ALAN D BILLER & ASSOCIATES, INC.
Legal name: ALAN BILLER AND ASSOCIATES
CRD #105283 SEC #801-48432 MENLO PARK, CA 650-328-7283
SEC Registered
Total AUM
$59.4B
Discretionary
$59.4B
Employees
45
Clients
--
Accounts
60
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- OCTOBER
- Registration Date
- --
- Latest Filing
- Jul 10, 2025
- Branch Offices
- 0
- LEI
- 94-2854958
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALI, ASAD, ASIF | I | EXECUTIVE VICE PRESIDENT | NA | |
| ALI, ASAD, ASIF | I | EXECUTIVE VICE PRESIDENT | NA | |
| ALI, ASAD, ASIF | I | EXECUTIVE VICE PRESIDENT | NA | |
| ALI, ASAD, ASIF | I | PRESIDENT | NA | Control |
| ALI, ASAD, ASIF | I | EXECUTIVE VICE PRESIDENT | NA | |
| ALI, ASAD, ASIF | I | PRESIDENT | NA | Control |
| ALI, ASAD, ASIF | I | PRESIDENT | NA | Control |
| ALI, ASAD, ASIF | I | PRESIDENT | NA | Control |
| ALI, ASAD, ASIF | I | PRESIDENT | NA | Control |
| ALI, ASAD, ASIF | I | PRESIDENT | NA | Control |
| ASHMAN, MICHAEL, DAVID | I | PRINCIPAL / MANAGING SENIOR CONSULTANT | NA | |
| ASHMAN, MICHAEL, DAVID | I | PRINCIPAL / MANAGING SENIOR CONSULTANT | NA | |
| ASHMAN, MICHAEL, DAVID | I | PRINCIPAL / MANAGING SENIOR CONSULTANT | NA | |
| ASHMAN, MICHAEL, DAVID | I | PRINCIPAL / MANAGING SENIOR CONSULTANT | NA | |
| ASHMAN, MICHAEL, DAVID | I | PRINCIPAL / MANAGING SENIOR CONSULTANT | NA | |
| ASHMAN, MICHAEL, DAVID | I | PRINCIPAL / MANAGING SENIOR CONSULTANT | NA | |
| BATES, JOSEPH, DERWIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| BATES, JOSEPH, DERWIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| BATES, JOSEPH, DERWIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| BATES, JOSEPH, DERWIN | I | PRESIDENT | NA | Control |
| BATES, JOSEPH, DERWIN | I | PRESIDENT | NA | Control |
| BATES, JOSEPH, DERWIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| BATES, JOSEPH, DERWIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| BATES, JOSEPH, DERWIN | I | PRESIDENT | NA | Control |
| BATES, JOSEPH, DERWIN | I | CCO, PRESIDENT | NA | Control |
| BATES, JOSEPH, DERWIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| BATES, JOSEPH, DERWIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| BATES, JOSEPH, DERWIN | I | PRESIDENT | NA | Control |
| BATES, JOSEPH, DERWIN | I | PRESIDENT | NA | Control |
| BATES, JOSEPH, DERWIN | I | PRESIDENT | NA | Control |
| BATES, JOSEPH, DERWIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| BATES, JOSEPH, DERWIN | I | PRESIDENT | NA | Control |
| BATES, JOSEPH, DERWIN | I | PRESIDENT | NA | Control |
| BURROWS, AILEEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| BURROWS, AILEEN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| BURROWS, AILEEN, ELIZABETH | I | CHIEF OPERATING OFFICER | NA | Control |
| BURROWS, AILEEN, ELIZABETH | I | CHIEF OPERATING OFFICER | NA | Control |
| BURROWS, AILEEN, ELIZABETH | I | CHIEF OPERATING OFFICER | NA | Control |
| BURROWS, AILEEN, ELIZABETH | I | CHIEF OPERATING OFFICER | NA | Control |
| BURROWS, AILEEN, ELIZABETH | I | CHIEF OPERATING OFFICER | NA | Control |
| BURROWS, AILEEN, ELIZABETH | I | CHIEF OPERATING OFFICER | NA | Control |
| BURROWS, AILEEN, ELIZABETH | I | CHIEF OPERATING OFFICER | NA | Control |
| BURROWS, AILEEN, ELIZABETH | I | CHIEF OPERATING OFFICER | NA | Control |
| BURROWS, AILEEN, ELIZABETH | I | CHIEF OPERATING OFFICER | NA | Control |
