NCM CAPITAL MANAGEMENT GROUP INC
CRD #105312 SEC #801-28196 DURHAM, NC 919-688-0620
SEC Registered Disclosures
Total AUM
$369.5M
Discretionary
$355M
Employees
13
Clients
--
Accounts
9
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- North Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 2, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BLAKNEY, BENJAMIN, FRANKLIN | I | PRESIDENT, COO,& DIRECTOR | NA | Control |
| BLAKNEY, BENJAMIN, FRANKLIN | I | PRESIDENT, COO,& DIRECTOR | NA | Control |
| BLAKNEY, BENJAMIN, FRANKLIN | I | PRESIDENT, COO,& DIRECTOR | NA | Control |
| COLEY, TAMMIE, F | I | CFO | NA | |
| COLEY, TAMMIE, F | I | CFO | NA | |
| COLEY, TAMMIE, F | I | CFO | NA | |
| HALLORAN, DAVID, ARTHUR | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| HALLORAN, DAVID, ARTHUR | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| JONES, LARRY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| JONES, LARRY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| JONES, LARRY | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LAWRENCE, MICHAEL, LAMONT | I | CHIEF FINANCIAL OFFICER | NA | |
| LAWRENCE, MICHAEL, LAMONT | I | CHIEF FINANCIAL OFFICER | NA | |
| LAWRENCE, MICHAEL, LAMONT | I | CFO & COO | NA | |
| LAWRENCE, MICHAEL, LAMONT | I | CFO & COO | NA | |
| LAWRENCE, MICHAEL, LAMONT | I | CFO & COO | NA | Control |
| LAWRENCE, MICHAEL, LAMONT | I | CFO & COO | NA | Control |
| LAWRENCE, MICHAEL, LAMONT | I | CHIEF FINANCIAL OFFICER | NA | |
| LAWRENCE, MICHAEL, LAMONT | I | CHIEF FINANCIAL OFFICER | NA | |
| NEWSOME, LORENZO | I | CO-CIO | NA | Control |
| NEWSOME, LORENZO | I | CIO | NA | Control |
| NEWSOME, LORENZO | I | CO-CIO | NA | Control |
| NEWSOME, LORENZO | I | CO-CIO | NA | Control |
| NEWSOME, LORENZO | I | CIO, PRESIDENT | NA | Control |
| NEWSOME, LORENZO | I | CO-CIO | NA | Control |
| NEWSOME, LORENZO | I | CIO, PRESIDENT | NA | Control |
| RUFFIN, BENJAMIN, S. | I | DIRECTOR | NA | Control |
| RUFFIN, BENJAMIN, S. | I | DIRECTOR | NA | Control |
| RUFFIN, BENJAMIN, S. | I | DIRECTOR | NA | Control |
| RUFFIN, BENJAMIN, S. | I | DIRECTOR | NA | Control |
| RUFFIN, BENJAMIN, S. | I | DIRECTOR | NA | Control |
| SLOAN, MACEO, KENNEDY | I | CHAIRMAN, CEO, CIO | NA | Control |
| SLOAN, MACEO, KENNEDY | I | CHAIRMAN, CEO, CIO | NA | Control |
| SLOAN, MACEO, KENNEDY | I | CHAIRMAN, CEO, CIO | NA | Control |
| SLOAN, MACEO, KENNEDY | I | CHAIRMAN, CEO, CIO | NA | Control |
| SLOAN, MACEO, KENNEDY | I | CHAIRMAN AND CEO | NA | Control |
| SLOAN, MACEO, KENNEDY | I | CHAIRMAN, CEO, CIO | NA | Control |
| SLOAN, MACEO, KENNEDY | I | CHAIRMAN, CEO, CIO | NA | Control |
| SLOAN, MACEO, KENNEDY | I | CHAIRMAN, CEO, CIO | NA | Control |
| SLOAN, MACEO, KENNEDY | I | CHAIRMAN, CCO AND CEO | NA | Control |
| SLOAN, MACEO, KENNEDY | I | CHAIRMAN, CEO, CIO | NA | Control |
| SLOAN, MACEO, KENNEDY | I | CHAIRMAN, CCO AND CEO | NA | Control |
| TREADWELL, VICTORIA, ANN | I | SENIOR VP, DIRECTOR OF CLIENT SERVICES, CHIEF COMPLIANCE OFFICER | NA | Control |
| TREADWELL, VICTORIA, ANN | I | SENIOR VP, DIRECTOR OF CLIENT SERVICES, CHIEF COMPLIANCE OFFICER | NA | Control |
| TREADWELL, VICTORIA, ANN | I | SENIOR VP, DIRECTOR OF CLIENT SERVICES, CHIEF COMPLIANCE OFFICER | NA | Control |
