HERBERT R SMITH INCORPORATED
CRD #105329 SEC #801-7098 WICHITA FALLS, TX 940-723-5565
SEC Registered
Total AUM
$59.2M
Discretionary
$59.2M
Employees
5
Clients
10
Accounts
201
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 8, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| OLDFIELD, SHARON, LOU | I | CCO | NA | |
| MATHIS, WEST, HUFFINES & CO., P.C. | DE | OWNER | E | Control |
| MATHIS, WEST, HUFFINES & CO., P.C. | DE | OWNER | E | Control |
| SINK, RICHARD, T | I | CHIEF EXECUTIVE OFFICER | E | Control |
| SINK, RICHARD, T | I | CHIEF EXECUTIVE OFFICER | E | Control |
| GREENWAY, RANDY, K | I | SHAREHOLDER | B | |
| GREENWAY, RANDY, K | I | SHAREHOLDER | B | |
| SALTER, CHARLES, PHILLIP | I | SHAREHOLDER | B | |
| SALTER, CHARLES, PHILLIP | I | SHAREHOLDER | B | |
| SINK, RICHARD, T | I | CHIEF EXECUTIVE OFFICER | B | Control |
| SINK, RICHARD, T | I | CHIEF EXECUTIVE OFFICER | B | Control |
Registrations
Federal
IA
Sep 8, 2005 REGISTERED
Notice Filings (1)
TX
Address
901 INDIANA AVENUE, SUITE 250WICHITA FALLS, TX 76301
USA
Phone: 940-723-5565