| DROZDOWSKI, SUSAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| GOLDSTICKER, RALPH, PHILIP | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GOLDSTICKER, RALPH, PHILIP | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GOLDSTICKER, RALPH, PHILIP | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GOLDSTICKER, RALPH, PHILIP | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GOLDSTICKER, RALPH, PHILIP | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GOLDSTICKER, RALPH, PHILIP | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GOLDSTICKER, RALPH, PHILIP | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GOLDSTICKER, RALPH, PHILIP | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GOLDSTICKER, RALPH, PHILIP | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GOLDSTICKER, RALPH, PHILIP | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GOLDSTICKER, RALPH, PHILIP | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GOLDSTICKER, RALPH, PHILIP | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GOLDSTICKER, RALPH, PHILIP | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GOLDSTICKER, RALPH, PHILIP | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GOLDSTICKER, RALPH, PHILIP | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GOLDSTICKER, RALPH, PHILIP | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GOLDSTICKER, RALPH, PHILIP | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GOLDSTICKER, RALPH, PHILIP | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GOLDSTICKER, RALPH, PHILIP | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GOLDSTICKER, RALPH, PHILIP | I | CHIEF INVESTMENT OFFICER | NA | Control |
| KIRKLAND, ANNE, THAYER | I | CHIEF COMPLIANCE OFFICER | NA | |
| KIRKLAND, ANNE, THAYER | I | CHIEF COMPLIANCE OFFICER | NA | |
| KIRKLAND, ANNE, THAYER | I | CHIEF COMPLIANCE OFFICER | NA | |
| KIRKLAND, ANNE, THAYER | I | CHIEF COMPLIANCE OFFICER | NA | |
| KIRKLAND, ANNE, THAYER | I | CHIEF COMPLIANCE OFFICER | NA | |
| KIRKLAND, ANNE, THAYER | I | CHIEF COMPLIANCE OFFICER | NA | |
| KIRKLAND, ANNE, THAYER | I | CHIEF COMPLIANCE OFFICER | NA | |
| KIRKLAND, ANNE, THAYER | I | CHIEF COMPLIANCE OFFICER | NA | |
| KOFFORD, NICOLE, GFROERER | I | CCO, HR MANAGER | NA | |
| KOFFORD, NICOLE, GFROERER | I | CCO, HR MANAGER | NA | |
| KOFFORD, NICOLE, GFROERER | I | CCO, HR MANAGER | NA | |
| LIM, SIMON, PAUL | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, MANAGING SENIOR CONSULTANT | NA | Control |
| LIM, SIMON, PAUL | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, MANAGING SENIOR CONSULTANT | NA | Control |
| LIM, SIMON, PAUL | I | CHIEF COMPLIANCE OFFICER, MANAGING SENIOR CONSULTANT | NA | Control |
| LIM, SIMON, PAUL | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | NA | Control |
| LIM, SIMON, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LIM, SIMON, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LIM, SIMON, PAUL | I | CHIEF COMPLIANCE OFFICER/MANAGING SENIOR CONSULTANT | NA | Control |
| LIM, SIMON, PAUL | I | CHIEF COMPLIANCE OFFICER/MANAGING SENIOR CONSULTANT | NA | Control |
| LIM, SIMON, PAUL | I | CHIEF COMPLIANCE OFFICER/MANAGING SENIOR CONSULTANT | NA | Control |
| LIM, SIMON, PAUL | I | CHIEF COMPLIANCE OFFICER/MANAGING SENIOR CONSULTANT | NA | Control |
| LIM, SIMON, PAUL | I | CHIEF COMPLIANCE OFFICER/MANAGING SENIOR CONSULTANT | NA | Control |
| LIM, SIMON, PAUL | I | CHIEF COMPLIANCE OFFICER/MANAGING SENIOR CONSULTANT | NA | Control |
| LIM, SIMON, PAUL | I | CHIEF COMPLIANCE OFFICER/MANAGING SENIOR CONSULTANT | NA | Control |
| LIM, SIMON, PAUL | I | CHIEF COMPLIANCE OFFICER/MANAGING SENIOR CONSULTANT | NA | Control |
| LIM, SIMON, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LIM, SIMON, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MELTON, NANCY, TARAB0CHIA | I | VICE PRESIDENT | NA | Control |
| MELTON, NANCY, TARAB0CHIA | I | VICE PRESIDENT | NA | Control |
