT HOLDCO, LLC | C | Control |
| ROBERT S. KASPAR LLC | DE | WINDSOR WEALTH MANAGEMENT HOLDCO, LLC | C | Control |
| ROBERT S. KASPAR LLC | DE | WINDSOR WEALTH MANAGEMENT HOLDCO, LLC | C | Control |
| ROBERT S. KASPAR LLC | DE | WINDSOR WEALTH MANAGEMENT HOLDCO, LLC | C | Control |
Registrations
Federal
IA
Oct 5, 2023 REGISTERED
Notice Filings (26)
AL AZ CA CO CT FL GA ID IL IN LA MI NC NE NH NJ NM NY OH OR RI SC TN TX VA VT
Address
500 E. 96TH STREET, SUITE 450INDIANAPOLIS, IN 46240
United States
Phone: 317-848-3005