BARBENCO USA, INC.
CRD #105314 SEC #801-30596 STAMFORD, CT 203-351-9840
SEC Registered
Total AUM
$104.9M
Discretionary
$104.9M
Employees
5
Clients
--
Accounts
49
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 26, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DRYNAN, LAURA, KIM | I | ACTING PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| DRYNAN, LAURA, KIM | I | ACTING PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| HOROWITZ, ANDREA, BENICE | I | SECRETARY | NA | |
| HOROWITZ, ANDREA, BENICE | I | SECRETARY | NA | |
| HOROWITZ, ANDREA, BENICE | I | SECRETARY | NA | |
| HOROWITZ, ANDREA, BENICE | I | SECRETARY | NA | |
| HOROWITZ, ANDREA, BENICE | I | SECRETARY | NA | |
| NAUMANN, LISA, SNOW | I | SECRETARY AND CHIEF COMPLIANCE OFFICER | NA | Control |
| NAUMANN, LISA, SNOW | I | SECRETARY AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SUGGS, JOHN, FRANCIS | I | VICE-PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | |
| SUGGS, JOHN, FRANCIS | I | VICE PRESIDENT & CCO | NA | |
| SUGGS, JOHN, FRANCIS | I | VICE PRESIDENT & CCO | NA | |
| SUGGS, JOHN, FRANCIS | I | VICE PRESIDENT | NA | |
| SUGGS, JOHN, FRANCIS | I | VICE PRESIDENT | NA | |
| HOROWITZ, BARNEY, LOUIS | I | PRESIDENT | E | Control |
| HOROWITZ, BARNEY, LOUIS | I | PRESIDENT | E | Control |
| HOROWITZ, BARNEY, LOUIS | I | DIRECTOR | E | Control |
| HOROWITZ, BARNEY, LOUIS | I | PRESIDENT | E | Control |
| HOROWITZ, BARNEY, LOUIS | I | DIRECTOR | E | Control |
| HOROWITZ, BARNEY, LOUIS | I | PRESIDENT | E | Control |
| HOROWITZ, BARNEY, LOUIS | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Jan 26, 2007 REGISTERED
Notice Filings (1)
CT
Address
1150 SUMMER STREETSTAMFORD, CT 06905-5530
USA
Phone: 203-351-9840