| MELTON, NANCY, TARAB0CHIA | I | VICE PRESIDENT | NA | Control |
| MELTON, NANCY, TARAB0CHIA | I | VICE PRESIDENT | NA | Control |
| MELTON, NANCY, TARAB0CHIA | I | VICE PRESIDENT | NA | Control |
| MELTON, NANCY, TARABACHIA | I | VICE PRESIDENT | NA | Control |
| NEWELL, JENNIFER, CHRISTINE | I | PRESIDENT, DIRECTOR OF CONSULTING | NA | Control |
| NEWELL, JENNIFER, CHRISTINE | I | PRESIDENT, MANAGING SENIOR CONSULTANT | NA | Control |
| NEWELL, JENNIFER, CHRISTINE | I | PRESIDENT, DIRECTOR OF CONSULTING | NA | Control |
| NEWELL, JENNIFER, CHRISTINE | I | PRESIDENT | NA | Control |
| NEWELL, JENNIFER, CHRISTINE | I | PRESIDENT | NA | Control |
| NEWELL, JENNIFER, CHRISTINE | I | PRESIDENT | NA | Control |
| NEWELL, JENNIFER, CHRISTINE | I | PRESIDENT | NA | Control |
| NEWELL, JENNIFER, CHRISTINE | I | PRESIDENT | NA | Control |
| NEWELL, JENNIFER, CHRISTINE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| NEWELL, JENNIFER, CHRISTINE | I | PRESIDENT | NA | Control |
| NEWELL, JENNIFER, CHRISTINE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| NEWELL, JENNIFER, CHRISTINE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| NEWELL, JENNIFER, CHRISTINE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| NEWELL, JENNIFER, CHRISTINE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| NEWELL, JENNIFER, CHRISTINE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RANKIN, JAMES, PATRICK | I | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| RANKIN, JAMES, PATRICK | I | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| RANKIN, JAMES, PATRICK | I | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| SKJERVEM, JOHN, DUANE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SKJERVEM, JOHN, DUANE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SKJERVEM, JOHN, DUANE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Winterstorm, Niclas | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Winterstorm, Niclas | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Winterstorm, Niclas | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Winterstorm, Niclas | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BILLER, ALAN, DAVID | I | PRESIDENT | E | Control |
| BILLER, ALAN, DAVID | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| BILLER, ALAN, DAVID | I | PRESIDENT | E | Control |
| BILLER, ALAN, DAVID | I | PRESIDENT | E | Control |
| BILLER, ALAN, DAVID | I | PRESIDENT | E | Control |
| BILLER, ALAN, DAVID | I | PRESIDENT | E | Control |
| BILLER, ALAN, DAVID | I | PRESIDENT | E | Control |
| BILLER, ALAN, DAVID | I | PRESIDENT | E | Control |
| BILLER, ALAN, DAVID | I | PRESIDENT | E | Control |
| BILLER, ALAN, DAVID | I | CEO | E | Control |
| BILLER, ALAN, DAVID | I | CEO | E | Control |
| BILLER, ALAN, DAVID | I | PRESIDENT | E | Control |
| BILLER, ALAN, DAVID | I | CEO | E | Control |
| BILLER, ALAN, DAVID | I | PRESIDENT | E | Control |
| BILLER, ALAN, DAVID | I | CEO | E | Control |
| BILLER, ALAN, DAVID | I | CEO | E | Control |
| BILLER, ALAN, DAVID | I | PRESIDENT | E | Control |
| BILLER, ALAN, DAVID | I | PRESIDENT | E | Control |
| BILLER, ALAN, DAVID | I | CEO | E | Control |
| BILLER, ALAN, DAVID | I | CEO | E | Control |
| BILLER, ALAN, DAVID | I | CEO | E | Control |
| BILLER, ALAN, DAVID | I | PRESIDENT | E | Control |
| BILLER, ALAN, DAVID | I | CEO | E | Control |
| BILLER, ALAN, DAVID | I | CEO | E | Control |
| BILLER, ALAN, DAVID | I | CEO | E | Control |
| BILLER, ALAN, DAVID | I | CEO | D | Control |
| BILLER, ALAN, DAVID | I | CEO | D | Control |
| BILLER, ALAN, DAVID | I | CEO | D | Control |
| BILLER, ALAN, DAVID | I | CEO | D | Control |
| BILLER, ALAN, DAVID | I | CEO | D | Control |
