WAKLEY & ROBERTON INC
CRD #105318 SEC #801-13697 MOUNTLAKE TERRACE, WA 425-582-5839
SEC Registered
Total AUM
$106.5M
Discretionary
$106.5M
Employees
2
Clients
--
Accounts
51
Firm Details
- Organization Type
- Corporation
- State of Formation
- Washington
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 10, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| JOHNSON, MARJORIE, ANN | I | CORP SECRETARY / CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, MARJORIE, ANN | I | CORP SECRETARY / CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, MARJORIE, ANN | I | CORP SECRETARY / CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, MARJORIE, ANN | I | CORP SECRETARY / CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, MARJORIE, ANN | I | CORPORATE SECRETARY | NA | Control |
| JOHNSON, MARJORIE, ANN | I | CORP SECRETARY / CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, MARJORIE, ANN | I | CORP SECRETARY / CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, MARJORIE, ANN | I | CORP SECRETARY / CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, MARJORIE, ANN | I | CORP SECRETARY / CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, MARJORIE, ANN | I | CORP SECRETARY / CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, MARJORIE, ANN | I | CORP SECRETARY / CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, MARJORIE, ANN | I | CORP SECRETARY / CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, MARJORIE, ANN | I | CORP SECRETARY / CHIEF COMPLIANCE OFFICER | NA | Control |
| WAKLEY, NEIL, FRANCIS | I | PRESIDENT, TREASURER | E | Control |
| WAKLEY, NEIL, FRANCIS | I | PRESIDENT, TREASURER | E | Control |
| WAKLEY, NEIL, FRANCIS | I | PRESIDENT, TREASURER | E | Control |
| WAKLEY, NEIL, FRANCIS | I | PRESIDENT, TREASURER | E | Control |
| WAKLEY, NEIL, FRANCIS | I | PRESIDENT, TREASURER | E | Control |
| WAKLEY, NEIL, FRANCIS | I | PRESIDENT, TREASURER | E | Control |
| WAKLEY, NEIL, FRANCIS | I | PRESIDENT, TREASURER | E | Control |
| WAKLEY, NEIL, FRANCIS | I | PRESIDENT, TREASURER | E | Control |
| WAKLEY, NEIL, FRANCIS | I | PRESIDENT, TREASURER | E | Control |
| WAKLEY, NEIL, FRANCIS | I | PRESIDENT, TREASURER | E | Control |
| WAKLEY, NEIL, FRANCIS | I | PRESIDENT, TREASURER | E | Control |
| WAKLEY, NEIL, FRANCIS | I | PRESIDENT, TREASURER | E | Control |
| WAKLEY, NEIL, FRANCIS | I | PRESIDENT, TREASURER | E | Control |
Registrations
Federal
IA
Nov 10, 2016 REGISTERED
Notice Filings (1)
WA
Address
6100 219TH ST SWSUITE 480
MOUNTLAKE TERRACE, WA 98043-2222
United States
Phone: 425-582-5839