| TREADWELL, VICTORIA, ANN | I | SENIOR VP, DIRECTOR OF CLIENT SERVICES, CHIEF COMPLIANCE OFFICER | NA | Control |
| TREADWELL, VICTORIA, ANN | I | PRESIDNET AND CHIEF COMPLIANCE OFFICER | NA | Control |
| TREADWELL, VICTORIA, ANN | I | PRESIDNET AND CHIEF COMPLIANCE OFFICER | NA | Control |
| TREADWELL, VICTORIA, ANN | I | SENIOR VP, DIRECTOR OF CLIENT SERVICES, CHIEF COMPLIANCE OFFICER | NA | Control |
| TREADWELL, VICTORIA, ANN | I | SENIOR VP, DIRECTOR OF CLIENT SERVICES | NA | Control |
| TREADWELL, VICTORIA, ANN | I | PRESIDNET AND CHIEF COMPLIANCE OFFICER | NA | Control |
| TREADWELL, VICTORIA, ANN | I | PRESIDNET AND CHIEF COMPLIANCE OFFICER | NA | Control |
| TREADWELL, VICTORIA, ANN | I | PRESIDNET AND CHIEF COMPLIANCE OFFICER | NA | Control |
| TREADWELL, VICTORIA, ANN | I | PRESIDNET AND CHIEF COMPLIANCE OFFICER | NA | Control |
| TREADWELL, VICTORIA, ANN | I | PRESIDNET AND CHIEF COMPLIANCE OFFICER | NA | Control |
| TREADWELL, VICTORIA, ANN | I | PRESIDNET AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SLOAN FINANCIAL GROUP | DE | OWNER | E | Control |
| SLOAN FINANCIAL GROUP | DE | OWNER | E | Control |
| SLOAN FINANCIAL GROUP | DE | OWNER | E | Control |
| SLOAN FINANCIAL GROUP | DE | OWNER | E | Control |
| SLOAN FINANCIAL GROUP | DE | OWNER | E | Control |
| SLOAN FINANCIAL GROUP | DE | OWNER | E | Control |
| SLOAN FINANCIAL GROUP | DE | OWNER | E | Control |
| SLOAN FINANCIAL GROUP | DE | OWNER | E | Control |
| SLOAN FINANCIAL GROUP | DE | OWNER | E | Control |
| SLOAN FINANCIAL GROUP | DE | OWNER | E | Control |
| SLOAN FINANCIAL GROUP | DE | OWNER | E | Control |
| SLOAN, MACEO, KENNEDY | I | CHAIRMAN, CEO, CIO | E | Control |
| SLOAN, MACEO, KENNEDY | I | CHAIRMAN, CEO, CIO | E | Control |
| SLOAN, MACEO, KENNEDY | I | CHAIRMAN, CEO, CIO | E | Control |
| SLOAN, MACEO, KENNEDY | I | CHAIRMAN, CEO, CCO | E | Control |
| SLOAN, MACEO, KENNEDY | I | CHAIRMAN, CEO, CCO | E | Control |
| SLOAN, MACEO, KENNEDY | I | CHAIRMAN, CEO, CO-CIO, CCO | E | Control |
| SLOAN, MACEO, KENNEDY | I | CHAIRMAN, CEO, CCO | E | Control |
| SLOAN, MACEO, KENNEDY | I | CHAIRMAN, CEO, CO-CIO, CCO | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SLOAN, MACEO, KENNEDY | I | SLOAN FINANCIAL GROUP | E | Control |
| SLOAN, MACEO, KENNEDY | I | SLOAN FINANCIAL GROUP | E | Control |
| SLOAN, MACEO, KENNEDY | I | SLOAN FINANCIAL GROUP | E | Control |
| SLOAN, MACEO, KENNEDY | I | SLOAN FINANCIAL GROUP | E | Control |
| SLOAN, MACEO, KENNEDY | I | SLOAN FINANCIAL GROUP | E | Control |
| SLOAN, MACEO, KENNEDY | I | SLOAN FINANCIAL GROUP | E | Control |
| SLOAN, MACEO, KENNEDY | I | SLOAN FINANCIAL GROUP | E | Control |
| SLOAN, MACEO, KENNEDY | I | SLOAN FINANCIAL GROUP | E | Control |
| SLOAN, MACEO, KENNEDY | I | SLOAN FINANCIAL GROUP | E | Control |
| SLOAN, MACEO, KENNEDY | I | SLOAN FINANCIAL GROUP | E | Control |
| SLOAN, MACEO, KENNEDY | I | SLOAN FINANCIAL GROUP | E | Control |
Registrations
Federal
IA
Feb 2, 2016 REGISTERED
Notice Filings (45)
AL AR AZ CA CT DC DE FL GA HI ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC NE NH NJ NM NV NY OK OR PA PR RI SC SD TX UT VA VT WA WI WV
Address
2634 DURHAM-CHAPEL HILL BOULEVARDSUITE 206
DURHAM, NC 27707
United States
Phone: 919-688-0620