| BILLER, ALAN, DAVID | I | CEO | D | Control |
| BILLER, ALAN, DAVID | I | CEO | D | Control |
| BILLER, ALAN, DAVID | I | CEO | D | Control |
| BILLER, ALAN, DAVID | I | CEO | D | Control |
| BILLER, ALAN, DAVID | I | CEO | D | Control |
| BILLER, ALAN, DAVID | I | CHAIR | D | Control |
| MELTON, NANCY, TARABOCHIA | I | COO | D | Control |
| MELTON, NANCY, TARABOCHIA | I | COO | D | Control |
| MELTON, NANCY, TARABOCHIA | I | COO | D | Control |
| MELTON, NANCY, TARABOCHIA | I | COO | D | Control |
| MELTON, NANCY, TARABOCHIA | I | COO | D | Control |
| MELTON, NANCY, TARABOCHIA | I | COO | D | Control |
| MELTON, NANCY, TARABOCHIA | I | COO | D | Control |
| MELTON, NANCY, TARABOCHIA | I | COO | D | Control |
| MELTON, NANCY, TARABOCHIA | I | COO | D | Control |
| MELTON, NANCY, TARABOCHIA | I | DEPUTY CEO | D | Control |
| MELTON, NANCY, TARABOCHIA | I | VICE CHAIR | D | Control |
| BILLER, ALAN, DAVID | I | CHAIRMAN | C | Control |
| BILLER, ALAN, DAVID | I | CHAIRMAN, CHIEF FINANCIAL OFFICER, CHIEF EXECUTIVE OFFICER | C | Control |
| BILLER, ALAN, DAVID | I | CHAIRMAN, CHIEF FINANCIAL OFFICER | C | Control |
| BILLER, ALAN, DAVID | I | CHAIRMAN, CHIEF FINANCIAL OFFICER | C | Control |
| BILLER, ALAN, DAVID | I | CHAIRMAN, CHIEF FINANCIAL OFFICER, CHIEF EXECUTIVE OFFICER | C | Control |
| BILLER, ALAN, DAVID | I | CHAIRMAN, CHIEF FINANCIAL OFFICER | C | Control |
| BILLER, ALAN, DAVID | I | CHAIRMAN, CHIEF FINANCIAL OFFICER | C | Control |
| BILLER, ALAN, DAVID | I | CHAIRMAN, CHIEF FINANCIAL OFFICER | C | Control |
| BILLER, ALAN, DAVID | I | CHAIRMAN, CHIEF FINANCIAL OFFICER, CHIEF EXECUTIVE OFFICER | C | Control |
| BILLER, ALAN, DAVID | I | CHAIRMAN, CHIEF FINANCIAL OFFICER, CHIEF EXECUTIVE OFFICER | C | Control |
| MELTON, NANCY, TARABOCHIA | I | VICE CHAIR | C | Control |
| MELTON, NANCY, TARABOCHIA | I | VICE CHAIR | C | Control |
| MELTON, NANCY, TARABOCHIA | I | VICE CHAIR | C | Control |
| MELTON, NANCY, TARABOCHIA | I | VICE CHAIR | C | Control |
| MELTON, NANCY, TARABOCHIA | I | VICE CHAIR | C | Control |
| MELTON, NANCY, TARABOCHIA | I | VICE CHAIR | C | Control |
| MELTON, NANCY, TARABOCHIA | I | VICE CHAIR | C | Control |
| MELTON, NANCY, TARABOCHIA | I | VICE CHAIR | C | Control |
| MELTON, NANCY, TARABOCHIA | I | VICE CHAIR | C | Control |
| MELTON, NANCY, TARABOCHIA | I | VICE CHAIR | C | Control |
| MELTON, NANCY, TARAB0CHIA | I | VICE PRESIDENT | B | Control |
| MELTON, NANCY, TARABOCHIA | I | VICE PRESIDENT | B | Control |
| MELTON, NANCY, TARABOCHIA | I | VICE PRESIDENT | B | Control |
| MELTON, NANCY, TARABOCHIA | I | COO | B | Control |
| MELTON, NANCY, TARABOCHIA | I | COO | B | Control |
| MELTON, NANCY, TARABOCHIA | I | VICE PRESIDENT | B | Control |
| MELTON, NANCY, TARABOCHIA | I | COO | B | Control |
| MELTON, NANCY, TARABOCHIA | I | VICE PRESIDENT | B | Control |
| MELTON, NANCY, TARABOCHIA | I | COO | B | Control |
| MELTON, NANCY, TARABOCHIA | I | COO | B | Control |
| MELTON, NANCY, TARABOCHIA | I | VICE PRESIDENT | B | Control |
| MELTON, NANCY, TARABOCHIA | I | VICE PRESIDENT | B | Control |
| MELTON, NANCY, TARABOCHIA | I | COO | B | Control |
| MELTON, NANCY, TARABOCHIA | I | COO | B | Control |
| MELTON, NANCY, TARABOCHIA | I | COO | B | Control |
| MELTON, NANCY, TARABOCHIA | I | VICE PRESIDENT | B | Control |
| MELTON, NANCY, TARABOCHIA | I | COO | B | Control |
| MELTON, NANCY, TARABOCHIA | I | COO | B | Control |
| MELTON, NANCY, TARABOCHIA | I | COO | B | Control |
Registrations
Federal
IA
Jul 10, 2025 REGISTERED
Notice Filings (6)
CA DC KY NY OH WA
Address
535 MIDDLEFIELD RD.SUITE 230
MENLO PARK, CA 94025
United States
Phone: 650-328-7283