BALLIETT FINANCIAL SERVICES, INC.
CRD #105284 SEC #801-33677 WINTER PARK, FL 407-740-5113
SEC Registered
Total AUM
$24.6M
Discretionary
$24.6M
Employees
6
Clients
51
Accounts
88
Firm Details
- Organization Type
- Corporation
- State of Formation
- Florida
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 7, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALMEIDA, RICHARD, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| ALMEIDA, RICHARD, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| ALMEIDA, RICHARD, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| ALMEIDA, RICHARD, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| ALMEIDA, RICHARD, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| ALMEIDA, RICHARD, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| ALMEIDA, RICHARD, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| ALMEIDA, RICHARD, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| ALMEIDA, RICHARD, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| ALMEIDA, RICHARD, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| ALMEIDA, RICHARD, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| BALLIETT, DOLORES, DRULEY | I | CHIEF OPERATIONS OFFICERDIRECTOR OF OPERATIONS | NA | Control |
| BALLIETT, DOLORES, DRULEY | I | CHIEF OPERATIONS OFFICERDIRECTOR OF OPERATIONS | NA | Control |
| BALLIETT, DOLORES, DRULEY | I | CHIEF OPERATIONS OFFICERDIRECTOR OF OPERATIONS | NA | Control |
| BALLIETT, DOLORES, DRULEY | I | CHIEF OPERATIONS OFFICERDIRECTOR OF OPERATIONS | NA | Control |
| BALLIETT, DOLORES, DRULEY | I | CHIEF OPERATIONS OFFICERDIRECTOR OF OPERATIONS | NA | Control |
| BALLIETT, DOLORES, DRULEY | I | CHIEF OPERATIONS OFFICERDIRECTOR OF OPERATIONS | NA | Control |
| BALLIETT, PHILIP | I | VICE PRESIDENT | NA | Control |
| BALLIETT, PHILIP | I | VICE PRESIDENT | NA | Control |
| BALLIETT, PHILIP | I | VICE PRESIDENT | NA | Control |
| BALLIETT, PHILIP | I | VICE PRESIDENT | NA | Control |
| BALLIETT, PHILIP, DRULEY | I | VICE PRESIDENT | NA | Control |
| BALLIETT, PHILIP, DRULEY | I | VICE PRESIDENT | NA | Control |
| BALLIETT, PHILIP, DRULEY | I | VICE PRESIDENT | NA | Control |
| BALLIETT, PHILIP, DRULEY | I | VICE PRESIDENT | NA | Control |
| BALLIETT, PHILIP, DRULEY | I | VICE PRESIDENT | NA | Control |
| BALLIETT, PHILIP, DRULEY | I | VICE PRESIDENT | NA | Control |
| BALLIETT, PHILIP, DRULEY | I | VICE PRESIDENT | NA | Control |
| BALLIETT, HOWARD, EUGENE | I | PRESIDENT | E | Control |
| BALLIETT, HOWARD, EUGENE | I | PRESIDENT | E | Control |
| BALLIETT, HOWARD, EUGENE | I | PRESIDENT | E | Control |
| BALLIETT, HOWARD, EUGENE | I | PRESIDENT | E | Control |
| BALLIETT, HOWARD, EUGENE | I | PRESIDENT | E | Control |
| BALLIETT, HOWARD, EUGENE | I | PRESIDENT | E | Control |
| BALLIETT, HOWARD, EUGENE | I | PRESIDENT | E | Control |
| BALLIETT, HOWARD, EUGENE | I | PRESIDENT | E | Control |
| BALLIETT, HOWARD, EUGENE | I | PRESIDENT | E | Control |
| BALLIETT, HOWARD, EUGENE | I | PRESIDENT | E | Control |
| BALLIETT, HOWARD, EUGENE | I | PRESIDENT | E | Control |
Registrations
Federal
IA
May 7, 2012 REGISTERED
Notice Filings (4)
FL GA IL TX
Address
631 SOUTH ORLANDO AVESUITE 400
WINTER PARK, FL 32789-7121
United States
Phone: 407-740-5113